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Does the NMS Stock ATS currently operate pursuant to a Form ATS? | Yes No | ||||||||||||||
Provide the EDGAR accession number for the Form ATS-N filing to be amended: | 0000318336-19-000021 | ||||||||||||||
Filer CIK | 0000318336 | ||||||||||||||
Filer CCC | |||||||||||||||
File No: | 013-00106 | ||||||||||||||
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Statement about the Form ATS-N Amendment pursuant to Instruction A.7 (g) of this form. | Material amendment to Part III, Item 22 introducing the capability of certain Subscribers who are participants on the Paxos Settlement Service ("PSS") platform operated by Paxos Trust Company, LLC to settle transactions via the PSS and to Part III, Item 2 clarifying that the manner in which a Subscriber clears and settles transactions does not affect eligibility for ATS services. The amendment applies to all Subscribers and the Broker-Dealer Operator. | ||||||||||||||
Is this a LIVE or TEST Filing? | LIVE TEST | ||||||||||||||
Is this an electronic copy of an official filing submitted in paper format in connection with a hardship exemption? | |||||||||||||||
Confirming Copy File Number |
Notification Information
Notify via Filing Website only? |