0001225208-21-007207.txt : 20210429 0001225208-21-007207.hdr.sgml : 20210429 20210429143104 ACCESSION NUMBER: 0001225208-21-007207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210428 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craig Jonathan M. CENTRAL INDEX KEY: 0001733065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21869582 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-04-28 0000316709 SCHWAB CHARLES CORP SCHW 0001733065 Craig Jonathan M. 3000 SCHWAB WAY WESTLAKE TX 76262 1 Senior EVP Common Stock 2021-04-28 4 M 0 7793.0000 28.4400 A 7793.0000 I by Trust Common Stock 2021-04-28 4 S 0 7793.0000 70.0021 D 0.0000 I by Trust Common Stock 2021-04-29 4 M 0 7794.0000 28.4400 A 7794.0000 I by Trust Common Stock 2021-04-29 4 S 0 7794.0000 70.9937 D 0.0000 I by Trust Nonqualified Stock Option (right to buy) 28.4400 2021-04-28 4 M 0 7793.0000 0.0000 D 2015-11-03 2024-11-03 Common Stock 7793.0000 7794.0000 D Nonqualified Stock Option (right to buy) 28.4400 2021-04-29 4 M 0 7794.0000 0.0000 D 2015-11-03 2024-11-03 Common Stock 7794.0000 0.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. This transaction was executed in multiple trades at prices ranging from $69.98 to $70.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $70.99 to $71.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-04-29