0001225208-21-004569.txt : 20210303 0001225208-21-004569.hdr.sgml : 20210303 20210303174927 ACCESSION NUMBER: 0001225208-21-004569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21710890 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-03-01 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 3000 SCHWAB WAY WESTLAKE TX 76262 1 1 President and CEO Common Stock 2021-03-01 4 M 0 57815.0000 63.7500 A 574585.8859 D Common Stock 6276.8130 I by ESOP Common Stock 2561.0000 I by ESPP Common Stock 2412.2908 I By Spouse Nonqualified Stock Option (right to buy) 64.1000 2021-03-01 4 A 0 271618.0000 0.0000 A 2022-03-01 2031-03-01 Common Stock 271618.0000 271618.0000 D Shares acquired on the vesting of restricted stock units. The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Jamal Modir, Attorney-in-fact 2021-03-03