-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VKOD3jRZ9W2ixroIvPi6nSkvwyNMcGZbxwc6Zj8K6KQ77shG6DhOyeFfvjoLWzL0 Nkc/vz2ax4YwbuAEbkPpNA== 0000923738-07-000014.txt : 20070214 0000923738-07-000014.hdr.sgml : 20070214 20070214113406 ACCESSION NUMBER: 0000923738-07-000014 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070209 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 07615830 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2007-02-09 2007-02-12 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2007-02-09 4 S 0 6200 18.99 D 9179749 D Common Stock 2007-02-09 4 S 0 1700 19.00 D 9178049 D Common Stock 2007-02-09 4 S 0 8000 19.01 D 9170049 D Common Stock 2007-02-09 4 S 0 700 19.02 D 9169349 D Common Stock 2007-02-09 4 S 0 1800 19.03 D 9167549 D Common Stock 2007-02-09 4 S 0 2700 19.04 D 9164849 D Common Stock 2007-02-09 4 S 0 11200 19.05 D 9153649 D Common Stock 2007-02-09 4 S 0 3750 19.06 D 9149899 D Common Stock 2007-02-09 4 S 0 9100 19.07 D 9140799 D Common Stock 2007-02-09 4 S 0 14600 19.08 D 9126199 D Common Stock 2007-02-09 4 S 0 11000 19.09 D 9115199 D Common Stock 2007-02-09 4 S 0 14700 19.10 D 9100499 D Common Stock 2007-02-09 4 S 0 44700 19.11 D 9055799 D Common Stock 2007-02-09 4 S 0 15600 19.12 D 9040199 D Common Stock 2007-02-09 4 S 0 13000 19.13 D 9027199 D Common Stock 2007-02-09 4 S 0 9200 19.14 D 9017999 D Common Stock 2007-02-09 4 S 0 1700 19.15 D 9016299 D Common Stock 2007-02-09 4 S 0 3000 19.16 D 9013299 D Common Stock 2007-02-09 4 S 0 5900 19.18 D 9007399 D Common Stock 2007-02-09 4 S 0 800 19.19 D 9006599 D Common Stock 2007-02-09 4 S 0 1200 19.21 D 9005399 D Common Stock 2007-02-09 4 S 0 7000 19.22 D 8998399 D Common Stock 2007-02-09 4 S 0 3800 19.23 D 8994599 D Common Stock 2007-02-09 4 S 0 900 19.24 D 8993699 D Common Stock 2007-02-09 4 S 0 14300 19.25 D 8979399 D Common Stock 2007-02-09 4 S 0 9400 19.26 D 8969999 D Common Stock 2007-02-09 4 S 0 2600 19.27 D 8967399 D Common Stock 2007-02-09 4 S 0 200 19.28 D 8967199 D Common Stock 2007-02-09 4 S 0 1400 19.29 D 8965799 D Common Stock 2007-02-09 4 S 0 3200 19.30 D 8962599 D As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 153,572,858 shares held in trust, 42,853,958 shares held by an LLC, 7,841,450 shares held by his spouse and 1,744,792 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----