N-PX 1 form141.htm FORM N-PX form141.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811- 3081

Dreyfus Appreciation Fund, Inc.

(Exact name of registrant as specified in charter)

c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166

(Address of principal executive offices) (Zip code)

Michael A. Rosenberg, Esq.
200 Park Avenue
New York, New York 10166

(Name and address of agent for service)

Registrant's telephone number, including area code: (212) 922-6000

Date of fiscal year end: 12/31

Date of reporting period: July 1, 2009-June 30, 2010



Item 1. Proxy Voting Record



==================== Dreyfus Appreciation Fund, Inc. ========================

ABBOTT LABORATORIES

Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director R.J. Alpern  For  For  Management 
1.2  Elect Director R.S. Austin  For  For  Management 
1.3  Elect Director W.M. Daley  For  Withhold  Management 
1.4  Elect Director W.J. Farrell  For  Withhold  Management 
1.5  Elect Director H.L. Fuller  For  Withhold  Management 
1.6  Elect Director W.A. Osborn  For  Withhold  Management 
1.7  Elect Director D.A.L. Owen  For  For  Management 
1.8  Elect Director R.S. Roberts  For  For  Management 
1.9  Elect Director S.C. Scott, III  For  For  Management 
1.10  Elect Director W.D. Smithburg  For  Withhold  Management 
1.11  Elect Director G.F. Tilton  For  For  Management 
1.12  Elect Director M.D. White  For  For  Management 
2  Ratify Auditors  For  For  Management 
3 Advisory Vote to Ratify Named Executive  Against For Shareholder
  Officers' Compensation       
4  Amend Articles/Bylaws/Charter -- Call  Against  Against  Shareholder 
  Special Meetings       

 

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ALTRIA GROUP, INC.

Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Elizabeth E. Bailey  For  For  Management 
2  Elect Director Gerald L. Baliles  For  For  Management 
3  Elect Director John T. Casteen III  For  For  Management 
4  Elect Director Dinyar S. Devitre  For  For  Management 
5  Elect Director Thomas F. Farrell II  For  For  Management 
6  Elect Director Robert E. R. Huntley  For  For  Management 
7  Elect Director Thomas W. Jones  For  For  Management 
8  Elect Director George Munoz  For  For  Management 
9  Elect Director Nabil Y. Sakkab  For  For  Management 
10  Elect Director Michael E. Szymanczyk  For  For  Management 
11  Approve Omnibus Stock Plan  For  For  Management 
12  Ratify Auditors  For  For  Management 
13 Report on Effect of Marketing Practices Against Against Shareholder
  on the Poor       

 



14  Adopt Human Rights Protocols for  Against  Against  Shareholder 
  Company and Suppliers       

 

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APPLE INC.           
 
Ticker:  AAPL  Security ID:  037833100     
Meeting Date: FEB 25, 2010  Meeting Type: Annual     
Record Date: DEC 28, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director William V. Campbell  For  For  Management 
1.2  Elect Director Millard S. Drexler  For  For  Management 
1.3  Elect Director Albert A. Gore, Jr.  For  For  Management 
1.4  Elect Director Steven P. Jobs  For  For  Management 
1.5  Elect Director Andrea Jung  For  For  Management 
1.6  Elect Director Arthur D. Levinson  For  For  Management 
1.7  Elect Director Jerome B. York  For  For  Management 
2  Amend Omnibus Stock Plan  For  For  Management 
3  Amend Non-Employee Director Omnibus  For  For  Management 
  Stock Plan      
4  Advisory Vote to Ratify Named Executive For For Management
  Officers' Compensation         
5  Ratify Auditors    For  For  Management 
6  Prepare Sustainability Report  Against  Against  Shareholder 
7  Establish Other Board Committee  Against  Against  Shareholder 

 

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AUTOMATIC DATA PROCESSING, INC.       
 
Ticker:  ADP  Security ID:  053015103     
Meeting Date: NOV 10, 2009  Meeting Type: Annual     
Record Date: SEP 11, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Gregory D. Brenneman  For  For  Management 
1.2  Elect Director Leslie A. Brun  For  For  Management 
1.3  Elect Director Gary C. Butler  For  For  Management 
1.4  Elect Director Leon G. Cooperman  For  For  Management 
1.5  Elect Director Eric C. Fast  For  For  Management 
1.6  Elect Director Linda R. Gooden  For  For  Management 
1.7  Elect Director R. Glenn Hubbard  For  For  Management 
1.8  Elect Director John P. Jones  For  For  Management 
1.9  Elect Director Charles H. Noski  For  For  Management 
1.10  Elect Director Sharon T. Rowlands  For  For  Management 
1.11  Elect Director Gregory L. Summe  For  For  Management 
2  Ratify Auditors    For  For  Management 

 

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BANK OF AMERICA CORP.         
 
Ticker:  BAC  Security ID:  060505104     
Meeting Date: FEB 23, 2010  Meeting Type: Special     
Record Date: JAN 7, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Increase Authorized Common Stock  For  For  Management 
2  Adjourn Meeting    For  For  Management 

 

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BANK OF AMERICA CORPORATION       
 
Ticker:  BAC  Security ID:  060505104     
Meeting Date: APR 28, 2010  Meeting Type: Annual     
Record Date: MAR 3, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Susan S. Bies  For  For  Management 
2  Elect Director William P. Boardman  For  Against  Management 
3  Elect Director Frank P. Bramble, Sr.  For  For  Management 
4  Elect Director Virgis W. Colbert  For  For  Management 
5  Elect Director Charles K. Gifford  For  For  Management 
6 Elect Director Charles O. Holliday, Jr.  For For Management
7  Elect Director D. Paul Jones, Jr.  For  For  Management 
8  Elect Director Monica C. Lozano  For  For  Management 
9  Elect Director Thomas J. May  For  For  Management 
10  Elect Director Brian T. Moynihan  For  For  Management 
11  Elect Director Donald E. Powell  For  Against  Management 
12  Elect Director Charles O. Rossotti  For  Against  Management 
13  Elect Director Robert W. Scully  For  Against  Management 
14  Ratify Auditors    For  For  Management 
15  Increase Authorized Common Stock  For  For  Management 
16 Advisory Vote to Ratify Named Executive  For Against Management
  Officers' Compensation       
17  Amend Omnibus Stock Plan  For  Against  Management 
18  Report on Government Service of  Against  Against  Shareholder 
  Employees         
19  TARP Related Compensation  Against  For  Shareholder 
20  Amend Articles/Bylaws/Charter -- Call  Against  Against  Shareholder 
  Special Meetings         
21 Advisory Vote to Ratify Named Executive Against For Shareholder
  Officers' Compensation       
22  Adopt Policy on Succession Planning  Against  Against  Shareholder 
23  Report on Collateral in Derivatives  Against  Against  Shareholder 
  Trading         
24  Claw-back of Payments under  Against  Against  Shareholder 
  Restatements         

 

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BECTON, DICKINSON AND COMPANY       
 
Ticker:  BDX  Security ID: 075887109     
Meeting Date: FEB 2, 2010  Meeting Type: Annual     
Record Date: DEC 11, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Henry P. Becton, Jr.  For  For  Management 
1.2  Elect Director Edward F. Degraan  For  For  Management 
1.3 Elect Director Claire M. Fraser-liggett  For For Management
1.4  Elect Director Edward J. Ludwig  For  For  Management 
1.5  Elect Director Adel A.F. Mahmoud  For  For  Management 
1.6  Elect Director James F. Orr  For  For  Management 
1.7 Elect Director Willard J. Overlock, Jr. For For Management
1.8  Elect Director Bertram L. Scott  For  For  Management 
2  Ratify Auditors    For  For  Management 
3  Company-Specific--Approval Of A By-law  For  For  Management 
  Amendment Regarding Special       
  Shareholdermeetings         
4  Amend Omnibus Stock Plan  For  For  Management 
5  Approve Executive Incentive Bonus Plan  For  For  Management 
6  Require a Majority Vote for the  Against  For  Shareholder 
  Election of Directors       
7  Provide for Cumulative Voting  Against  Against  Shareholder 

 

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BERKSHIRE HATHAWAY INC.         
 
Ticker:  BRK.A  Security ID: 084670108     
Meeting Date: JAN 20, 2010  Meeting Type: Special     
Record Date: NOV 30, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Approve Stock Split    For  For  Management 
2  Approve Split of Class B Stock Without  For  For  Management 
  Splitting Class A Stock         
3  Adjust Par Value of Common Stock  For  For  Management 
4  Increase Authorized Common Stock  For  For  Management 
5  Remove Requirement of Issuing Physical  For  For  Management 
  Stock Certificates for Class B Stock       
  Upon Conversion of Class A Stock       

 

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BERKSHIRE HATHAWAY INC.   
 
Ticker:  BRK.B  Security ID: 084670108 
Meeting Date: MAY 1, 2010  Meeting Type: Annual 
Record Date: MAR 3, 2010   

 



#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Warren E. Buffett  For  For  Management 
1.2  Elect Director Charles T. Munger  For  For  Management 
1.3  Elect Director Howard G. Buffett  For  For  Management 
1.4  Elect director Stephen Burke  For  For  Management 
1.5  Elect Director Susan L. Decker  For  For  Management 
1.6  Elect Director William H. Gates III  For  For  Management 
1.7  Elect Director David S. Gottesman  For  For  Management 
1.8  Elect Director Charlotte Guyman  For  For  Management 
1.9  Elect Director Donald R. Keough  For  For  Management 
1.10  Elect Director Thomas S. Murphy  For  For  Management 
1.11  Elect Director Ronald L. Olson  For  For  Management 
1.12  Elect Director Walter Scott, Jr.  For  For  Management 

 

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CATERPILLAR INC.         
 
Ticker:  CAT  Security ID:  149123101     
Meeting Date: JUN 9, 2010  Meeting Type: Annual     
Record Date: APR 12, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director John T. Dillon  For  For  Management 
1.2  Elect Director Juan Gallardo  For  For  Management 
1.3  Elect Director William A. Osborn  For  For  Management 
1.4  Elect Director Edward B. Rust, Jr.  For  For  Management 
1.5  Elect Director Susan C. Schwab  For  For  Management 
2  Ratify Auditors    For  For  Management 
3  Amend Omnibus Stock Plan  For  Against  Management 
4  Declassify the Board of Directors  For  For  Management 
5  Reduce Supermajority Vote Requirement  For  For  Management 
6  Require Independent Board Chairman  Against  Against  Shareholder 
7  Amend Human Rights Policy  Against  Against  Shareholder 
8  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings         

 

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CHEVRON CORPORATION         
 
Ticker:  CVX  Security ID:  166764100     
Meeting Date: MAY 26, 2010  Meeting Type: Annual     
Record Date: APR 1, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director S.H. Armacost  For  For  Management 
2  Elect Director L.F. Deily  For  For  Management 
3  Elect Director R.E. Denham  For  For  Management 
4  Elect Director R.J. Eaton  For  For  Management 
5  Elect Director C. Hagel  For  For  Management 
6  Elect Director E. Hernandez  For  For  Management 

 



7  Elect Director F.G. Jenifer  For  For  Management 
8  Elect Director G.L. Kirkland  For  For  Management 
9  Elect Director S. Nunn  For  For  Management 
10  Elect Director D.B. Rice  For  For  Management 
11  Elect Director K.W. Sharer  For  For  Management 
12  Elect Director C.R. Shoemate  For  For  Management 
13  Elect Director J.G. Stumpf  For  For  Management 
14  Elect Director R.D. Sugar  For  For  Management 
15  Elect Director C. Ware  For  For  Management 
16  Elect Director J.S. Watson  For  For  Management 
17  Ratify Auditors  For  For  Management 
18  Provide Right to Call Special Meeting  For  For  Management 
19  Request Director Nominee with  Against  Against  Shareholder 
  Environmental Qualifications       
20  Stock Retention/Holding Period  Against  Against  Shareholder 
21  Disclose Payments To Host Governments  Against  Against  Shareholder 
22  Adopt Guidelines for Country Selection  Against  Against  Shareholder 
23  Report on Financial Risks From Climate  Against  Against  Shareholder 
  Change       
24  Amend Bylaws to Establish a Board  Against  Against  Shareholder 
  Committee on Human Rights       

 

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CHRISTIAN DIOR         
 
Ticker:  CDI  Security ID: F26334106     
Meeting Date: APR 15, 2010  Meeting Type: Annual/Special   
Record Date: APR 12, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Approve Financial Statements and  For  For  Management 
  Statutory Reports         
2  Accept Consolidated Financial  For  For  Management 
  Statements and Statutory Reports       
3  Approve Auditors' Special Report  For  For  Management 
  Regarding Related-Party Transactions       
4  Approve Allocation of Income and  For  For  Management 
  Dividends of EUR 1.22 per Share       
5  Reelect Renaud Donnedieu de Vabres as  For  For  Management 
  Director         
6  Reelect Eric Guerlain as Director  For  Against  Management 
7  Reelect Christian de Labriffe as  For  Against  Management 
  Director         
8  Elect Segolene Gallienne as Director  For  Against  Management 
9  Authorize Repurchase of Up to 10  For  For  Management 
  Percent of Issued Share Capital       
10  Approve Reduction in Share Capital via  For  For  Management 
  Cancellation of Repurchased Shares       

 

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CISCO SYSTEMS, INC.         
 
Ticker:  CSCO  Security ID: 17275R102     
Meeting Date: NOV 12, 2009  Meeting Type: Annual     
Record Date: SEP 14, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Carol A. Bartz  For  For  Management 
2  Elect Director M. Michele Burns  For  For  Management 
3  Elect Director Michael D. Capellas  For  For  Management 
4  Elect Director Larry R. Carter  For  For  Management 
5  Elect Director John T. Chambers  For  For  Management 
6  Elect Director Brian L. Halla  For  For  Management 
7  Elect Director John L. Hennessy  For  For  Management 
8  Elect Director Richard M. Kovacevich  For  For  Management 
9  Elect Director Roderick C. McGeary  For  For  Management 
10  Elect Director Michael K. Powell  For  For  Management 
11  Elect Director Arun Sarin  For  For  Management 
12  Elect Director Steven M. West  For  For  Management 
13  Elect Director Jerry Yang  For  For  Management 
14  Amend Omnibus Stock Plan  For  Against  Management 
15 Amend Qualified Employee Stock Purchase For For Management
  Plan           
16  Ratify Auditors    For  For  Management 
17  Amend Bylaws to Establish a Board  Against  Against  Shareholder 
  Committee on Human Rights       
18 Advisory Vote to Ratify Named Executive Against For Shareholder
  Officers' Compensation         
19  Report on Internet Fragmentation  Against  Against  Shareholder 

 

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COCA-COLA COMPANY, THE         
 
Ticker:  KO  Security ID:  191216100     
Meeting Date: APR 21, 2010  Meeting Type: Annual     
Record Date: FEB 22, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Herbert A. Allen  For  For  Management 
2  Elect Director Ronald W. Allen  For  For  Management 
3  Elect Director Cathleen P. Black  For  For  Management 
4  Elect Director Barry Diller  For  For  Management 
5  Elect Director Alexis M. Herman  For  For  Management 
6  Elect Director Muhtar Kent  For  For  Management 
7  Elect Director Donald R. Keough  For  For  Management 
8  Elect Director Maria Elena Lagomasino  For  For  Management 
9  Elect Director Donald F. McHenry  For  For  Management 
10  Elect Director Sam Nunn    For  For  Management 
11  Elect Director James D. Robinson III  For  For  Management 
12  Elect Director Peter V. Ueberroth  For  For  Management 
13  Elect Director Jacob Wallenberg  For  Against  Management 
14  Elect Director James B. Williams  For  For  Management 

 



15  Ratify Auditors  For  For  Management 
16 Advisory Vote to Ratify Named Executive Against For Shareholder
  Officers' Compensation       
17  Require Independent Board Chairman  Against  Against  Shareholder 
18  Performance-Based Equity Awards  Against  Against  Shareholder 
19  Publish Report on Chemical Bisphenol A  Against  Against  Shareholder 
  (BPA)       

 

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CONOCOPHILLIPS         
 
Ticker:  COP  Security ID: 20825C104     
Meeting Date: MAY 12, 2010  Meeting Type: Annual     
Record Date: MAR 15, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Richard L. Armitage  For  For  Management 
1.2  Elect Director Richard H. Auchinleck  For  For  Management 
1.3  Elect Director James E. Copeland, Jr.  For  For  Management 
1.4  Elect Director Kenneth M. Duberstein  For  For  Management 
1.5  Elect Director Ruth R. Harkin  For  For  Management 
1.6  Elect Director Harold W. Mcgraw III  For  For  Management 
1.7  Elect Director James J. Mulva  For  For  Management 
1.8  Elect Director Robert A. Niblock  For  For  Management 
1.9  Elect Director Harald J. Norvik  For  For  Management 
1.10  Elect Director William K. Reilly  For  For  Management 
1.11  Elect Director Bobby S. Shackouls  For  For  Management 
1.12  Elect Director Victoria J. Tschinkel  For  For  Management 
1.13  Elect Director Kathryn C. Turner  For  For  Management 
1.14  Elect Director William E. Wade, Jr.  For  For  Management 
2  Ratify Auditors    For  For  Management 
3  Report on Board Risk Management  Against  Against  Shareholder 
  Oversight         
4  Adopt Quantitative GHG Goals for  Against  Against  Shareholder 
  Products and Operations         
5  Report on Environmental Impact of Oil  Against  Against  Shareholder 
  Sands Operations in Canada       
6  Adopt Policy to Address Coastal  Against  Against  Shareholder 
  Louisiana Environmental Impacts       
7  Report on Financial Risks of Climate  Against  Against  Shareholder 
  Change         
8  Adopt Goals to Reduce Emission of TRI  Against  Against  Shareholder 
  Chemicals         
9  Amend EEO Policy to Prohibit  Against  Against  Shareholder 
  Discrimination Based on Sexual       
  Orientation and Gender Identity       
10  Report on Political Contributions  Against  Against  Shareholder 

 

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DREYFUS INSTITUTIONAL PREFERED MONEY MARKET FUNDS



Ticker: Security ID: 26200T208
Meeting Date: DEC 28, 2009 Meeting Type: Special
Record Date: SEP 4, 2009

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Approve Change of Fundamental  For  For  Management 
  Investment Policy - Lending       

 

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ESTEE LAUDER COMPANIES INC., THE         
 
Ticker:  EL  Security ID:  518439104     
Meeting Date: NOV 13, 2009  Meeting Type: Annual     
Record Date: SEP 16, 2009           
 
#  Proposal      Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Rose Marie Bravo    For  For  Management 
1.2  Elect Director Paul J. Fribourg    For  For  Management 
1.3  Elect Director Mellody Hobson    For  For  Management 
1.4  Elect Director Irvine O. Hockaday, Jr.  For  For  Management 
1.5  Elect Director Barry S. Sternlicht    For  For  Management 
2  Ratify Auditors      For  For  Management 

 

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EXXON MOBIL CORPORATION         
 
Ticker:  XOM  Security ID: 30231G102     
Meeting Date: MAY 26, 2010  Meeting Type: Annual     
Record Date: APR 6, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director M.J. Boskin  For  For  Management 
1.2  Elect Director P. Brabeck-Letmathe  For  For  Management 
1.3  Elect Director L.R. Faulkner  For  For  Management 
1.4  Elect Director J.S. Fishman  For  For  Management 
1.5  Elect Director K.C. Frazier  For  For  Management 
1.6  Elect Director W.W. George  For  For  Management 
1.7  Elect Director M.C. Nelson  For  For  Management 
1.8  Elect Director S.J. Palmisano  For  For  Management 
1.9  Elect Director S.C. Reinemund  For  For  Management 
1.10  Elect Director R.W. Tillerson  For  For  Management 
1.11  Elect Director E.E. Whitacre, Jr.  For  For  Management 
2  Ratify Auditors    For  For  Management 
3  Amend Articles/Bylaws/Charter -- Call  Against  Against  Shareholder 
  Special Meetings         
4  Reincorporate in Another State [from  Against  Against  Shareholder 
  New Jersey to North Dakota]       
5 Advisory Vote to Ratify Named Executive Against For Shareholder
  Officers' Compensation       

 



6  Amend EEO Policy to Prohibit  Against  Against  Shareholder 
  Discrimination based on Sexual       
  Orientation and Gender Identity       
7  Adopt Policy on Human Right to Water  Against  Against  Shareholder 
8  Adopt Policy to Address Coastal  Against  Against  Shareholder 
  Louisiana Environmental Impacts       
9  Report on Environmental Impact of Oil  Against  Against  Shareholder 
  Sands Operations in Canada       
10  Report on Environmental Impacts of  Against  Against  Shareholder 
  Natural Gas Fracturing       
11  Report on Energy Technologies  Against  Against  Shareholder 
  Development       
12  Adopt Quantitative GHG Goals from  Against  Against  Shareholder 
  Products and Operations       
13  Report on Risks of Alternative  Against  Against  Shareholder 
  Long-term Fossil Fuel Demand Estimates       

 

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FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA)     
 
Ticker:  FEMSAUBD  Security ID: 344419106     
Meeting Date: APR 26, 2010  Meeting Type: Annual     
Record Date: MAR 22, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Approve Proposal to Exchange 100  For  For  Management 
  Percent of Shares from the Beer       
  Operations of the Company and/or its       
  Subsidiaries for a Share Participation       
  in Heineken Holdings N.V. and Heineken       
  N.V.           
2  Accept Report of Board of Directors on  For  For  Management 
  Financial Statements and Statutory       
  Reports for Fiscal Year 2009, Receive       
  CEO's Report and Audit and Corporate       
  Practices Committees Chairmen Report       
3  Approve Tax Report on Fiscal  For  For  Management 
  Obligations         
4  Approve Allocation of Income and  For  For  Management 
  Distribution of Dividends of MXN 0.13       
  per Series B Shares; MXN 0.16 per       
  Series D Shares; Corresponding to a       
  Total of MXN 0.65 per B Unit and MXN       
  0.78 per BD Unit         
5  Set Aggregate Nominal Share Repurchase  For  For  Management 
  Reserve to a Maximum Amount of up to       
  MXN 3 Billion      
6  Elect Directors and Secretaries, Verify  For For Management
  Independence of Directors, and Approve       
  their Remuneration         
7  Elect Members and Chairmen of Finance  For  For  Management 
  and Planning Committee, Audit Committee       

 



  and Corporate Practices Committee;       
  Approve Their Remuneration       
8  Designate Inspector or Shareholder  For  For  Management 
  Representative(s) of Minutes of Meeting       
9  Approve Minutes of Meeting  For  For  Management 

 

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FREEPORT-MCMORAN COPPER & GOLD INC.

Ticker:  FCX  Security ID:  35671D857     
Meeting Date: JUN 9, 2010  Meeting Type: Annual     
Record Date: APR 13, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Richard C. Adkerson  For  For  Management 
1.2  Elect Director Robert J. Allison, Jr.  For  For  Management 
1.3  Elect Director Robert A. Day  For  For  Management 
1.4  Elect Director Gerald J. Ford  For  For  Management 
1.5  Elect Director H. Devon Graham, Jr.  For  For  Management 
1.6  Elect Director Charles C. Krulak  For  For  Management 
1.7  Elect Director Bobby Lee Lackey  For  For  Management 
1.8  Elect Director Jon C. Madonna  For  For  Management 
1.9  Elect Director Dustan E. McCoy  For  For  Management 
1.10  Elect Director James R. Moffett  For  For  Management 
1.11  Elect Director B.M. Rankin, Jr.  For  For  Management 
1.12  Elect Director Stephen H. Siegele  For  For  Management 
2  Ratify Auditors    For  For  Management 
3  Amend Omnibus Stock Plan  For  Against  Management 
4  Request Director Nominee with  Against  Against  Shareholder 
  Environmental Qualifications       
5  Stock Retention/Holding Period  Against  Against  Shareholder 

 

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GENERAL DYNAMICS CORPORATION         
 
Ticker:  GD  Security ID:  369550108     
Meeting Date: MAY 5, 2010  Meeting Type: Annual     
Record Date: MAR 8, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Nicholas D. Chabraja  For  For  Management 
2  Elect Director James S. Crown  For  For  Management 
3  Elect Director William P. Fricks  For  For  Management 
4  Elect Director Jay L. Johnson  For  For  Management 
5  Elect Director George A. Joulwan  For  For  Management 
6  Elect Director Paul G. Kaminski  For  For  Management 
7  Elect Director John M. Keane  For  For  Management 
8  Elect Director Lester L. Lyles  For  For  Management 
9  Elect Director William A. Osborn  For  For  Management 
10  Elect Director Robert Walmsley  For  For  Management 

 



11  Ratify Auditors  For  For  Management 
12  Report on Space-based Weapons Program  Against  Against  Shareholder 

 

--------------------------------------------------------------------------------

GENERAL ELECTRIC COMPANY         
 
Ticker:  GE  Security ID:  369604103     
Meeting Date: APR 28, 2010  Meeting Type: Annual     
Record Date: MAR 1, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director W. Geoffrey Beattie  For  For  Management 
2  Elect Director James I. Cash, Jr.  For  For  Management 
3  Elect Director William M. Castell  For  For  Management 
4  Elect Director Ann M. Fudge  For  For  Management 
5  Elect Director Susan Hockfield  For  For  Management 
6  Elect Director Jeffrey R. Immelt  For  For  Management 
7  Elect Director Andrea Jung  For  For  Management 
8  Elect Director Alan G. (A.G.) Lafley  For  For  Management 
9  Elect Director Robert W. Lane  For  For  Management 
10  Elect Director Ralph S. Larsen  For  For  Management 
11  Elect Director Rochelle B. Lazarus  For  For  Management 
12  Elect Director James J. Mulva  For  For  Management 
13  Elect Director Sam Nunn    For  For  Management 
14  Elect Director Roger S. Penske  For  For  Management 
15  Elect Director Robert J. Swieringa  For  For  Management 
16  Elect Director Douglas A. Warner III  For  For  Management 
17  Ratify Auditors    For  For  Management 
18  Provide for Cumulative Voting  Against  Against  Shareholder 
19  Amend Articles/Bylaws/Charter -- Call  Against  Against  Shareholder 
  Special Meetings         
20  Require Independent Board Chairman  Against  Against  Shareholder 
21  Report on Pay Disparity    Against  Against  Shareholder 
22  Adopt Policy Prohibiting Certain  Against  Against  Shareholder 
  Directors from Serving on Key Board       
  Committees      
23 Advisory Vote to Ratify Named Executive Against For Shareholder
  Officers' Compensation         

 

--------------------------------------------------------------------------------

HALLIBURTON COMPANY         
 
Ticker:  HAL  Security ID:  406216101     
Meeting Date: MAY 19, 2010  Meeting Type: Annual     
Record Date:  MAR 22, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director A.M. Bennett  For  For  Management 
2  Elect Director J.R. Boyd  For  For  Management 
3  Elect Director M. Carroll  For  For  Management 

 



4  Elect Director N.K. Dicciani  For  For  Management 
5  Elect Director S.M. Gillis  For  For  Management 
6  Elect Director J.T. Hackett  For  For  Management 
7  Elect Director D.J. Lesar  For  For  Management 
8  Elect Director R.A. Malone  For  For  Management 
9  Elect Director J.L. Martin  For  For  Management 
10  Elect Director D.L. Reed  For  For  Management 
11  Ratify Auditors  For  For  Management 
12 Review and Assess Human Rights Policies  Against Against Shareholder
13  Report on Political Contributions  Against  Against  Shareholder 
14 Advisory Vote to Ratify Named Executive   Against For Shareholder
  Officers' Compensation       
15  Amend Articles/Bylaws/Charter -- Call  Against  Against  Shareholder 
  Special Meetings       

 

--------------------------------------------------------------------------------

HSBC HOLDINGS PLC         
 
Ticker:  HSBA  Security ID: 404280406     
Meeting Date: MAY 28, 2010  Meeting Type: Annual     
Record Date: MAR 30, 2010         
 
#   Proposal    Mgt Rec  Vote Cast  Sponsor 
1   Accept Financial Statements and  For  For  Management 
    Statutory Reports         
2   Approve Remuneration Report  For  For  Management 
3 a  Re-elect Rona Fairhead as Director  For  For  Management 
3 b  Re-elect Michael Geoghegan as Director  For  For  Management 
3 c  Re-elect Stephen Green as Director  For  For  Management 
3 d  Re-elect Gwyn Morgan as Director  For  For  Management 
3 e  Re-elect Nagavara Murthy as Director  For  For  Management 
3 f  Re-elect Simon Robertson as Director  For  For  Management 
3 g  Re-elect John Thornton as Director  For  For  Management 
3 h  Re-elect Sir Brian Williamson as  For  For  Management 
    Director         
4   Reappoint KPMG Audit plc as Auditors  For  For  Management 
    and Authorise Their Remuneration       
5   Authorise Issue of Equity with  For  For  Management 
    Pre-emptive Rights         
6   Authorise Issue of Equity without  For  For  Management 
    Pre-emptive Rights         
7   Amend Articles of Association  For  For  Management 
8   Approve UK Share Incentive Plan  For  For  Management 
9   Authorise the Company to Call EGM with  For  For  Management 
    Two Weeks' Notice         

 

-------------------------------------------------------------------------------- 
INTEL CORPORATION   
Ticker:  INTC  Security ID: 458140100 

 



Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Charlene Barshefsky  For  For  Management 
2  Elect Director Susan L. Decker  For  For  Management 
3  Elect Director John J. Donahoe  For  For  Management 
4  Elect Director Reed E. Hundt  For  For  Management 
5  Elect Director Paul S. Otellini  For  For  Management 
6  Elect Director James D. Plummer  For  For  Management 
7  Elect Director David S. Pottruck  For  For  Management 
8  Elect Director Jane E. Shaw  For  For  Management 
9  Elect Director Frank D. Yeary  For  For  Management 
10  Elect Director David B. Yoffie  For  For  Management 
11  Ratify Auditors  For  For  Management 
12  Advisory Vote to Ratify Named Executive  For For Management
  Officers' Compensation       

 

--------------------------------------------------------------------------------

INTUITIVE SURGICAL, INC.

Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Alan J. Levy  For  For  Management 
1.2  Elect Director Eric H. Halvorson  For  For  Management 
1.3  Elect Director Amal M. Johnson  For  For  Management 
2  Approve Stock Option Plan  For  For  Management 

 

--------------------------------------------------------------------------------

JOHNSON & JOHNSON

Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Mary Sue Coleman  For  For  Management 
2  Elect Director James G. Culien  For  For  Management 
3  Elect Director Michael M. E. Johns  For  For  Management 
4  Elect Director Susan L. Lindquist  For  For  Management 
5  Elect Director Anne M. Mulcahy  For  For  Management 
6  Elect Director Lea F. Mullin  For  For  Management 
7  Elect Director William D. Perez  For  For  Management 
8  Elect Director Charles Prince  For  For  Management 
9  Elect Director David Satcher  For  For  Management 
10  Elect Director William C. Welcon  For  For  Management 
11  Ratify Auditors  For  For  Management 

 



12 Advisory Vote to Ratify Named Executive Against For Shareholder
  Officers' Compensation       
13  Amend Articles/Bylaws/Charter -- Call  Against  Against  Shareholder 
  Special Meetings       

 

--------------------------------------------------------------------------------

JPMORGAN CHASE & CO.

Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Crandall C. Bowles  For  For  Management 
1.2  Elect Director Stephen B. Burke  For  For  Management 
1.3  Elect Director David M. Cote  For  For  Management 
1.4  Elect Director James S. Crown  For  For  Management 
1.5  Elect Director James Dimon  For  For  Management 
1.6  Elect Director Ellen V. Futter  For  For  Management 
1.7  Elect Director William H. Gray, III  For  For  Management 
1.8  Elect Director Laban P. Jackson, Jr.  For  For  Management 
1.9  Elect Director David C. Novak  For  For  Management 
1.10  Elect Director Lee R. Raymond  For  For  Management 
1.11  Elect Director William C. Weldon  For  For  Management 
2  Ratify Auditors  For  For  Management 
3 Advisory Vote to Ratify Named Executive   For For Management
  Officers' Compensation       
4  Affirm Political Non-Partisanship  Against  Against  Shareholder 
5  Amend Bylaws-- Call Special Meetings  Against  Against  Shareholder 
6  Report on Collateral in Derivatives  Against  Against  Shareholder 
  Trading       
7  Provide Right to Act by Written Consent Against For Shareholder
8  Require Independent Board Chairman  Against  Against  Shareholder 
9  Report on Pay Disparity  Against  Against  Shareholder 
10  Stock Retention/Holding Period  Against  Against  Shareholder 

 

--------------------------------------------------------------------------------

KRAFT FOODS INC

Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Ajaypal S. Banga  For  For  Management 
2  Elect Director Myra M. Hart  For  For  Management 
3  Elect Director Lois D. Juliber  For  For  Management 
4  Elect Director Mark D. Ketchum  For  For  Management 
5  Elect Director Richard A. Lerner  For  For  Management 
6  Elect Director Mackey J. McDonald  For  For  Management 

 



7  Elect Director John C. Pope  For  For  Management 
8  Elect Director Fredric G. Reynolds  For  For  Management 
9  Elect Director Irene B. Rosenfeld  For  For  Management 
10  Elect Director J.F. Van Boxmeer  For  For  Management 
11  Elect Director Deborah C. Wright  For  For  Management 
12  Elect Director Frank G. Zarb  For  For  Management 
13  Ratify Auditors  For  For  Management 
14 Provide Right to Act by Written Consent Against For Shareholder

 

--------------------------------------------------------------------------------

MCDERMOTT INTERNATIONAL, INC.           
 
Ticker:  MDR  Security ID:  580037109     
Meeting Date: MAY 7, 2010  Meeting Type: Annual     
Record Date: MAR 8, 2010           
 
#  Proposal      Mgt Rec  Vote Cast  Sponsor 
1.1  Elect John F. Bookout, III as Director  For  For  Management 
1.2  Elect Roger A. Brown as Director    For  For  Management 
1.3  Elect Ronald C. Cambre as Director    For  For  Management 
1.4  Elect John A. Fees as Director    For  For  Management 
1.5  Elect Robert W. Goldman as Director    For  For  Management 
1.6  Elect Stephen G. Hanks as Director    For  For  Management 
1.7  Elect Oliver D. Kingsley, Jr. as    For  For  Management 
Director
1.8 Elect D. Bradley McWilliams as Director For For Management
1.9  Elect Richard W. Mies as Director    For  For  Management 
1.10  Elect Thomas C. Schievelbein as    For  For  Management 
  Director           
1.11  Elect David A. Trice as Director    For  For  Management 
2  Ratify Deloitte & Touche LLP as    For  For  Management 
  Auditors           

 

--------------------------------------------------------------------------------

MCDONALD'S CORPORATION         
 
Ticker:  MCD  Security ID:  580135101     
Meeting Date: MAY 20, 2010  Meeting Type: Annual     
Record Date: MAR 23, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Walter E. Massey  For  For  Management 
2  Elect Director John W. Rogers, Jr.  For  For  Management 
3  Elect Director Roger W. Stone  For  For  Management 
4  Elect Director Miles D. White  For  For  Management 
5  Ratify Auditors For  For  Management 
6 Advisory Vote to Ratify Named Executive  Against For Shareholder
  Officers' Compensation         
7  Reduce Supermajority Vote Requirement  Against  For  Shareholder 
8  Require Suppliers to Adopt CAK  Against  Against  Shareholder 

 



9  Adopt Cage-Free Eggs Purchasing Policy  Against  Against  Shareholder 

 

--------------------------------------------------------------------------------

MCGRAW-HILL COMPANIES, INC., THE

Ticker:  MHP  Security ID:  580645109     
Meeting Date: APR 28, 2010  Meeting Type: Annual     
Record Date: MAR 8, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Pedro Aspe  For  For  Management 
1.2  Elect Director Robert P. McGraw  For  For  Management 
1.3 Elect Director Hilda Ochoa-Brillembourg  For For Management
1.4  Elect Director Edward B. Rust, Jr.  For  For  Management 
2  Declassify the Board of Directors  For  For  Management 
3  Reduce Supermajority Vote Requirement  For  For  Management 
  Related to the Classified Board       
4  Reduce Supermajority Vote Requirement  For  For  Management 
  Relating to Business Combinations       
5  Reduce Supermajority Vote Requirement  For  For  Management 
  Regarding the Sale, Lease, Exchange of     
  the Company's Assets         
6  Reduce Supermajority Vote Requirement  For  For  Management 
  Regarding the Plan for Exchanging       
  Shares         
7  Reduce Supermajority Vote Requirement  For  For  Management 
  Regarding Authorization of Dissolution     
8  Rescind Fair Price Provision  For  For  Management 
9  Amend Omnibus Stock Plan  For  For  Management 
10  Ratify Auditors    For  For  Management 
11  Amend Articles/Bylaws/Charter -- Call  Against  For  Shareholder 
  Special Meetings         
12  Provide Right to Act by Written Consent Against  For  Shareholder 

 

--------------------------------------------------------------------------------

MEDTRONIC, INC.         
 
Ticker:  MDT  Security ID:  585055106     
Meeting Date: AUG 27, 2009  Meeting Type: Annual     
Record Date: JUN 29, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Richard H. Anderson  For  For  Management 
1.2  Elect Director Victor J. Dzau  For  For  Management 
1.3  Elect Director William A. Hawkins  For  For  Management 
1.4  Elect Director S. Ann Jackson  For  For  Management 
1.5  Elect Director Denise M. O'Leary  For  For  Management 
1.6  Elect Director Robert C. Pozen  For  For  Management 
1.7  Elect Director Jean-pierre Rosso  For  For  Management 
1.8  Elect Director Jack W. Schuler  For  For  Management 

 



  2  Ratify Auditors  For  For  Management 
3  Amend Qualified Employee Stock Purchase For For Management
    Plan       
  4  Amend Omnibus Stock Plan  For  For  Management 
 
 
- ------------------------------------------------------------------------------- 

 

MERCK & CO., INC.       
 
Ticker:  MRK  Security ID: 589331107     
Meeting Date: AUG 7, 2009  Meeting Type: Special     
Record Date: JUN 22, 2009       
 
#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Approve Acquisition  For  For  Management 

 

--------------------------------------------------------------------------------

MERCK & CO., INC.         
 
Ticker:  MRK  Security ID: 58933Y105     
Meeting Date: MAY 25, 2010  Meeting Type: Annual     
Record Date: MAR 26, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Leslie A. Brun  For  For  Management 
2  Elect Director Thomas R. Cech  For  For  Management 
3  Elect Director Richard T. Clark  For  For  Management 
4  Elect Director Thomas H. Glocer  For  For  Management 
5  Elect Director Steven F. Goldstone  For  For  Management 
6 Elect Director William B. Harrison, Jr. For For Management
7  Elect Director Harry R. Jacobson  For  For  Management 
8  Elect Director William N. Kelley  For  For  Management 
9  Elect Director C. Robert Kidder  For  For  Management 
10  Elect Director Rochelle B. Lazarus  For  For  Management 
11  Elect Director Carlos E. Represas  For  For  Management 
12  Elect Director Patricia F. Russo  For  For  Management 
13  Elect Director Thomas E. Shenk  For  For  Management 
14  Elect Director Anne M. Tatlock  For  For  Management 
15  Elect Director Craig B. Thompson  For  For  Management 
16  Elect Director Wendell P. Weeks  For  For  Management 
17  Elect Director Peter C. Wendell  For  For  Management 
18  Ratify Auditors    For  For  Management 
19  Approve Omnibus Stock Plan  For  Against  Management 
20  Approve Non-Employee Director Omnibus  For  For  Management 
  Stock Plan         

 

--------------------------------------------------------------------------------

MICROSOFT CORPORATION



Ticker:  MSFT  Security ID:  594918104     
Meeting Date: NOV 19, 2009  Meeting Type: Annual     
Record Date: SEP 4, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director William H. Gates, III  For  For  Management 
2  Elect Director Steven A. Ballmer  For  For  Management 
3  Elect Director Dina Dublon  For  For  Management 
4  Elect Director Raymond V. Gilmartin  For  For  Management 
5  Elect Director Reed Hastings  For  For  Management 
6  Elect Director Maria Klawe  For  For  Management 
7  Elect Director David F. Marquardt  For  For  Management 
8  Elect Director Charles H. Noski  For  For  Management 
9  Elect Director Helmut Panke  For  For  Management 
10  Ratify Auditors    For  For  Management 
11  Permit Right to Call Special Meeting  For  For  Management 
12 Advisory Vote to Ratify Named Executive   For For Management
  Officers' Compensation      
13 Adopt Principles for Health Care Reform  Against Against Shareholder
14  Report on Charitable Contributions  Against  Against  Shareholder 

 

--------------------------------------------------------------------------------

NESTLE SA           
 
Ticker:  NESN  Security ID:  641069406     
Meeting Date: APR 15, 2010  Meeting Type: Annual     
Record Date:         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Accept Financial Statements and  For  For  Management 
  Statutory Reports         
1.2  Approve Remuneration Report  For  For  Management 
2  Approve Discharge of Board and Senior  For  For  Management 
  Management         
3  Approve Allocation of Income and  For  For  Management 
  Dividends of CHF 1.60 per Share       
4.1.1 Reelect Andre Kudelski as Director  For  For  Management 
4.1.2 Reelect Jean-Rene Fourtou as Director  For  For  Management 
4.1.3 Reelect Steven Hoch as Director  For  For  Management 
4.1.4 Reelect Peter Brabeck-Letmathe as  For  For  Management 
  Director         
4.2.1 Elect Titia de Lange as Director  For  For  Management 
4.2.2 Elect Jean-Pierre Roth as Director  For  For  Management 
4.3  Ratify KPMG AG as Auditors  For  For  Management 
5  Approve CHF 18.5 Million Reduction in  For  For  Management 
  Share Capital via Cancellation of       
  Repurchased Shares         
6  Amend Articles Re: Share Certificates  For  For  Management 
  due to New Swiss Federal Act on       
  Intermediated Securities       
7  Mark the box at the right if you wish  None  Against  Management 
  to give a Proxy to the independent       

 



representative, Mr. Jean-Ludovic
Hartmann

--------------------------------------------------------------------------------

NEWS CORPORATION         
 
Ticker:  NWSA  Security ID: 65248E203     
Meeting Date: OCT 16, 2009  Meeting Type: Annual     
Record Date: AUG 17, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Jose Maria Aznar  For  For  Management 
1.2  Elect Director Natalie Bancroft  For  For  Management 
1.3  Elect Director Peter L. Barnes  For  For  Management 
1.4  Elect Director Chase Carey  For  For  Management 
1.5  Elect Director Kenneth E. Cowley  For  For  Management 
1.6  Elect Director David F. DeVoe  For  For  Management 
1.7  Elect Director Viet Dinh  For  Abstain  Management 
1.8  Elect Director Sir Roderick I.  For  Abstain  Management 
  Eddington         
1.9  Elect Director Mark Hurd  For  For  Management 
1.10  Elect Director Andrew S.B. Knight  For  Abstain  Management 
1.11  Elect Director James R. Murdoch  For  For  Management 
1.12  Elect Director K. Rupert Murdoch  For  For  Management 
1.13  Elect Director Lachlan K. Murdoch  For  For  Management 
1.14  Elect Director Thomas J. Perkins  For  Abstain  Management 
1.15  Elect Director Arthur M. Siskind  For  For  Management 
1.16  Elect Director John L. Thornton  For  Abstain  Management 
2  Ratify Auditors    For  For  Management 

 

--------------------------------------------------------------------------------

OCCIDENTAL PETROLEUM CORPORATION

Ticker:  OXY  Security ID:  674599105     
Meeting Date: MAY 7, 2010  Meeting Type: Annual     
Record Date: MAR 15, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Spencer Abraham  For  Against  Management 
2  Elect Director John S. Chalsty  For  Against  Management 
3  Elect Director Stephen I. Chazen  For  For  Management 
4  Elect Director Edward P. Djerejian  For  Against  Management 
5  Elect Director John E. Feick  For  Against  Management 
6  Elect Director Carlos M. Gutierrez  For  Against  Management 
7  Elect Director Ray R. Irani  For  Against  Management 
8  Elect Director Irvin W. Maloney  For  Against  Management 
9  Elect Director Avedick B. Poladian  For  Against  Management 
10  Elect Director Rodolfo Segovia  For  Against  Management 
11  Elect Director Aziz D. Syriani  For  Against  Management 
12  Elect Director Rosemary Tomich  For  Against  Management 

 



13  Elect Director Walter L. Weisman  For  Against  Management 
14  Ratify Auditors  For  For  Management 
15  Amend Omnibus Stock Plan  For  For  Management 
16 Advisory Vote to Ratify Named Executive For Against Management
  Officers' Compensation       
17  Limit Executive Compensation  Against  Against  Shareholder 
18  Require Independent Board Chairman  Against  Against  Shareholder 
19  Amend Articles/Bylaws/Charter -- Call  Against  Against  Shareholder 
  Special Meetings       
20  Report on Host Country Social and  Against  Against  Shareholder 
  Environmental Laws       
21  Require a Majority Vote for the  Against  For  Shareholder 
  Election of Directors       
22  Report on Policy for Increasing Safety  Against  Against  Shareholder 
  by Reducing Hazardous Substance Usage       
  and Re-locating Facilities       
23  Double Trigger on Equity Plans  Against  For  Shareholder 

 

--------------------------------------------------------------------------------

PEPSICO, INC.         
 
Ticker:  PEP  Security ID:  713448108     
Meeting Date: MAY 5, 2010  Meeting Type: Annual     
Record Date: MAR 5, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Shona L. Brown  For  For  Management 
2  Elect Director Ian M. Cook  For  For  Management 
3  Elect Director Dina Dublon  For  For  Management 
4  Elect Director Victor J. Dzau  For  For  Management 
5  Elect Director Ray L. Hunt  For  For  Management 
6  Elect Director Alberto Ibarguen  For  For  Management 
7  Elect Director Arthur C. Martinez  For  Against  Management 
8  Elect Director Indra K. Nooyi  For  For  Management 
9  Elect Director Sharon P. Rockefeller  For  For  Management 
10  Elect Director James J. Schiro  For  For  Management 
11  Elect Director Lloyd G. Trotter  For  For  Management 
12  Elect Director Daniel Vasella  For  For  Management 
13  Ratify Auditors    For  For  Management 
14  Amend Omnibus Stock Plan  For  For  Management 
15  Report on Charitable Contributions  Against  Against  Shareholder 
16  Amend Articles/Bylaws/Charter -- Call  Against  Against  Shareholder 
  Special Meetings         
17  Report on Public Policy Advocacy  Against  Against  Shareholder 
  Process         

 

-------------------------------------------------------------------------------- 
PHILIP MORRIS INTERNATIONAL INC. 
Ticker:  PM  Security ID: 718172109 

 



Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Harold Brown  For  For  Management 
2  Elect Director Mathis Cabiallavetta  For  For  Management 
3  Elect Director Louis C. Camilleri  For  For  Management 
4  Elect Director J. Dudley Fishburn  For  For  Management 
5  Elect Director Jennifer Li  For  For  Management 
6  Elect Director Graham Mackay  For  For  Management 
7  Elect Director Sergio Marchionne  For  For  Management 
8  Elect Director Lucio A. Noto  For  For  Management 
9  Elect Director Carlos Slim Helu  For  For  Management 
10  Elect Director Stephen M. Wolf  For  For  Management 
11  Ratify Auditors  For  For  Management 
12 Report on Effect of Marketing Practices Against Against Shareholder
  on the Poor       
13  Establish Supplier Human Rights  Against  Against  Shareholder 
  Purchasing Protocols       

 

--------------------------------------------------------------------------------

PRAXAIR, INC.

Ticker: PX Security ID: 74005P104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Stephen F. Angel  For  For  Management 
1.2  Elect Director Nance K. Dicciani  For  For  Management 
1.3  Elect Director Edward G. Galante  For  For  Management 
1.4  Elect Director Claire W. Gargalli  For  For  Management 
1.5  Elect Director Ira D. Hall  For  For  Management 
1.6  Elect Director Raymond W. LeBoeuf  For  For  Management 
1.7  Elect Director Larry D. Mcvay  For  For  Management 
1.8  Elect Director Wayne T. Smith  For  For  Management 
1.9  Elect Director Robert L. Wood  For  For  Management 
2  Ratify Auditors  For  For  Management 

 

--------------------------------------------------------------------------------

PROCTER & GAMBLE COMPANY, THE

Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Kenneth I. Chenault  For  For  Management 
2  Elect Director Scott D. Cook  For  For  Management 
3  Elect Director Rajat K. Gupta  For  For  Management 

 



4  Elect Director A.G. Lafley  For  For  Management 
5  Elect Director Charles R. Lee  For  For  Management 
6  Elect Director Lynn M. Martin  For  For  Management 
7  Elect Director Robert A. McDonald  For  For  Management 
8  Elect Director W. James McNerney, Jr.  For  For  Management 
9  Elect Director Johnathan A. Rodgers  For  For  Management 
10  Elect Director Ralph Snyderman  For  For  Management 
11  Elect Director Mary Agnes Wilderotter  For  For  Management 
12  Elect Director Patricia A. Woertz  For  For  Management 
13  Elect Director Ernesto Zedillo  For  For  Management 
14  Ratify Auditors  For  For  Management 
15  Amend Code of Regulations  For  For  Management 
16  Approve Omnibus Stock Plan  For  Against  Management 
17  Provide for Cumulative Voting  Against  Against  Shareholder 
18  Advisory Vote to Ratify Named Executive Against  For  Shareholder 
  Officers' Compensation       

 

--------------------------------------------------------------------------------

QUALCOMM INCORPORATED         
 
Ticker:  QCOM  Security ID:  747525103     
Meeting Date: MAR 2, 2010  Meeting Type: Annual     
Record Date: JAN 4, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Barbara T. Alexander  For  For  Management 
1.2  Elect Director Stephen M. Bennett  For  For  Management 
1.3  Elect Director Donald G. Cruickshank  For  For  Management 
1.4  Elect Director Raymond V. Dittamore  For  For  Management 
1.5  Elect Director Thomas W. Horton  For  For  Management 
1.6  Elect Director Irwin Mark Jacobs  For  For  Management 
1.7  Elect Director Paul E. Jacobs  For  For  Management 
1.8  Elect Director Robert E. Kahn  For  For  Management 
1.9  Elect Director Sherry Lansing  For  For  Management 
1.10  Elect Director Duane A. Nelles  For  For  Management 
1.11  Elect Director Brent Scowcroft  For  For  Management 
1.12  Elect Director Marc I. Stern  For  For  Management 
2  Amend Omnibus Stock Plan  For  For  Management 
3  Ratify Auditors    For  For  Management 

 

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RIO TINTO PLC         
 
Ticker:  RIO  Security ID:  767204100     
Meeting Date: APR 15, 2010  Meeting Type: Annual     
Record Date: MAR 8, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Accept Financial Statements and  For  For  Management 
  Statutory Reports         

 



2  Approve Remuneration Report  For  Against  Management 
3  Elect Robert Brown as Director  For  For  Management 
4  Elect Ann Godbehere as Director  For  For  Management 
5  Elect Sam Walsh as Director  For  For  Management 
6  Re-elect Guy Elliott as Director  For  For  Management 
7  Re-elect Michael Fitzpatrick as  For  For  Management 
  Director       
8  Re-elect Lord Kerr of Kinlochard as  For  For  Management 
  Director       
9  Reappoint PricewaterhouseCoopers LLP as For For Management
  Auditor and Authorise Their       
  Remuneration       
10  Authorise Issue of Equity with  For  For  Management 
  Pre-emptive Rights       
11  Authorise Issue of Equity without  For  For  Management 
  Pre-emptive Rights       
12  Authorise Market Purchase  For  For  Management 
13  Authorise the Company to Call EGM with  For  For  Management 
  Two Weeks' Notice       

 

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ROYAL DUTCH SHELL PLC         
 
Ticker:  RDSA  Security ID: 780259206     
Meeting Date: MAY 18, 2010  Meeting Type: Annual     
Record Date: APR 8, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Accept Financial Statements and  For  For  Management 
  Statutory Reports         
2  Approve Remuneration Report  For  For  Management 
3  Elect Charles Holliday as Director  For  For  Management 
4  Re-elect Josef Ackermann as Director  For  For  Management 
5  Re-elect Malcolm Brinded as Director  For  For  Management 
6  Re-elect Simon Henry as Director  For  For  Management 
7  Re-elect Lord Kerr of Kinlochard as  For  For  Management 
  Director         
8  Re-elect Wim Kok as Director  For  For  Management 
9  Re-elect Nick Land as Director  For  For  Management 
10  Re-elect Christine Morin-Postel as  For  For  Management 
  Director         
11  Re-elect Jorma Ollila as Director  For  For  Management 
12  Re-elect Jeroen van der Veer as  For  For  Management 
  Director         
13  Re-elect Peter Voser as Director  For  For  Management 
14  Re-elect Hans Wijers as Director  For  For  Management 
15 Reappoint PricewaterhouseCoopers LLP as  For For Management
  Auditors         
16  Authorise Board to Fix Remuneration of  For  For  Management 
  Auditors         
17  Authorise Issue of Equity with  For  For  Management 
  Pre-emptive Rights         

 



18  Authorise Issue of Equity without  For  For  Management 
  Pre-emptive Rights       
19  Authorise Market Purchase  For  For  Management 
20  Approve Scrip Dividend Scheme  For  For  Management 
21  Authorise EU Political Donations and  For  For  Management 
  Expenditure       
22  Adopt New Articles of Association  For  For  Management 
23  Direct the Audit Committee or a Risk  Against  Against  Shareholder 
  Committee of the Board to Commission       
  and Review a Report on Investment Risks       
  Associated with Future Canadian Oil       
  Sands Projects       

 

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SYSCO CORPORATION

Ticker: SYY Security ID: 871829107
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 21, 2009

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Jonathan Golden  For  For  Management 
2  Elect Director Joseph A. Hafner. Jr.  For  For  Management 
3  Elect Director Nancy S. Newcomb  For  For  Management 
4  Elect Director Kenneth F. Spitler  For  For  Management 
5  Approve Non-Employee Director Omnibus  For  For  Management 
  Stock Plan       
6  Amend Omnibus Stock Plan  For  For  Management 
7  Approve Executive Incentive Bonus Plan  For  For  Management 
8  Ratify Auditors  For  For  Management 
9  Advisory Vote to Ratify Named Executive For For Management
  Officers' Compensation       
10 Adopt Principles for Health Care Reform   Against Against Shareholder

 

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TARGET CORPORATION

Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010

#  Proposal  Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Calvin Darden  For  For  Management 
2  Elect Director Anne M. Mulcahy  For  For  Management 
3  Elect Director Stephen W. Sanger  For  For  Management 
4  Elect Director Gregg W. Steinhafel  For  For  Management 
5  Ratify Auditors  For  For  Management 
6  Declassify the Board of Directors  For  For  Management 
7  Reduce Supermajority Vote Requirement  For  For  Management 
8  Amend Articles of Incorporation  For  For  Management 

 



9  Advisory Vote to Ratify Named Executive Against  For  Shareholder 
  Officers' Compensation     

 

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TEXAS INSTRUMENTS INCORPORATED

Ticker:  TXN  Security ID:  882508104     
Meeting Date: APR 15, 2010  Meeting Type: Annual     
Record Date: FEB 16, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Elect Director R.W. Babb, Jr.  For  For  Management 
2  Elect Director D.L. Boren  For  For  Management 
3  Elect Director D.A. Carp  For  For  Management 
4  Elect Director C.S. Cox    For  For  Management 
5  Elect Director D.R. Goode  For  For  Management 
6  Elect Director S.P. MacMillan  For  For  Management 
7  Elect Director P.H. Patsley  For  For  Management 
8  Elect Director W.R. Sanders  For  For  Management 
9  Elect Director R.J. Simmons  For  For  Management 
10  Elect Director R.K. Templeton  For  For  Management 
11  Elect Director C.T. Whitman  For  For  Management 
12  Ratify Auditors    For  For  Management 

 

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TOTAL SA           
 
Ticker:  FP  Security ID: 89151E109     
Meeting Date: MAY 21, 2010  Meeting Type: Annual/Special   
Record Date: APR 13, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1  Approve Financial Statements and  For  For  Management 
  Statutory Reports         
2  Accept Consolidated Financial  For  For  Management 
  Statements and Statutory Reports       
3  Approve Allocation of Income and  For  For  Management 
  Dividends of EUR 2.28 per Share       
4  Approve Auditors' Special Report  For  For  Management 
  Regarding Related-Party Transactions       
5  Approve Transaction with Christophe de  For  Against  Management 
  Margerie Re: Severance Payment       
6  Authorize Repurchase of Up to 10  For  For  Management 
  Percent of Issued Share Capital       
7  Reelect Thierry Desmarest as Director  For  For  Management 
8  Reelect Thierry de Rudder as Director  For  Against  Management 
9  Elect Gunnar Brock as Director  For  For  Management 
10  Elect Claude Clement as Representative  For  For  Management 
  of Employee Shareholders to the Board       
11  Elect Philippe Marchandise as  Against  For  Management 

 



  Representative of Employee Shareholders       
  to the Board       
12  Elect Mohammed Zaki as Representative  Against  For  Management 
  of Employee Shareholders to the Board       
13  Reelect Ernst & Young Audit as Auditor  For  For  Management 
14  Reelect KPMG Audit as Auditor  For  For  Management 
15  Ratify Auditex as Alternate Auditor  For  For  Management 
16  Ratify KPMG Audit I.S. as Alternate  For  For  Management 
  Auditor       
17  Authorize Issuance of Equity or  For  For  Management 
  Equity-Linked Securities with       
  Preemptive Rights up to Aggregate       
  Nominal Amount of EUR 2.5 Billion       
18  Authorize Issuance of Equity or  For  For  Management 
  Equity-Linked Securities without       
  Preemptive Rights up to Aggregate       
  Nominal Amount of EUR 850 million       
19  Authorize Capital Increase of up to 10  For  For  Management 
  Percent of Issued Capital for Future       
  Acquisitions       
20  Approve Employee Stock Purchase Plan  For  For  Management 
21  Authorize up to 0.1 Percent of Issued  For  For  Management 
  Capital for Use in Stock Option Plan       
A  Amend Article 9 of Bylaws Re: Mutual  Against  Against  Shareholder 
  Fund       

 

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UNITED TECHNOLOGIES CORPORATION       
 
Ticker:  UTX  Security ID:  913017109     
Meeting Date: APR 14, 2010  Meeting Type: Annual     
Record Date: FEB 16, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Louis R. Chenevert  For  For  Management 
1.2  Elect Director John V. Faraci  For  For  Management 
1.3  Elect Director Jean-Pierre Garnier,  For  For  Management 
  Ph.D.           
1.4  Elect Director Jamie S. Gorelick  For  For  Management 
1.5  Elect Director Carlos M. Gutierrez  For  For  Management 
1.6  Elect Director Edward A. Kangas  For  For  Management 
1.7  Elect Director Charles R. Lee  For  For  Management 
1.8  Elect Director Richard D. McCormick  For  For  Management 
1.9  Elect Director Harold McGraw, III  For  For  Management 
1.10  Elect Director Richard B. Myers  For  For  Management 
1.11  Elect Director H. Patrick Swygert  For  For  Management 
1.12  Elect Director Andre Villeneuve  For  For  Management 
1.13  Elect Director Christine Todd Whitman  For  For  Management 
2  Ratify Auditors For  For  Management 
3  Advisory Vote to Ratify Named Executive  Against For Shareholder
  Officers' Compensation         

 



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WAL-MART STORES, INC.           
 
Ticker:  WMT  Security ID:  931142103     
Meeting Date: JUN 4, 2010  Meeting Type: Annual     
Record Date: APR 8, 2010           
 
#  Proposal      Mgt Rec  Vote Cast  Sponsor 
1  Elect Director Aida M. Alvarez    For  For  Management 
2  Elect Director James W. Breyer    For  For  Management 
3  Elect Director M. Michele Burns    For  For  Management 
4  Elect Director James I. Cash, Jr.    For  For  Management 
5  Elect Director Roger C. Corbett    For  For  Management 
6  Elect Director Douglas N. Daft    For  Against  Management 
7  Elect Director Michael T. Duke    For  For  Management 
8  Elect Director Gregory B. Penner    For  For  Management 
9  Elect Director Steven S. Reinemund    For  For  Management 
10  Elect Director H. Lee Scott, Jr.    For  For  Management 
11  Elect Director Arne M. Sorenson    For  For  Management 
12  Elect Director Jim C. Walton    For  For  Management 
13  Elect Director S. Robson Walton    For  For  Management 
14  Elect Director Christopher J. Williams  For  For  Management 
15  Elect Director Linda S. Wolf    For  Against  Management 
16  Ratify Auditors      For  For  Management 
17  Approve Omnibus Stock Plan    For  Against  Management 
18  Amend Sharesave Plan      For  For  Management 
19  Amend EEO Policy to Prohibit    Against  Against  Shareholder 
  Discrimination based on Sexual         
  Orientation and Gender Identity         
20 Advisory Vote to Ratify Named Executive  Against For Shareholder
  Officers' Compensation           
21  Report on Political Contributions    Against  Against  Shareholder 
22  Amend Articles/Bylaws/Charter -- Call    Against  For  Shareholder 
  Special Meetings           
23  Require Suppliers to Adopt CAK    Against  Against  Shareholder 
24  Report on Process for Identifying and    Against  Against  Shareholder 
  Prioritizing Public Policy Activities         

 

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WALGREEN CO.           
 
Ticker:  WAG  Security ID:  931422109     
Meeting Date: JAN 13, 2010  Meeting Type: Annual     
Record Date:  NOV 16, 2009         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director Steven A. Davis  For  For  Management 
1.2  Elect Director William C. Foote  For  For  Management 
1.3  Elect Director Mark P. Frissora  For  For  Management 
1.4  Elect Director Alan G. McNally  For  For  Management 

 



1.5  Elect Director Nancy M. Schlichting  For  For  Management 
1.6  Elect Director David Y. Schwartz  For  For  Management 
1.7  Elect Director Alejandro Silva  For  For  Management 
1.8  Elect Director James A. Skinner  For  For  Management 
1.9  Elect Director Gregory D. Wasson  For  For  Management 
2  Ratify Auditors  For  For  Management 
3  Amend Stock Option Plan  For  For  Management 
4  Reduce Supermajority Vote Requirement  Against  For  Shareholder 
5  Performance-Based Equity Awards  Against  For  Shareholder 
6  Report on Charitable Contributions  Against  Against  Shareholder 

 

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WHOLE FOODS MARKET, INC.         
 
Ticker:  WFMI  Security ID: 966837106     
Meeting Date: MAR 8, 2010  Meeting Type: Annual     
Record Date: JAN 12, 2010         
 
#  Proposal    Mgt Rec  Vote Cast  Sponsor 
1.1  Elect Director John B. Elstrott  For  For  Management 
1.2  Elect Director Gabrielle E. Greene  For  For  Management 
1.3  Elect Director Hass Hassan  For  For  Management 
1.4  Elect Director Stephanie Kugelman  For  For  Management 
1.5  Elect Director John P. Mackey  For  For  Management 
1.6  Elect Director Jonathan A. Seiffer  For  For  Management 
1.7  Elect Director Morris J. Siegel  For  For  Management 
1.8  Elect Director Jonathan D. Sokoloff  For  For  Management 
1.9  Elect Director Ralph Z. Sorenson  For  For  Management 
1.10  Elect Director W.A. (Kip) Tindell, III  For  For  Management 
2  Ratify Auditors    For  For  Management 
3  Reduce Supermajority Vote Requirement  Against  For  Shareholder 
4  Amend Articles/Bylaws/Charter --  Against  For  Shareholder 
  Removal of Directors         
5  Adopt a Policy Establishing an  Against  Against  Shareholder 
  Engagement Process with Proponents to       
  Shareholder Proposals         
6  Adopt and Disclose Succession Planning  Against  Against  Shareholder 
  Policy         

 



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

Dreyfus Appreciation Fund, Inc.

By: /s/ Bradley J. Skapyak
  Bradley J. Skapyak
  President
 
Date: August 23, 2010