-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FWAySjMcs00/7f00C8LN9H0w2y7jTUA3MfPli4CTJOG2RsKQEQuX26c0mGxkl59T kLHGpCmQ6O+vVq+wErooLg== 0000923738-04-000013.txt : 20040324 0000923738-04-000013.hdr.sgml : 20040324 20040324160602 ACCESSION NUMBER: 0000923738-04-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040322 FILED AS OF DATE: 20040324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04687493 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-22 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-03-22 4 S 0 3600 10.80 D 168581598 I by Trust Common Stock 2004-03-22 4 S 0 10900 10.84 D 168570698 I by Trust Common Stock 2004-03-22 4 S 0 5100 10.85 D 168565598 I by Trust Common Stock 2004-03-22 4 S 0 1400 10.86 D 168564198 I by Trust Common Stock 2004-03-22 4 S 0 4000 10.87 D 168560198 I by Trust Common Stock 2004-03-22 4 S 0 9900 10.88 D 168550298 I by Trust Common Stock 2004-03-22 4 S 0 4400 10.89 D 168545898 I by Trust Common Stock 2004-03-22 4 S 0 6000 10.90 D 168539898 I by Trust Common Stock 2004-03-22 4 S 0 14800 10.91 D 168525098 I by Trust Common Stock 2004-03-22 4 S 0 300 10.92 D 168524798 I by Trust Common Stock 2004-03-22 4 S 0 13800 10.93 D 168510998 I by Trust Common Stock 2004-03-22 4 S 0 14600 10.94 D 168496398 I by Trust Common Stock 2004-03-22 4 S 0 2900 10.95 D 168493498 I by Trust Common Stock 2004-03-22 4 S 0 10500 10.96 D 168482998 I by Trust Common Stock 2004-03-22 4 S 0 15900 10.97 D 168467098 I by Trust Common Stock 2004-03-22 4 S 0 13600 10.98 D 168453498 I by Trust Common Stock 2004-03-22 4 S 0 9300 10.99 D 168444198 I by Trust Common Stock 2004-03-22 4 S 0 9200 11.00 D 168434998 I by Trust Common Stock 2004-03-22 4 S 0 19300 11.01 D 168415698 I by Trust Common Stock 2004-03-22 4 S 0 23700 11.02 D 168391998 I by Trust Common Stock 2004-03-22 4 S 0 17600 11.03 D 168374398 I by Trust Common Stock 2004-03-22 4 S 0 9300 11.04 D 168365098 I by Trust Common Stock 2004-03-22 4 S 0 9300 11.05 D 168355798 I by Trust Common Stock 2004-03-22 4 S 0 4100 11.08 D 168351698 I by Trust Common Stock 2004-03-22 4 S 0 3100 11.09 D 168348598 I by Trust Common Stock 2004-03-22 4 S 0 5900 11.12 D 168342698 I by Trust Common Stock 2004-03-22 4 S 0 2100 11.17 D 168340598 I by Trust Common Stock 2004-03-22 4 S 0 300 11.22 D 168340298 I by Trust Common Stock 2004-03-22 4 S 0 5100 11.30 D 168335198 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,696,179 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-03-24 -----END PRIVACY-ENHANCED MESSAGE-----