-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BLQK0DbHo1aEMIAxxQJXVL83uEEn/esTAyuaQ9CF6U9eGhVRnjYNbZeLbh3x3uWg EBl6w6PUuW7ms7Yl8nDAQg== 0000923738-04-000015.txt : 20040331 0000923738-04-000015.hdr.sgml : 20040331 20040331123441 ACCESSION NUMBER: 0000923738-04-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040329 FILED AS OF DATE: 20040331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04704587 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-29 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-03-29 4 S 0 3100 11.26 D 168082098 I by Trust Common Stock 2004-03-29 4 S 0 6000 11.30 D 168076098 I by Trust Common Stock 2004-03-29 4 S 0 700 11.31 D 168075398 I by Trust Common Stock 2004-03-29 4 S 0 13100 11.32 D 168062298 I by Trust Common Stock 2004-03-29 4 S 0 3100 11.33 D 168059198 I by Trust Common Stock 2004-03-29 4 S 0 3200 11.37 D 168055998 I by Trust Common Stock 2004-03-29 4 S 0 3000 11.38 D 168052998 I by Trust Common Stock 2004-03-29 4 S 0 3200 11.40 D 168049798 I by Trust Common Stock 2004-03-29 4 S 0 9800 11.43 D 168039998 I by Trust Common Stock 2004-03-29 4 S 0 5000 11.44 D 168034998 I by Trust Common Stock 2004-03-29 4 S 0 11500 11.45 D 168023498 I by Trust Common Stock 2004-03-29 4 S 0 17100 11.46 D 168006398 I by Trust Common Stock 2004-03-29 4 S 0 6900 11.47 D 167999498 I by Trust Common Stock 2004-03-29 4 S 0 4200 11.49 D 167995298 I by Trust Common Stock 2004-03-29 4 S 0 17300 11.50 D 167977998 I by Trust Common Stock 2004-03-29 4 S 0 12800 11.51 D 167965198 I by Trust Common Stock 2004-03-29 4 S 0 9800 11.52 D 167955398 I by Trust Common Stock 2004-03-29 4 S 0 22900 11.53 D 167932498 I by Trust Common Stock 2004-03-29 4 S 0 6300 11.54 D 167926198 I by Trust Common Stock 2004-03-29 4 S 0 6200 11.55 D 167919998 I by Trust Common Stock 2004-03-29 4 S 0 21900 11.56 D 167898098 I by Trust Common Stock 2004-03-29 4 S 0 53200 11.57 D 167844898 I by Trust Common Stock 2004-03-29 4 S 0 9700 11.58 D 167835198 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,696,179 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-03-31 -----END PRIVACY-ENHANCED MESSAGE-----