0001225208-17-017751.txt : 20171129 0001225208-17-017751.hdr.sgml : 20171129 20171129175422 ACCESSION NUMBER: 0001225208-17-017751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171129 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 171229495 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2017-11-29 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 211 MAIN STREET SAN FRANCISCO CA 94105 1 Senior EVP Common Stock 2017-11-29 4 M 0 73108.0000 12.4500 A 229024.0000 D Common Stock 2017-11-29 4 M 0 21880.0000 11.7500 A 250904.0000 D Common Stock 2017-11-29 4 S 0 21880.0000 48.1461 D 229024.0000 D Common Stock 2017-11-29 4 S 0 73108.0000 48.1461 D 155916.0000 D Common Stock 614.3430 I by ESOP Nonqualified Stock Option (right to buy) 12.4500 2017-11-29 4 M 0 73108.0000 0.0000 D 2013-08-01 2022-08-01 Common Stock 73108.0000 0.0000 D Nonqualified Stock Option (right to buy) 11.7500 2017-11-29 4 M 0 21880.0000 0.0000 D 2012-11-01 2021-11-01 Common Stock 21880.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $48.11 to $48.235. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2017-11-29