0001143313-17-000052.txt : 20171204
0001143313-17-000052.hdr.sgml : 20171204
20171204133552
ACCESSION NUMBER: 0001143313-17-000052
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20171204
DATE AS OF CHANGE: 20171204
EFFECTIVENESS DATE: 20171204
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIELDPOINT PETROLEUM CORP
CENTRAL INDEX KEY: 0000316736
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 840811034
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32624
FILM NUMBER: 171236559
BUSINESS ADDRESS:
STREET 1: 609 CASTLE ROAD
STREET 2: SUITE 335
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 5122508692
MAIL ADDRESS:
STREET 1: 609 CASTLE ROAD
STREET 2: SUITE 335
CITY: AUSTIN
STATE: TX
ZIP: 78746
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE AMERICAN LLC
CENTRAL INDEX KEY: 0001143313
IRS NUMBER: 522127241
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 Wall Street
CITY: New York
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-5414
MAIL ADDRESS:
STREET 1: 11 Wall Street
CITY: New York
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE MKT LLC
DATE OF NAME CHANGE: 20120514
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE Amex
DATE OF NAME CHANGE: 20090402
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE Alternext US LLC
DATE OF NAME CHANGE: 20081009
25-NSE
1
primary_doc.xml
X0203
0001143313
NYSE AMERICAN LLC
316736
FIELDPOINT PETROLEUM CORP
001-32624
1703 Edelweiss Drive
Cedar Park
TX
TEXAS
78613
512-250-8692
Common Stock
17 CFR 240.12d2-2(b)
Victoria Paper
Senior Analyst
2017-12-04
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE AMERICAN LLC (the 'Exchange' or 'NYSE American') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of common stock and warrants (the 'Common Stock and the Warrants') of Fieldpoint Petroleum Corporation (the 'Company') from listing and registration on the Exchange on December 15, 2017 pursuant to the provisions of Rule 12d2-2(b), because, in the opinion of the Exchange, the Common Stock and the Warrants are no longer suitable for continued listing and trading on the Exchange.
The Exchange reached its decision to initiate delisting proceedings pursuant to Section 1009 of the NYSE American Company Guide, which applies when a company cannot demonstrate an ability to return to compliance within 18 months of notice from the Exchange that it is not in compliance with one of the Exchanges continued listing rules. The Company was below compliance with the $4 million stockholders equity requirement of Section 1003(a)(ii).
On November 16, 2017, NYSE Regulation determined that the Common Stock of the Company should be suspended from trading, and directed the preparation and filing with the SEC of this application for the removal of the Common Stock from listing and registration on the Exchange. The Company was notified by phone and letter on November 16, 2017. Pursuant to the above authorization, a press release regarding the proposed delisting was issued and posted on the Exchanges website on November 16, 2017.
The Company had a right to appeal the determination to delist the Common Stock and Warrants by a Committee of the Board of Directors of the Exchange, provided that it filed a written request for such a review with the Secretary of the Exchange within seven business days of receiving notice of the delisting determination. Trading in the Common Stock and Warrants continued through the appeal right expiration. The Company did not file such request within the specified time period, therefore trading in the Common Stock and Warrants was suspended on November 27, 2017. Consequently, all conditions precedent under SEC Rule 12d2-2(b) to the filing of this application have been satisfied.