0001062993-23-014667.txt : 20230706 0001062993-23-014667.hdr.sgml : 20230706 20230706175455 ACCESSION NUMBER: 0001062993-23-014667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruffel Charles A. CENTRAL INDEX KEY: 0001739929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 231074673 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-07-03 0000316709 SCHWAB CHARLES CORP SCHW 0001739929 Ruffel Charles A. 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Nonqualified Stock Option (right to buy) 57.72 2023-07-03 4 A 0 1847 A 2023-07-03 2033-07-03 Common Stock 1847 1847 D The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. The option was received in lieu of cash compensation otherwise payable as director fees. /s/ Kristopher R. Tate, Attorney-in-fact 2023-07-06