0001171694-25-000012.txt : 20250703 0001171694-25-000012.hdr.sgml : 20250703 20250703175425 ACCESSION NUMBER: 0001171694-25-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250701 FILED AS OF DATE: 20250703 DATE AS OF CHANGE: 20250703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 251106535 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance EIN: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1751579655.xml FORM 4 X0508 4 2025-07-01 0 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Restricted Stock Units 2025-07-01 4 A 0 227 A Common Stock 227 149266.35 D Nonqualified Stock Option (right to buy) 91.17 2025-07-01 4 A 0 909 A 2025-07-01 2035-07-01 Common Stock 909 909 D Each restricted stock unit ("RSU") represents a right to receive one share of company stock. The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. The RSUs were received in lieu of cash compensation otherwise payable as director fees. Includes 460.34 RSUs acquired through dividend reinvestment. The option was received pursuant to the Plan and vests immediately The option was received in lieu of cash compensation otherwise payable as director fees. /s/ Jeffrey E. Salvesen, Attorney-in-Fact 2025-07-03