0001096906-13-000263.txt : 20130219 0001096906-13-000263.hdr.sgml : 20130219 20130219184926 ACCESSION NUMBER: 0001096906-13-000263 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120815 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SILL STEPHEN M CENTRAL INDEX KEY: 0001268845 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 13624799 MAIL ADDRESS: STREET 1: 1595 NORTH FORT LANE CITY: LAYTON STATE: UT ZIP: 84041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2012-08-15 2012-10-18 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001268845 SILL STEPHEN M 1595 NORTH FORT LANE LAYTON UT 84041 0 1 0 0 VP, Treasurer, CFO Class A Common Stock 2012-08-15 4 M 0 8269 1.66 A 0 D Class A Common Stock 2012-08-15 4 F 0 3932 3.49 D 0 D Class A Common Stock 2012-08-15 4 M 0 3937 1.24 A 0 D Class A Common Stock 2012-08-15 4 F 0 1398 3.49 D 0 D Class A Common Stock 2012-08-15 4 M 0 1875 1.56 A 0 D Class A Common Stock 2012-08-15 4 F 0 838 3.49 D 55148 D Employee Stock Option (right to buy) 1.66 2010-12-03 4 M 0 8269 1.66 D 2011-03-03 2020-12-03 Class A Common Stock 8269 0 D Employee Stock Option (right to buy) 1.24 2011-12-02 4 M 0 3937 1.24 D 2012-03-02 2021-12-02 Class A Common Stock 3937 0 D Employee Stock Option (right to buy) 1.56 2012-04-13 4 M 0 1875 1.56 D 2012-07-13 2022-04-13 Class A Common Stock 1878 0 D Employee Stock Option (right to buy) 3.17 2008-03-31 4 A 0 9116 3.17 A 2008-06-30 2018-03-31 Class A Common Stock 9116 9116 D Employee Stock Option (right to buy) 3.04 2009-12-04 4 A 0 8682 3.04 A 2010-03-04 2019-12-04 Class A Common Stock 8682 8682 D Employee Stock Option (right to buy) 1.24 2011-12-02 4 A 0 3938 1.24 A 2012-03-02 2021-12-02 Class A Common Stock 0 3938 D Employee Stock Option (right to buy) 1.56 2012-04-13 4 A 0 5625 1.56 A 2012-07-13 2022-04-13 Class A Common Stock 0 5625 D Owned jointly by the reporting person and his wife. Does not include 47,235 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan. This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012. This option was granted on December 2, 2011 as an option for 7,500 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012. The option vests in four equal quarterly installments of Class A Common Stock beginning on March 2, 2012, until such shares are fully vested. This option was granted on April 13, 2012 as an option for 7,500 shares of Class A Common Stock at an exercise price of $1.56 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on July 13, 2012, until such shares are fully vested. This option was originally reported as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012. This option was granted December 4, 2009 for 7,500 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012. /s/ Stephen M. Sill 2013-02-19