-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KMwmGoZlHzpWfBQty0Bn+R2+j8Bfq5yDdEfA95iUy3I3I/HwGyaO2cT8sKrFlTyf Rf+lxILfPc8wfVgQL1TyjQ== 0000923738-04-000007.txt : 20040304 0000923738-04-000007.hdr.sgml : 20040304 20040304154648 ACCESSION NUMBER: 0000923738-04-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040302 FILED AS OF DATE: 20040304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04648889 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-02 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman Common Stock 2004-03-02 4 S 0 2500 12.19 D 169832698 I by Trust Common Stock 2004-03-02 4 S 0 11100 12.20 D 169821598 I by Trust Common Stock 2004-03-02 4 S 0 5700 12.21 D 169815898 I by Trust Common Stock 2004-03-02 4 S 0 14900 12.22 D 169800998 I by Trust Common Stock 2004-03-02 4 S 0 30600 12.23 D 169770398 I by Trust Common Stock 2004-03-02 4 S 0 18600 12.24 D 169751798 I by Trust Common Stock 2004-03-02 4 S 0 39000 12.25 D 169712798 I by Trust Common Stock 2004-03-02 4 S 0 8600 12.26 D 169704198 I by Trust Common Stock 2004-03-02 4 S 0 11700 12.27 D 169692498 I by Trust Common Stock 2004-03-02 4 S 0 7700 12.28 D 169684798 I by Trust Common Stock 2004-03-02 4 S 0 3400 12.30 D 169681398 I by Trust Common Stock 2004-03-02 4 S 0 5600 12.31 D 169675798 I by Trust Common Stock 2004-03-02 4 S 0 3100 12.32 D 169672698 I by Trust Common Stock 2004-03-02 4 S 0 6400 12.33 D 169666298 I by Trust Common Stock 2004-03-02 4 S 0 2600 12.34 D 169663698 I by Trust Common Stock 2004-03-02 4 S 0 9000 12.35 D 169654698 I by Trust Common Stock 2004-03-02 4 S 0 6300 12.36 D 169648398 I by Trust Common Stock 2004-03-02 4 S 0 11000 12.37 D 169637398 I by Trust Common Stock 2004-03-02 4 S 0 11800 12.38 D 169625598 I by Trust Common Stock 2004-03-02 4 S 0 6400 12.39 D 169619198 I by Trust Common Stock 2004-03-02 4 S 0 11400 12.40 D 169607798 I by Trust Common Stock 2004-03-02 4 S 0 9300 12.42 D 169598498 I by Trust Common Stock 2004-03-02 4 S 0 2800 12.44 D 169595698 I by Trust Common Stock 2004-03-02 4 S 0 5600 12.46 D 169590098 I by Trust Common Stock 2004-03-02 4 S 0 4900 12.47 D 169585198 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,692,845 shares held in an ESOP and 19,800 shares held as custodian. Charles R. Schwab 2004-03-03 -----END PRIVACY-ENHANCED MESSAGE-----