0001950787-24-000008.txt : 20240422
0001950787-24-000008.hdr.sgml : 20240422
20240422213340
ACCESSION NUMBER: 0001950787-24-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240418
FILED AS OF DATE: 20240422
DATE AS OF CHANGE: 20240422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwab-Pomerantz Carolyn
CENTRAL INDEX KEY: 0001950787
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 24862531
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
wk-form4_1713836010.xml
FORM 4
X0508
4
2024-04-18
0
0000316709
SCHWAB CHARLES CORP
SCHW
0001950787
Schwab-Pomerantz Carolyn
3000 SCHWAB WAY
WESTLAKE
TX
76262
1
0
0
0
1
Common Stock
2024-04-18
4
M
0
7482
28.44
A
6353
D
Common Stock
2024-04-18
4
S
0
7482
73.4653
D
1719398.6599
I
by Trust
Common Stock
2024-04-19
4
S
0
5400
73.1671
D
1713998.6599
I
by Trust
Common Stock
2024-04-19
4
S
0
3600
73.1572
D
577857
I
by Spouse as Trustee
Common Stock
2798
I
by LLC
Nonqualified Stock Option (right to buy)
28.44
2024-04-18
4
M
0
7482
0
D
2015-11-03
2024-11-03
Common Stock
7482
0
D
Reflects the contribution of 7,482 shares received upon exercise of the option to a revocable trust.
The transaction was executed in multiple trades at prices ranging from $73.2701 to $73.585. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.
The transaction was executed in multiple trades at prices ranging from $72.88 to $73.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $72.88 to $73.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.
/s/ P. Blake Allen, Attorney-in-fact
2024-04-22