0001096906-13-000592.txt : 20130418 0001096906-13-000592.hdr.sgml : 20130418 20130418165600 ACCESSION NUMBER: 0001096906-13-000592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121212 FILED AS OF DATE: 20130418 DATE AS OF CHANGE: 20130418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUIST SCOTT M CENTRAL INDEX KEY: 0001268844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 13769672 MAIL ADDRESS: STREET 1: 7 WANDERWOOD WAY CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-12 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001268844 QUIST SCOTT M 7 WANDERWOOD WAY SANDY UT 84092 1 1 1 0 Chair of Board, President,CEO Class A Common Stock 2012-12-12 4 M 0 108593 3.8 A 0 D Class A Common Stock 2012-12-12 4 F 0 47317 8.3 D 190171 D Employee Stock Option (right to buy) 3.8 2003-03-21 4 M 0 108593 3.8 D 2003-03-21 2013-03-21 Class A Common Stock 108593 0 D Employee Stock Option (right to buy) 0.249 2005-03-25 4 A 0 984970 0.249 A 2005-03-25 2015-03-25 Class C Common Stock 984970 984970 D Employee Stock Option (right to buy) 0.348 2008-03-31 4 A 0 607750 0.348 A 2009-03-31 2013-03-31 Class C Common Stock 607750 607750 D Employee Stock Option (right to buy) 0.334 2009-12-04 4 A 0 1157630 0.334 A 2010-03-04 2014-12-04 Class C Common Stock 1157630 1157630 D Employee Stock Option (right to buy) 0.183 2010-12-03 4 A 0 1102500 0.183 A 2011-03-03 2015-12-03 Class C Common Stock 1102500 1102500 D Employee Stock Option (right to buy) 0.137 2011-12-02 4 A 0 1050000 0.137 A 2012-03-02 2016-12-02 Class C Common Stock 1050000 1050000 D Employee Stock Option (right to buy) 1.72 2012-04-13 4 A 0 100000 1.72 A 2012-07-13 2017-04-13 Class A Common Stock 100000 100000 D Owned jointly by the reporting person and his wife. Does not include 2,760,499 shares of Class C Common Stock owned by the reporting person. Also does not include 239,310 shares of Class A Common Stock and 377,781 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, the Deferred Compensation Plan, and Associated Investors. This option was originally reported as an option for 70,000 shares of Class A Common Stock at an exercise price of $5.90 per share, but adjusted pursuant to the anti-dilution provisions of the 1993 Stock Option Plan to reflect 5% stock dividends paid on January 19, 2004, February 7, 2005, February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for either 70,000 shares of Class A Common Stock at an exercise price of $3.51 per share or 700,000 shares of Class C Common Stock at an exercise price of $0.351 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 700,000 shares of Class C Common Stock at an exercise price of $0.351 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 17, 2006, February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally granted as an option for either 50,000 shares of Class A Common Stock at an exercise price of $4.24 per share or 500,000 shares of Class C Common Stock or 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 500,000 shares of Class C Common Stock at an exercise price of $0.424 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally granted as an option for either 100,000 shares of Class A Common Stock at an exercise price of $3.87 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.387 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.387 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally granted as an option for either 100,000 shares of Class A Common Stock at an exercise price of $2.01 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, or any combination thereof. This option reflects the reporting persons election to have an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.201 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012. This option was granted on December 2, 2011 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.43 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, or any combination thereof. This option reflects an option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.143 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2012. This option vests in four equal quarterly installments, beginning on March 2, 2012, until such shares are fully vested. This option was granted on April 13, 2012 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $1.34 per share or 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share, or any combination thereof. At such time as the Stock Option Plan is amended to provide for the issuance of an additional 1,000,000 shares of Class C Common Stock, the reporting person will elect to have the option for 1,000,000 shares of Class C Common Stock at an exercise price of $0.134 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested. /s/ Scott M. Quist 2013-04-17