0000316709-24-000005.txt : 20240104 0000316709-24-000005.hdr.sgml : 20240104 20240104190610 ACCESSION NUMBER: 0000316709-24-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 24513929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1704413161.xml FORM 4 X0508 4 2024-01-02 0 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Nonqualified Stock Option (right to buy) 69.10 2024-01-02 4 A 0 2247 A 2024-01-02 2034-01-02 Common Stock 2247 2247 D The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. The option was received in lieu of cash compensation otherwise payable as director fees. /s/ Kristopher R. Tate, Attorney-in-fact 2024-01-04