0001143313-17-000052.txt : 20171204 0001143313-17-000052.hdr.sgml : 20171204 20171204133552 ACCESSION NUMBER: 0001143313-17-000052 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20171204 DATE AS OF CHANGE: 20171204 EFFECTIVENESS DATE: 20171204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIELDPOINT PETROLEUM CORP CENTRAL INDEX KEY: 0000316736 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840811034 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-32624 FILM NUMBER: 171236559 BUSINESS ADDRESS: STREET 1: 609 CASTLE ROAD STREET 2: SUITE 335 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5122508692 MAIL ADDRESS: STREET 1: 609 CASTLE ROAD STREET 2: SUITE 335 CITY: AUSTIN STATE: TX ZIP: 78746 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NYSE AMERICAN LLC CENTRAL INDEX KEY: 0001143313 IRS NUMBER: 522127241 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 Wall Street CITY: New York STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-5414 MAIL ADDRESS: STREET 1: 11 Wall Street CITY: New York STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NYSE MKT LLC DATE OF NAME CHANGE: 20120514 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Amex DATE OF NAME CHANGE: 20090402 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Alternext US LLC DATE OF NAME CHANGE: 20081009 25-NSE 1 primary_doc.xml X0203 0001143313 NYSE AMERICAN LLC 316736 FIELDPOINT PETROLEUM CORP 001-32624
1703 Edelweiss Drive Cedar Park TX TEXAS 78613
512-250-8692
Common Stock 17 CFR 240.12d2-2(b) Victoria Paper Senior Analyst 2017-12-04
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE AMERICAN LLC (the 'Exchange' or 'NYSE American') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of common stock and warrants (the 'Common Stock and the Warrants') of Fieldpoint Petroleum Corporation (the 'Company') from listing and registration on the Exchange on December 15, 2017 pursuant to the provisions of Rule 12d2-2(b), because, in the opinion of the Exchange, the Common Stock and the Warrants are no longer suitable for continued listing and trading on the Exchange. The Exchange reached its decision to initiate delisting proceedings pursuant to Section 1009 of the NYSE American Company Guide, which applies when a company cannot demonstrate an ability to return to compliance within 18 months of notice from the Exchange that it is not in compliance with one of the Exchange’s continued listing rules. The Company was below compliance with the $4 million stockholders’ equity requirement of Section 1003(a)(ii). On November 16, 2017, NYSE Regulation determined that the Common Stock of the Company should be suspended from trading, and directed the preparation and filing with the SEC of this application for the removal of the Common Stock from listing and registration on the Exchange. The Company was notified by phone and letter on November 16, 2017. Pursuant to the above authorization, a press release regarding the proposed delisting was issued and posted on the Exchange’s website on November 16, 2017. The Company had a right to appeal the determination to delist the Common Stock and Warrants by a Committee of the Board of Directors of the Exchange, provided that it filed a written request for such a review with the Secretary of the Exchange within seven business days of receiving notice of the delisting determination. Trading in the Common Stock and Warrants continued through the appeal right expiration. The Company did not file such request within the specified time period, therefore trading in the Common Stock and Warrants was suspended on November 27, 2017. Consequently, all conditions precedent under SEC Rule 12d2-2(b) to the filing of this application have been satisfied.