0001225208-16-042003.txt : 20161118
0001225208-16-042003.hdr.sgml : 20161118
20161118181508
ACCESSION NUMBER: 0001225208-16-042003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chandoha Marie A
CENTRAL INDEX KEY: 0001656828
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 162008785
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2016-11-16
0000316709
SCHWAB CHARLES CORP
SCHW
0001656828
Chandoha Marie A
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
President - CSIM
Common Stock
2016-11-16
4
M
0
35124.0000
12.4500
A
38142.0000
I
by Trust
Common Stock
2016-11-16
4
M
0
35000.0000
13.6400
A
73142.0000
I
by Trust
Common Stock
2016-11-16
4
M
0
17279.0000
11.7500
A
90421.0000
I
by Trust
Common Stock
2016-11-16
4
M
0
14463.0000
13.9100
A
104884.0000
I
by Trust
Common Stock
2016-11-16
4
S
0
14463.0000
36.6509
D
90421.0000
I
by Trust
Common Stock
2016-11-16
4
S
0
17279.0000
36.6509
D
73142.0000
I
by Trust
Common Stock
2016-11-16
4
S
0
35000.0000
36.6509
D
38142.0000
I
by Trust
Common Stock
2016-11-16
4
S
0
35124.0000
36.6509
D
3018.0000
I
by Trust
Nonqualified Stock Option (right to buy)
13.9100
2016-11-16
4
M
0
14463.0000
0.0000
D
2016-03-01
2022-03-01
Common Stock
14463.0000
0.0000
D
Nonqualified Stock Option (right to buy)
12.4500
2016-11-16
4
M
0
35124.0000
0.0000
D
2013-08-01
2022-08-01
Common Stock
35124.0000
0.0000
D
Nonqualified Stock Option (right to buy)
13.6400
2016-11-16
4
M
0
35000.0000
0.0000
D
2013-11-01
2022-11-01
Common Stock
35000.0000
0.0000
D
Nonqualified Stock Option (right to buy)
11.7500
2016-11-16
4
M
0
17279.0000
0.0000
D
2015-11-01
2021-11-01
Common Stock
17279.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $36.6 to $36.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
R. Scott McMillen, Attorney-in-fact
2016-11-18