0001104659-13-066145.txt : 20130826 0001104659-13-066145.hdr.sgml : 20130826 20130826214843 ACCESSION NUMBER: 0001104659-13-066145 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130819 FILED AS OF DATE: 20130826 DATE AS OF CHANGE: 20130826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXCO RESOURCES INC CENTRAL INDEX KEY: 0000316300 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741492779 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12377 MERIT DR STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 2143682084 MAIL ADDRESS: STREET 1: 12377 MERIT DR STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACOF Management II, L.P. CENTRAL INDEX KEY: 0001372044 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061241 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 201-4100 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ares Corporate Opportunities Fund II, L.P. CENTRAL INDEX KEY: 0001371903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061243 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 201-4100 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACOF MANAGEMENT LP CENTRAL INDEX KEY: 0001230743 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061245 BUSINESS ADDRESS: STREET 1: 1999 AVE OF THE AMERICAS STREET 2: SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102014100 MAIL ADDRESS: STREET 1: 1999 AVE OF THE AMERICAS STREET 2: SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACOF EXCO 892 Investors, L.P. CENTRAL INDEX KEY: 0001395112 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061246 BUSINESS ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4136 MAIL ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARES CORPORATE OPPORTUNITIES FUND LP CENTRAL INDEX KEY: 0001189523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061248 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102014100 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ares EXCO 892 Investors, L.P. CENTRAL INDEX KEY: 0001395109 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061240 BUSINESS ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4136 MAIL ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ares EXCO, L.P. CENTRAL INDEX KEY: 0001395110 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061242 BUSINESS ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4136 MAIL ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACOF EXCO, L.P. CENTRAL INDEX KEY: 0001395111 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061247 BUSINESS ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-4136 MAIL ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 1999 AVENUE OF THE STARS, SUITE 1900 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACOF OPERATING MANAGER LP CENTRAL INDEX KEY: 0001259315 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 131061244 BUSINESS ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 201-4100 MAIL ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 4/A 1 a4a.xml 4/A X0306 4/A 2013-08-19 2013-08-21 0 0000316300 EXCO RESOURCES INC XCO 0001189523 ARES CORPORATE OPPORTUNITIES FUND LP C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 0001395111 ACOF EXCO, L.P. C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 0001395112 ACOF EXCO 892 Investors, L.P. C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 0001230743 ACOF MANAGEMENT LP C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 0001259315 ACOF OPERATING MANAGER LP C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 0001371903 Ares Corporate Opportunities Fund II, L.P. C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 0001395110 Ares EXCO, L.P. C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 0001395109 Ares EXCO 892 Investors, L.P. C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 0001372044 ACOF Management II, L.P. C/O ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 Common Stock, par value $0.001 per share 2013-08-19 4 S 0 29006 7.5006 D 13136281 I See footnotes Common Stock, par value $0.001 per share 2013-08-20 4 S 0 77982 7.5000 D 13058299 I See footnotes Common Stock, par value $0.001 per share 2013-08-21 4 S 0 44336 7.5000 D 13013963 I See footnotes This Form 4/A is filed jointly by Ares Corporate Opportunities Fund, L.P. ("ACOF"), ACOF EXCO, L.P. ("ACOF EXCO"), ACOF EXCO 892 Investors, L.P. ("ACOF 892"), ACOF Management, L.P. ("ACOF Management"), ACOF Operating Manager, L.P. ("ACOF Operating"), Ares Corporate Opportunities Fund II, L.P. ("ACOF II"), Ares EXCO, L.P. ("Ares EXCO"), Ares EXCO 892 Investors, L.P. ("Ares 892" and together with ACOF II and Ares EXCO, the "ACOF II Entities"), ACOF Management II, L.P. ("ACOF Management II"), ACOF Operating Manager II, L.P. ("ACOF Operating II"), Ares Management LLC ("Ares Management") and Ares Partners Management Company LLC ("Ares Partners" and, collectively the "Ares Entities"). This amendment is filed to correct a clerical error in the original Form 4 filed August 21, 2013, with respect to the amount of securities beneficially owned. This amount includes 72,500 options to acquire shares of the Issuer's Common Stock held by Mr. Jeffrey Serota, which is the vested portion of 80,000 options granted to Mr. Serota in his capacity as a director of the Issuer. Mr. Serota is a Senior Advisor in the Private Equity Group of Ares Management, which indirectly controls ACOF, ACOF EXCO and ACOF 892, the disposing stockholders. Pursuant to the policies of the Ares Entities, these stock options are held by Mr. Serota as nominee on behalf of, and for the sole benefit of Ares Management and Mr. Serota has assigned all economic, pecuniary and voting rights in respect of these stock options to Ares Management. Mr. Serota disclaims beneficial ownership of these stock options and any securities held by the Ares Entities, except to the extent of any pecuniary interest therein. The general partner of each of ACOF, ACOF EXCO and ACOF 892 is ACOF Management and the general partner of ACOF Management is ACOF Operating Manager. The general partner of each of ACOF II, Ares EXCO and Ares 892 is ACOF Management II and the general partner of ACOF Management II is ACOF Operating Manager II. Each of ACOF Operating Manager and ACOF Operating Manager II are indirectly controlled by Ares Management which, in turn, is indirectly controlled by Ares Partners. Ares Partners is managed by an executive committee comprised of Antony Ressler, Michael Arougheti, John B. Bartling, Jr., David Kaplan, Gregory Margolies and Bennett Rosenthal. Because the executive committee acts by consensus/majority approval, none of the members of the executive committee has sole voting or dispositive power with respect to any shares of the Issuer's common stock. (continued to footnote 4) Each of the members of the executive committee, the Ares Entities and the officers, partners, members and managers thereof (other than ACOF, ACOF EXCO, ACOF 892, ACOF II, Ares EXCO and Ares 892) expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067. The filing of this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purposes. Additional Reporting Persons: (i) ACOF Operating Manager II, L.P. (Relationship to the Issuer: Director), c/o Ares Management LLC, 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067; (ii) Ares Management LLC (Relationship to the Issuer: Director), 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067; and (iii) Ares Partners Management Company LLC (Relationship to the Issuer: Director), c/o Ares Management LLC, 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067. See signatures attached as Exhibit 99.1 2013-08-26 EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99

Exhibit 99.1

 

FORM 4/A CONTINUATION SHEET — JOINT FILER INFORMATION

 

This Form 4/A is filed jointly by Ares Corporate Opportunities Fund, L.P., ACOF EXCO, L.P., ACOF EXCO 892 Investors, L.P., ACOF Management L.P., ACOF Operating Manager, L.P., Ares Corporate Opportunities Fund II, L.P., Ares EXCO, L.P., Ares EXCO 892 Investors, L.P., ACOF Management II, L.P., ACOF Operating Manager II, L.P., Ares Management LLC and Ares Partners Management Company LLC (collectively, the “Ares Entities”). The principal business address of each of the Ares Entities is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067.

 

Name of Designated Filer: Ares Corporate Opportunities Fund, L.P.

Date of Event Requiring Statement: August 19, 2013

Issuer Name and Ticker or Trading Symbol: EXCO Resources, Inc. (XCO)

 


 

IN WITNESS WHEREOF, the undersigned hereby attach their signatures to this Exhibit 99.1 to the Statement of Form 4/A as of August 26, 2013.

 

 

ARES CORPORATE OPPORTUNITIES FUND, L.P.

 

 

 

BY: ACOF OPERATING MANAGER, L.P.

 

Its Manager

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

 

 

ACOF EXCO, L.P. 

 

 

 

BY: ACOF MANAGEMENT, L.P.

 

Its General Partner

 

 

 

 

BY: ACOF OPERATING MANAGER, L.P.

 

 

Its General Partner

 

 

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

 

 

ACOF EXCO 892 INVESTORS, L.P.

 

 

 

BY: ACOF MANAGEMENT, L.P.

 

Its General Partner

 

 

 

 

BY: ACOF OPERATING MANAGER, L.P.

 

 

Its General Partner

 

 

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

 

 

 

 

ACOF MANAGEMENT, L.P.  

 

 

 

BY: ACOF OPERATING MANAGER, L.P.

 

Its General Partner

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 


 

 

ACOF OPERATING MANAGER, L.P.  

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

 

 

ARES CORPORATE OPPORTUNITIES FUND II, L.P.    

 

 

 

BY: ACOF OPERATING MANAGER II, L.P.

 

Its Manager

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

 

 

ARES EXCO, L.P.

 

 

 

BY: ACOF MANAGEMENT II, L.P.

 

Its General Partner

 

 

 

 

BY: ACOF OPERATING MANAGER II, L.P.

 

 

Its General Partner

 

 

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

 

 

ARES EXCO 892 INVESTORS, L.P.

 

 

 

BY: ACOF MANAGEMENT II, L.P.

 

Its General Partner

 

 

 

 

BY: ACOF OPERATING MANAGER II, L.P.

 

 

Its General Partner

 

 

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 


 

 

ACOF MANAGEMENT II, L.P.    

 

 

 

BY: ACOF OPERATING MANAGER II, L.P.

 

Its General Partner

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

 

 

ACOF OPERATING MANAGER II, L.P.  

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

ARES MANAGEMENT LLC  

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory

 

 

 

 

 

ARES PARTNERS MANAGEMENT COMPANY LLC  

 

 

 

 

 

 

By:

/s/ Michael D. Weiner

 

 

Name:

Michael D. Weiner

 

 

Title:

Authorized Signatory