0001062993-23-003859.txt : 20230216
0001062993-23-003859.hdr.sgml : 20230216
20230216192208
ACCESSION NUMBER: 0001062993-23-003859
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230214
FILED AS OF DATE: 20230216
DATE AS OF CHANGE: 20230216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERRINGER FRANK C
CENTRAL INDEX KEY: 0001171694
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 23639914
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-02-14
0000316709
SCHWAB CHARLES CORP
SCHW
0001171694
HERRINGER FRANK C
3000 SCHWAB WAY
WESTLAKE
TX
76262
1
0
0
0
Common Stock
2023-02-14
4
M
0
14345
19.21
A
19244
D
Common Stock
2023-02-14
5
G
0
E
14345
0
D
4899
D
Common Stock
2023-02-14
5
G
0
E
14345
0
A
166165
I
by Trust
Common Stock
2023-02-14
4
S
0
9139
80.8678
D
157026
I
by Trust
Common Stock
50625
I
by Spouse
Nonqualified Stock Option (right to buy)
19.21
2023-02-14
4
M
0
14345
0
D
2023-05-20
Common Stock
14345
0
D
This transaction was executed in multiple trades at prices ranging from $80.80 to $80.945. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 20, 2014, (ii) 25% on May 20, 2015, and (iii) 50% on May 20, 2016.
/s/ Kristopher R. Tate, Attorney-in-fact
2023-02-16