0001225208-21-007207.txt : 20210429
0001225208-21-007207.hdr.sgml : 20210429
20210429143104
ACCESSION NUMBER: 0001225208-21-007207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210428
FILED AS OF DATE: 20210429
DATE AS OF CHANGE: 20210429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Craig Jonathan M.
CENTRAL INDEX KEY: 0001733065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 21869582
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
doc4.xml
X0306
4
2021-04-28
0000316709
SCHWAB CHARLES CORP
SCHW
0001733065
Craig Jonathan M.
3000 SCHWAB WAY
WESTLAKE
TX
76262
1
Senior EVP
Common Stock
2021-04-28
4
M
0
7793.0000
28.4400
A
7793.0000
I
by Trust
Common Stock
2021-04-28
4
S
0
7793.0000
70.0021
D
0.0000
I
by Trust
Common Stock
2021-04-29
4
M
0
7794.0000
28.4400
A
7794.0000
I
by Trust
Common Stock
2021-04-29
4
S
0
7794.0000
70.9937
D
0.0000
I
by Trust
Nonqualified Stock Option (right to buy)
28.4400
2021-04-28
4
M
0
7793.0000
0.0000
D
2015-11-03
2024-11-03
Common Stock
7793.0000
7794.0000
D
Nonqualified Stock Option (right to buy)
28.4400
2021-04-29
4
M
0
7794.0000
0.0000
D
2015-11-03
2024-11-03
Common Stock
7794.0000
0.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.
This transaction was executed in multiple trades at prices ranging from $69.98 to $70.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $70.99 to $71.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2021-04-29