0001950787-24-000008.txt : 20240422 0001950787-24-000008.hdr.sgml : 20240422 20240422213340 ACCESSION NUMBER: 0001950787-24-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240418 FILED AS OF DATE: 20240422 DATE AS OF CHANGE: 20240422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab-Pomerantz Carolyn CENTRAL INDEX KEY: 0001950787 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 24862531 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1713836010.xml FORM 4 X0508 4 2024-04-18 0 0000316709 SCHWAB CHARLES CORP SCHW 0001950787 Schwab-Pomerantz Carolyn 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 1 Common Stock 2024-04-18 4 M 0 7482 28.44 A 6353 D Common Stock 2024-04-18 4 S 0 7482 73.4653 D 1719398.6599 I by Trust Common Stock 2024-04-19 4 S 0 5400 73.1671 D 1713998.6599 I by Trust Common Stock 2024-04-19 4 S 0 3600 73.1572 D 577857 I by Spouse as Trustee Common Stock 2798 I by LLC Nonqualified Stock Option (right to buy) 28.44 2024-04-18 4 M 0 7482 0 D 2015-11-03 2024-11-03 Common Stock 7482 0 D Reflects the contribution of 7,482 shares received upon exercise of the option to a revocable trust. The transaction was executed in multiple trades at prices ranging from $73.2701 to $73.585. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023. The transaction was executed in multiple trades at prices ranging from $72.88 to $73.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $72.88 to $73.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. /s/ P. Blake Allen, Attorney-in-fact 2024-04-22