0001225208-21-011712.txt : 20210824 0001225208-21-011712.hdr.sgml : 20210824 20210824182938 ACCESSION NUMBER: 0001225208-21-011712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210823 FILED AS OF DATE: 20210824 DATE AS OF CHANGE: 20210824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNEED PAULA A CENTRAL INDEX KEY: 0001193024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 211203200 MAIL ADDRESS: STREET 1: THREE LAKES DRIVE CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-08-23 0000316709 SCHWAB CHARLES CORP SCHW 0001193024 SNEED PAULA A 3000 SCHWAB WAY WESTLAKE TX 76262 1 Common Stock 2021-08-23 4 M 0 10511.0000 25.0100 A 125082.1605 I by Trust Common Stock 2021-08-23 4 M 0 8548.0000 31.2100 A 133630.1605 I by Trust Common Stock 2021-08-23 4 M 0 7866.0000 28.9600 A 141496.1605 I by Trust Common Stock 2021-08-23 4 S 0 26925.0000 72.4781 D 114571.1605 I by Trust Common Stock 4997.0000 D Nonqualified Stock Option (right to buy) 31.2100 2021-08-23 4 M 0 8548.0000 0.0000 D 2025-05-15 Common Stock 8548.0000 0.0000 D Nonqualified Stock Option (right to buy) 25.0100 2021-08-23 4 M 0 10511.0000 0.0000 D 2024-05-19 Common Stock 10511.0000 0.0000 D Nonqualified Stock Option (right to buy) 28.9600 2021-08-23 4 M 0 7866.0000 0.0000 D 2026-05-19 Common Stock 7866.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $72.40 to $72.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 5/15/2016. The date first exercisable is 5/19/2015. The date first exercisable is 5/19/2017. Jamal Modir, Attorney-in-fact 2021-08-24