-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I7TDwcWntsVrz8JLNayEzTkdXJZQjTh/llwJ3/bn722mTbgxgNyeek35BTToRks/ WL/9QUhzevrVchv7gn3ZFg== 0000923738-04-000008.txt : 20040310 0000923738-04-000008.hdr.sgml : 20040310 20040310134057 ACCESSION NUMBER: 0000923738-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040308 FILED AS OF DATE: 20040310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04659649 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-08 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-03-08 4 S 0 7500 11.92 D 169577698 I by Trust Common Stock 2004-03-08 4 S 0 11400 11.93 D 169566298 I by Trust Common Stock 2004-03-08 4 S 0 31700 11.94 D 169534598 I by Trust Common Stock 2004-03-08 4 S 0 3200 11.95 D 169531398 I by Trust Common Stock 2004-03-08 4 S 0 7500 11.96 D 169523898 I by Trust Common Stock 2004-03-08 4 S 0 4200 11.97 D 169519698 I by Trust Common Stock 2004-03-08 4 S 0 11400 11.98 D 169508298 I by Trust Common Stock 2004-03-08 4 S 0 3300 11.99 D 169504998 I by Trust Common Stock 2004-03-08 4 S 0 5000 12.00 D 169499998 I by Trust Common Stock 2004-03-08 4 S 0 8500 12.01 D 169491498 I by Trust Common Stock 2004-03-08 4 S 0 5100 12.02 D 169486398 I by Trust Common Stock 2004-03-08 4 S 0 1100 12.03 D 169485298 I by Trust Common Stock 2004-03-08 4 S 0 4900 12.04 D 169480398 I by Trust Common Stock 2004-03-08 4 S 0 4800 12.05 D 169475598 I by Trust Common Stock 2004-03-08 4 S 0 8500 12.06 D 169467098 I by Trust Common Stock 2004-03-08 4 S 0 3400 12.07 D 169463698 I by Trust Common Stock 2004-03-08 4 S 0 1200 12.08 D 169462498 I by Trust Common Stock 2004-03-08 4 S 0 19400 12.09 D 169443098 I by Trust Common Stock 2004-03-08 4 S 0 10100 12.10 D 169432998 I by Trust Common Stock 2004-03-08 4 S 0 10100 12.11 D 169422898 I by Trust Common Stock 2004-03-08 4 S 0 29200 12.12 D 169393698 I by Trust Common Stock 2004-03-08 4 S 0 6400 12.13 D 169387298 I by Trust Common Stock 2004-03-08 4 S 0 11400 12.15 D 169375898 I by Trust Common Stock 2004-03-08 4 S 0 17700 12.16 D 169358198 I by Trust Common Stock 2004-03-08 4 S 0 2400 12.17 D 169355798 I by Trust Common Stock 2004-03-08 4 S 0 200 12.18 D 169355598 I by Trust Common Stock 2004-03-08 4 S 0 5600 12.19 D 169349998 I by Trust Common Stock 2004-03-08 4 S 0 4300 12.20 D 169345698 I by Trust Common Stock 2004-03-08 4 S 0 9700 12.21 D 169335998 I by Trust Common Stock 2004-03-08 4 S 0 800 12.22 D 169335198 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,692,845 shares held in an ESOP and 19,800 shares held as custodian. Jane E. Fry, Attorney-in-fact 2004-03-10 -----END PRIVACY-ENHANCED MESSAGE-----