0001225208-16-042418.txt : 20161130
0001225208-16-042418.hdr.sgml : 20161130
20161130194140
ACCESSION NUMBER: 0001225208-16-042418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161130
FILED AS OF DATE: 20161130
DATE AS OF CHANGE: 20161130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettinger Walter W
CENTRAL INDEX KEY: 0001296479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 162026493
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2016-11-30
0000316709
SCHWAB CHARLES CORP
SCHW
0001296479
Bettinger Walter W
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
President and CEO
Common Stock
2016-11-30
4
M
0
56423.0000
15.4300
A
300081.8859
D
Common Stock
2016-11-30
4
S
0
56423.0000
39.2248
D
243658.8859
D
Common Stock
5946.6130
I
by ESOP
Common Stock
1277.0000
I
by ESPP
Common Stock
2277.2253
I
By Spouse
Nonqualified Stock Option (right to buy)
15.4300
2016-11-30
4
M
0
56423.0000
0.0000
D
2011-11-01
2020-11-01
Common Stock
56423.0000
196592.0000
D
This transaction was executed in multiple trades at prices ranging from $39.20 to $39.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
R. Scott McMillen, Attorney-in-fact
2016-11-30