0001225208-21-000729.txt : 20210112 0001225208-21-000729.hdr.sgml : 20210112 20210112125435 ACCESSION NUMBER: 0001225208-21-000729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210111 FILED AS OF DATE: 20210112 DATE AS OF CHANGE: 20210112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Bernard J. CENTRAL INDEX KEY: 0001564429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21523036 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-01-11 0000316709 SCHWAB CHARLES CORP SCHW 0001564429 Clark Bernard J. 3000 SCHWAB WAY WESTLAKE TX 76262 1 EVP - Advisor Services Common Stock 2021-01-11 4 M 0 29976.0000 26.3900 A 102244.8091 I by Trust Common Stock 2021-01-11 4 S 0 29976.0000 60.0057 D 72268.8091 I by Trust Common Stock 3557.3780 I by 401(k) Common Stock 637.1430 I by ESOP Nonqualified Stock Option (right to buy) 26.3900 2021-01-11 4 M 0 29976.0000 0.0000 D 2017-03-01 2026-03-01 Common Stock 29976.0000 59953.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2020. This transaction was executed in multiple trades at prices ranging from $60.00 to $60.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-01-12