0001225208-21-000642.txt : 20210107 0001225208-21-000642.hdr.sgml : 20210107 20210107161319 ACCESSION NUMBER: 0001225208-21-000642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210107 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craig Jonathan M. CENTRAL INDEX KEY: 0001733065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21514332 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-01-07 0000316709 SCHWAB CHARLES CORP SCHW 0001733065 Craig Jonathan M. 3000 SCHWAB WAY WESTLAKE TX 76262 1 Senior EVP Common Stock 2021-01-07 4 M 0 3503.0000 23.1200 A 3503.0000 I by Trust Common Stock 2021-01-07 4 S 0 3503.0000 58.9818 D 0.0000 I by Trust Nonqualified Stock Option (right to buy) 23.1200 2021-01-07 4 M 0 3503.0000 0.0000 D 2014-11-01 2023-11-01 Common Stock 3503.0000 3503.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. This transaction was executed in multiple trades at prices ranging from $58.98 to $59.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-01-07