0001225208-21-008340.txt : 20210519 0001225208-21-008340.hdr.sgml : 20210519 20210519175037 ACCESSION NUMBER: 0001225208-21-008340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210517 FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS JOHN K JR CENTRAL INDEX KEY: 0001625471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21941531 MAIL ADDRESS: STREET 1: 300 CONTINENTAL DRIVE CITY: NEWARK STATE: DE ZIP: 19713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-05-17 0000316709 SCHWAB CHARLES CORP SCHW 0001625471 ADAMS JOHN K JR 3000 SCHWAB WAY WESTLAKE TX 76262 1 Common Stock 2021-05-17 4 A 0 1529.0000 0.0000 A 34901.0000 D Nonqualified Stock Option (right to buy) 73.0000 2021-05-17 4 A 0 4390.0000 0.0000 A 2022-05-17 2031-05-17 Common Stock 4390.0000 4390.0000 D The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Jamal Modir, Attorney-in-fact 2021-05-19