0001280730-22-000001.txt : 20220105 0001280730-22-000001.hdr.sgml : 20220105 20220105141734 ACCESSION NUMBER: 0001280730-22-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220103 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAVENS ANTHONY L CENTRAL INDEX KEY: 0001280730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09483 FILM NUMBER: 22510581 MAIL ADDRESS: STREET 1: 555 FIFTH AVE. STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPARTA COMMERCIAL SERVICES, INC. CENTRAL INDEX KEY: 0000318299 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 300298178 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 555 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122392666 MAIL ADDRESS: STREET 1: 555 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TOMAHAWK INDUSTRIES INC DATE OF NAME CHANGE: 20001120 FORMER COMPANY: FORMER CONFORMED NAME: TOMAHAWK OIL & MINERALS INC DATE OF NAME CHANGE: 19831216 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-01-03 0 0000318299 SPARTA COMMERCIAL SERVICES, INC. SRCO 0001280730 HAVENS ANTHONY L 555 FIFTH AVE. 14TH FLOOR NEW YORK NY 10017 1 1 0 0 Chief Executive Officer Non-Qualified Stock Option 0.08 2022-01-03 4 A 0 500000 0.08 A 2022-01-03 2027-01-03 Common Stock 500000 1765008 D Non-Qualified Stock Option 0.08 2022-01-03 4 A 0 1718322 0.08 A 2022-01-03 2027-01-03 Common Stock 1718322 3483330 D 166,667 options vest immediately, 166,667 options vest 01/03/2023, and 166,666 options vest 01/03/2024. The Corporation issued Havens options to convert $137,465.76 of deferred salary owed to Havens. Anthony L. Havens 2022-01-05