0000316709-23-000066.txt : 20231204 0000316709-23-000066.hdr.sgml : 20231204 20231204201937 ACCESSION NUMBER: 0000316709-23-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crawford Peter B. CENTRAL INDEX KEY: 0001706835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 231464939 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1701739166.xml FORM 4 X0508 4 2023-11-30 0 0000316709 SCHWAB CHARLES CORP SCHW 0001706835 Crawford Peter B. 3000 SCHWAB WAY WESTLAKE TX 76262 0 1 0 0 CFO 0 Common Stock 2023-11-30 4 M 0 4000 28.44 A 0 D Common Stock 2023-11-30 4 S 0 4000 60.5572 D 41611 I by Trust Nonqualified Stock Option (right to buy) 28.44 2023-11-30 4 M 0 4000 0 D 2015-11-03 2024-11-03 Common Stock 4000 10963 D Reflects the contribution of 4,000 shares received upon exercise of the option to a trust. The transaction was executed in multiple trades at prices ranging from $60.50 to $60.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. /s/ Kristopher R. Tate, Attorney-in-fact 2023-12-04