0001225208-20-012891.txt : 20201102
0001225208-20-012891.hdr.sgml : 20201102
20201102150936
ACCESSION NUMBER: 0001225208-20-012891
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201030
FILED AS OF DATE: 20201102
DATE AS OF CHANGE: 20201102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES R
CENTRAL INDEX KEY: 0000923738
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 201280168
MAIL ADDRESS:
STREET 1: 101 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2020-10-30
0000316709
SCHWAB CHARLES CORP
SCHW
0000923738
SCHWAB CHARLES R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
Chairman
Common Stock
2020-10-30
4
M
0
66288.0000
15.4300
A
75128744.0000
I
by Trust
Common Stock
2020-10-30
4
S
0
66288.0000
40.2942
D
75062456.0000
I
by Trust
Common Stock
44025.0000
I
by 188 Corp
Common Stock
32409941.0000
I
by Limited Partnership
Common Stock
14719160.3300
I
by Spouse as Trustee
Nonqualified Stock Option (right to buy)
15.4300
2020-10-30
4
M
0
66288.0000
0.0000
D
2011-11-01
2020-11-01
Common Stock
66288.0000
0.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2020.
This transaction was executed in multiple trades at prices ranging from $40.00 to $40.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2020-11-02