0000316709-23-000068.txt : 20231204 0000316709-23-000068.hdr.sgml : 20231204 20231204202220 ACCESSION NUMBER: 0000316709-23-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab-Pomerantz Carolyn CENTRAL INDEX KEY: 0001950787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 231464944 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1701739330.xml FORM 4 X0508 4 2023-11-30 0 0000316709 SCHWAB CHARLES CORP SCHW 0001950787 Schwab-Pomerantz Carolyn 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Common Stock 2023-11-30 4 S 0 12208 61.2802 D 1722399.6599 I by Trust Common Stock 9376 D Common Stock 596456 I by Spouse as Trustee Common Stock 2798 I by LLC The transaction was executed in multiple trades at prices ranging from $61.235 to $61.32. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Kristopher R. Tate, Attorney-in-fact 2023-12-04