0001225208-21-005264.txt : 20210312 0001225208-21-005264.hdr.sgml : 20210312 20210312181834 ACCESSION NUMBER: 0001225208-21-005264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210312 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craig Jonathan M. CENTRAL INDEX KEY: 0001733065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21739132 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-03-12 0000316709 SCHWAB CHARLES CORP SCHW 0001733065 Craig Jonathan M. 3000 SCHWAB WAY WESTLAKE TX 76262 1 Senior EVP Common Stock 2021-03-12 4 M 0 8423.0000 27.4500 A 8423.0000 I by Trust Common Stock 2021-03-12 4 S 0 8423.0000 67.0114 D 0.0000 I by Trust Nonqualified Stock Option (right to buy) 27.4500 2021-03-12 4 M 0 8423.0000 0.0000 D 2015-08-01 2024-08-01 Common Stock 8423.0000 8424.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. This transaction was executed in multiple trades at prices ranging from $66.97 to $67.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-03-12