0001225208-15-020624.txt : 20151111 0001225208-15-020624.hdr.sgml : 20151111 20151110124005 ACCESSION NUMBER: 0001225208-15-020624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 151218144 4 1 doc4.xml X0306 4 2015-11-09 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and CFO Common Stock 2015-11-09 4 M 0 50000.0000 0.0000 A 181688.0000 D Common Stock 2015-11-09 4 S 0 50000.0000 33.6523 D 131688.0000 D Common Stock 606.1850 I by ESOP Nonqualified Stock Option (right to buy) 11.7500 2015-11-09 4 M 0 50000.0000 0.0000 D 2012-11-01 2021-11-01 Common Stock 50000.0000 21880.0000 D This transaction was executed in multiple trades at prices ranging from $33.47 to $33.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2015-11-10