0001950787-24-000006.txt : 20240325 0001950787-24-000006.hdr.sgml : 20240325 20240325211319 ACCESSION NUMBER: 0001950787-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240321 FILED AS OF DATE: 20240325 DATE AS OF CHANGE: 20240325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab-Pomerantz Carolyn CENTRAL INDEX KEY: 0001950787 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 24780755 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1711415586.xml FORM 4 X0508 4 2024-03-21 0 0000316709 SCHWAB CHARLES CORP SCHW 0001950787 Schwab-Pomerantz Carolyn 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 1 Common Stock 2024-03-21 4 S 0 3256 70.6645 D 1721542.6599 I by Trust Common Stock 2024-03-21 4 S 0 2144 71.2118 D 1719398.6599 I by Trust Common Stock 2024-03-21 4 S 0 2534 70.6796 D 582523 I by Spouse as Trustee Common Stock 2024-03-21 4 S 0 1066 71.2797 D 581457 I by Spouse as Trustee Common Stock 6353 D Common Stock 2798 I by LLC The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023. The transaction was executed in multiple trades at prices ranging from $69.97 to $70.97. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $70.98 to $71.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $69.99 to $70.99. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $71.01 to $71.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ P. Blake Allen, Attorney-in-fact 2024-03-25