0001096906-13-000308.txt : 20130307 0001096906-13-000308.hdr.sgml : 20130307 20130307125141 ACCESSION NUMBER: 0001096906-13-000308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilbur Norman G CENTRAL INDEX KEY: 0001298096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 13672481 MAIL ADDRESS: STREET 1: 11825 LAMPWICK LANE CITY: FRISCO STATE: TX ZIP: 75035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-31 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298096 Wilbur Norman G 11825 LAMPWICK LANE FRISCO TX 75035 1 0 0 0 Class A Common Stock 2012-12-31 4 M 0 6078 1.23 A 0 D Class A Common Stock 2012-12-31 4 M 0 1216 1.16 A 0 D Class A Common Stock 2012-12-31 4 M 0 1103 1.66 A 10253 D Director Stock Option (right to buy) 3.96 2006-12-07 4 A 0 1340 3.96 A 2007-12-07 2016-12-07 Class A Common Stock 1340 1340 D Director Stock Option (right to buy) 2.94 2007-12-07 4 A 0 1277 2.94 A 2008-12-07 2017-12-07 Class A Common Stock 1277 1277 D Director Stock Option (right to buy) 3.17 2008-03-31 4 A 0 3039 3.17 A 2009-03-31 2018-03-31 Class A Common Stock 3039 3039 D Director Stock Option (right to buy) 1.23 2008-12-05 4 M 0 6077 1.23 D 2009-12-05 2018-12-05 Class A Common Stock 6077 0 D Director Stock Option (right to buy) 1.16 2008-12-07 4 M 0 1216 1.16 D 2009-12-07 2018-12-07 Class A Common Stock 1216 0 D Director Stock Option (right to buy) 3.04 2009-12-04 4 A 0 5789 3.04 A 2010-03-04 2019-12-04 Class A Common Stock 5789 5789 D Director Stock Option (right to buy) 3.04 2009-12-07 4 A 0 1158 3.04 A 2010-03-07 2019-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 1.66 2010-12-03 4 A 0 5513 1.66 A 2011-03-03 2020-12-03 Class A Common Stock 5513 5513 D Director Stock Option (right to buy) 1.66 2010-12-07 4 M 0 1103 1.66 D 2011-03-07 2020-12-07 Class A Common Stock 1103 0 D Director Stock Option (right to buy) 1.24 2011-12-02 4 A 0 5250 1.24 A 2012-03-02 2021-12-02 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 1.24 2011-12-07 4 A 0 1000 1.24 A 2011-03-07 2021-12-07 Class A Common Stock 1000 1000 D Director Stock Option (right to buy) 1.56 2012-04-13 4 A 0 5000 1.56 A 2012-07-13 2022-04-13 Class A Common Stock 5000 5000 D Director Stock Option (right to buy) 7.42 2012-12-07 4 A 0 1000 7.42 A 2013-03-07 2022-12-07 Class A Common Stock 1000 1000 D This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012 This option was originally reported as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012 This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012 This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009 and February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012. This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012. This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 3, 2012. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 2, 2012, until such shares are fully vested. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 3, 2012. The option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 7, 2012, until such shares are fully vested. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on July 13, 2012, until such shares are fully vested. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 7, 2013, until such shares are fully vested. /s/Norman G. Wilbur 2013-03-06