0001062993-23-018344.txt : 20230920 0001062993-23-018344.hdr.sgml : 20230920 20230920161327 ACCESSION NUMBER: 0001062993-23-018344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230918 FILED AS OF DATE: 20230920 DATE AS OF CHANGE: 20230920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crawford Peter B. CENTRAL INDEX KEY: 0001706835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 231266638 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-18 0000316709 SCHWAB CHARLES CORP SCHW 0001706835 Crawford Peter B. 3000 SCHWAB WAY WESTLAKE TX 76262 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-09-18 4 M 0 3792 23.12 A 0 D Common Stock 2023-09-18 4 S 0 3792 57.3064 D 44725 I by Trust Nonqualified Stock Option (right to buy) 23.12 2023-09-18 4 M 0 3792 0 D 2023-11-01 Common Stock 3792 0 D Reflects the contribution of 3,792 shares received upon exercise of the option to a trust. The transaction was executed in multiple trades at prices ranging from $57.00 to $58.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 1, 2014. /s/ Kristopher R. Tate, Attorney-in-fact 2023-09-20