0001062993-23-018344.txt : 20230920
0001062993-23-018344.hdr.sgml : 20230920
20230920161327
ACCESSION NUMBER: 0001062993-23-018344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230918
FILED AS OF DATE: 20230920
DATE AS OF CHANGE: 20230920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crawford Peter B.
CENTRAL INDEX KEY: 0001706835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 231266638
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-09-18
0000316709
SCHWAB CHARLES CORP
SCHW
0001706835
Crawford Peter B.
3000 SCHWAB WAY
WESTLAKE
TX
76262
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-09-18
4
M
0
3792
23.12
A
0
D
Common Stock
2023-09-18
4
S
0
3792
57.3064
D
44725
I
by Trust
Nonqualified Stock Option (right to buy)
23.12
2023-09-18
4
M
0
3792
0
D
2023-11-01
Common Stock
3792
0
D
Reflects the contribution of 3,792 shares received upon exercise of the option to a trust.
The transaction was executed in multiple trades at prices ranging from $57.00 to $58.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 1, 2014.
/s/ Kristopher R. Tate, Attorney-in-fact
2023-09-20