0001290929-23-000001.txt : 20230109
0001290929-23-000001.hdr.sgml : 20230109
20230109144830
ACCESSION NUMBER: 0001290929-23-000001
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221028
FILED AS OF DATE: 20230109
DATE AS OF CHANGE: 20230109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolf James G.
CENTRAL INDEX KEY: 0001419248
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09974
FILM NUMBER: 23517786
MAIL ADDRESS:
STREET 1: 105, FLYWAY DRIVE
CITY: KIAWAH ISLAND
STATE: SC
ZIP: 29455
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENZO BIOCHEM INC
CENTRAL INDEX KEY: 0000316253
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 132866202
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 60 EXECUTIVE BLVD
CITY: FARMINGDALE
STATE: NY
ZIP: 11735
BUSINESS PHONE: 5167555500
MAIL ADDRESS:
STREET 1: ENZO BIOCHEM INC
STREET 2: 60 EXECUTIVE BLVD
CITY: FARMINGDALE
STATE: NY
ZIP: 11735
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2022-10-28
0
0000316253
ENZO BIOCHEM INC
ENZ
0001419248
Wolf James G.
105, FLYWAY DRIVE
KIAWAH ISLAND
SC
29455
0
0
1
0
Common Stock, $0.01 par value
3560000
D
Common Stock, $0.01 par value
116000
I
See Footnote (1)
Common Stock, $0.01 par value
22000
I
See Footnote (2)
Common Stock, $0.01 par value
110000
I
See Footnote (3)
Common Stock, $0.01 par value
170500
I
See Footnote (4)
Long Call Option (right to buy)
2.5
2022-10-28
2023-01-20
Common Stock
275000
D
Long Call Option (right to buy)
5
2022-10-28
2023-01-20
Common Stock
200000
D
Long Call Option (right to buy)
2.5
2022-10-28
2023-04-21
Common Stock
75000
D
Long Call Option (right to buy)
5
2022-10-28
2023-04-21
Common Stock
80700
D
Long Call Option (right to buy)
7.5
2022-10-28
2023-04-21
Common Stock
75000
D
Short Put Option (obligation to buy)
2.5
2022-10-28
2023-01-20
Common Stock
400000
D
Short Put Option (obligation to buy)
5
2022-10-28
2023-01-20
Common Stock
34500
D
Short Put Option (obligation to buy)
2.5
2022-10-28
2023-04-21
Common Stock
30000
D
These shares are held in qualified retirement accounts in the name, and for the benefit of, the Reporting Person.
These shares are held in a qualified retirement account in the name, and for the benefit, of the Reporting Person's spouse. The Reporting Person has dispositive and voting control over the retirement account. The Reporting Person disclaims beneficial ownership of the securities held by this retirement account, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These shares are held directly by the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These shares are held directly by the Reporting Person's adult children, each holding a portion of the shares individually. The Reporting Person maintains powers of attorney granted by each of his adult children with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his adult children. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Each call option may be exercised from the date it was purchased through the expiration date of the call option.
Each put option may be exercised by the owner of the option at any time from the date of its sale through the expiration date of the put option.
James G. Wolf
2023-01-09