Chief Information Officer

0000315498-21-000004.txt : 20211013 0000315498-21-000004.hdr.sgml : 20211013 20211013091926 ACCESSION NUMBER: 0000315498-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211013 DATE AS OF CHANGE: 20211013 EFFECTIVENESS DATE: 20211013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 211320263 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT STE 3200 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3200 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000315498 XXXXXXXX 09-30-2021 09-30-2021 GOFEN & GLOSSBERG LLC /IL/

455 CITYFRONT STE 3200 CHICAGO IL 60611

13F HOLDINGS REPORT 028-01240 N Alex Wang Chief Information Officer 13128321521 Alex Wang Chicago X1 10-13-2021 0 623 4266724 false INFORMATION TABLE 2 Sep21.xml 3M Company COM 88579Y101 24035 137012 SH SOLE 1500 0 135512 Abbott Laboratories COM 002824100 61239 518406 SH SOLE 8015 0 510391 AbbVie COM 00287Y109 34010 315285 SH SOLE 2772 0 312513 ABM Industries COM 000957100 216 4800 SH SOLE 0 0 4800 Activision Blizzard COM 00507V109 11160 144208 SH SOLE 6400 0 137808 Adobe COM 00724F101 12645 21964 SH SOLE 150 0 21814 Advanced Micro Devices COM 007903107 225 2187 SH SOLE 0 0 2187 Air Products & Chemicals COM 009158106 22955 89631 SH SOLE 1685 0 87946 AirBNB COM 009066101 242 1440 SH SOLE 0 0 1440 Alliant Energy COM 018802108 676 12080 SH SOLE 4750 0 7330 Allstate COM 020002101 24261 190564 SH SOLE 5275 0 185289 Alphabet Cl A COM 02079K305 44391 16604 SH SOLE 314 0 16290 Alphabet Cl C COM 02079K107 115768 43435 SH SOLE 795 0 42640 Alteryx Cl A COM 02156B103 1352 18497 SH SOLE 0 0 18497 Altria Group COM 02209S103 3866 84927 SH SOLE 700 0 84227 Amazon.com COM 023135106 79114 24083 SH SOLE 515 0 23568 Ameren COM 023608102 266 3280 SH SOLE 0 0 3280 American Electric Power COM 025537101 876 10793 SH SOLE 0 0 10793 American Express COM 025816109 64649 385896 SH SOLE 6595 0 379301 American Water Works COM 030420103 408 2416 SH SOLE 0 0 2416 Ameriprise Financial COM 03076C106 814 3081 SH SOLE 0 0 3081 AMETEK COM 031100100 6453 52036 SH SOLE 0 0 52036 Amgen COM 031162100 5528 25998 SH SOLE 200 0 25798 Amkor Technology COM 031652100 312 12500 SH SOLE 0 0 12500 Analog Devices COM 032654105 5567 33242 SH SOLE 0 0 33242 ANSYS COM 03662Q105 576 1692 SH SOLE 0 0 1692 Anthem COM 036752103 876 2350 SH SOLE 0 0 2350 Apple COM 037833100 219201 1549127 SH SOLE 13395 0 1535732 Applied Materials COM 038222105 748 5811 SH SOLE 0 0 5811 AptarGroup COM 038336103 7192 60264 SH SOLE 1050 0 59214 Arcimoto COM 039587100 126 11000 SH SOLE 0 0 11000 AT&T COM 00206R102 7812 289217 SH SOLE 0 0 289217 Automatic Data Processing COM 053015103 3844 19227 SH SOLE 0 0 19227 AXON Enterprise COM 05464C101 333 1900 SH SOLE 0 0 1900 Bank of America COM 060505104 4136 97423 SH SOLE 300 0 97123 Bank of New York Mellon Corp COM 064058100 2111 40724 SH SOLE 471 0 40253 Baxter International COM 071813109 1491 18540 SH SOLE 2000 0 16540 Becton Dickinson COM 075887109 18974 77186 SH SOLE 1725 0 75461 Berkshire Hathaway Cl A COM 084670108 12753 31 SH SOLE 0 0 31 Berkshire Hathaway Cl B COM 084670702 31772 116405 SH SOLE 3025 0 113380 BlackRock COM 09247X101 5193 6191 SH SOLE 0 0 6191 Blackstone Group COM 09260D107 12262 105398 SH SOLE 500 0 104898 Boeing COM 097023105 28424 129234 SH SOLE 1245 0 127989 Booking Holdings COM 09857L108 282 119 SH SOLE 0 0 119 Bristol-Myers Squibb COM 110122108 8482 143348 SH SOLE 2000 0 141348 Broadcom Ltd COM 11135F101 55047 113516 SH SOLE 2925 0 110591 Broadridge Financial Solutions COM 11133T103 252 1511 SH SOLE 0 0 1511 Cable One COM 12685J105 785 433 SH SOLE 0 0 433 Cannabis Science COM 137648101 0 10000 SH SOLE 0 0 10000 Cardinal Health COM 14149Y108 658 13307 SH SOLE 0 0 13307 Carrier Global COM 14448C104 2072 40029 SH SOLE 400 0 39629 Caterpillar COM 149123101 11543 60128 SH SOLE 0 0 60128 CBOE Holdings COM 12503M108 972 7847 SH SOLE 0 0 7847 Charles Schwab COM 808513105 17047 234038 SH SOLE 2600 0 231438 Charter Communications A COM 16119P108 1700 2337 SH SOLE 0 0 2337 Chevron COM 166764100 33061 325889 SH SOLE 6147 0 319742 Chipotle Mexican Grill COM 169656105 313 172 SH SOLE 0 0 172 Cigna COM 125523100 2242 11200 SH SOLE 0 0 11200 Cisco Systems COM 17275R102 15526 285246 SH SOLE 5155 0 280091 Citigroup COM 172967424 20113 286593 SH SOLE 1475 0 285118 Clorox COM 189054109 813 4908 SH SOLE 0 0 4908 CME Group COM 12572Q105 9390 48558 SH SOLE 1400 0 47158 Coca-Cola COM 191216100 23484 447574 SH SOLE 5300 0 442274 Cognizant Tech Solutions COM 192446102 294 3958 SH SOLE 0 0 3958 Colgate-Palmolive COM 194162103 10010 132448 SH SOLE 900 0 131548 Comcast Cl A COM 20030N101 71582 1279850 SH SOLE 21815 0 1258035 ConocoPhillips COM 20825C104 1540 22727 SH SOLE 0 0 22727 Consolidated Edison COM 209115104 523 7210 SH SOLE 0 0 7210 Constellation Brands Cl A COM 21036P108 13713 65088 SH SOLE 1175 0 63913 Copart COM 217204106 2128 15340 SH SOLE 0 0 15340 Corteva COM 22052L104 5988 142290 SH SOLE 2365 0 139925 Costco Wholesale COM 22160K105 33435 74408 SH SOLE 2188 0 72220 Crown Castle International COM 22822V101 16748 96632 SH SOLE 1770 0 94862 CSX COM 126408103 583 19595 SH SOLE 0 0 19595 Cummins COM 231021106 2338 10411 SH SOLE 0 0 10411 CVS Health Corp COM 126650100 2667 31431 SH SOLE 125 0 31306 D R Horton COM 23331A109 294 3500 SH SOLE 0 0 3500 Danaher COM 235851102 76559 251476 SH SOLE 5850 0 245626 Deere & Co COM 244199105 27170 81089 SH SOLE 2475 0 78614 Defentect Group COM 244639100 2 23000 SH SOLE 0 0 23000 Delta Airlines COM 247361702 313 7340 SH SOLE 0 0 7340 DexCom COM 252131107 820 1500 SH SOLE 0 0 1500 Discover Financial Services COM 254709108 331 2696 SH SOLE 0 0 2696 Discovery C COM 25470F302 232 9566 SH SOLE 0 0 9566 Disney Walt COM 254687106 59148 349638 SH SOLE 6125 0 343513 Dominion Energy COM 25746U109 5158 70640 SH SOLE 100 0 70540 Dover COM 260003108 269 1730 SH SOLE 0 0 1730 Dow COM 260557103 1563 27157 SH SOLE 0 0 27157 DTE Energy COM 233331107 751 6727 SH SOLE 0 0 6727 Duke Energy COM 26441C204 1309 13418 SH SOLE 0 0 13418 DuPont de Nemours COM 26614N102 8593 126384 SH SOLE 3522 0 122862 eBay COM 278642103 282 4050 SH SOLE 0 0 4050 Ecolab COM 278865100 41607 199441 SH SOLE 4175 0 195266 Edwards Lifesciences COM 28176E108 615 5431 SH SOLE 0 0 5431 Electronic Arts COM 285512109 250 1755 SH SOLE 0 0 1755 Emerson Electric COM 291011104 5025 53341 SH SOLE 0 0 53341 Entergy COM 29364G103 592 5958 SH SOLE 0 0 5958 EPAM Systems COM 29414B104 228 400 SH SOLE 0 0 400 Essential Utilities COM 29670G102 246 5341 SH SOLE 0 0 5341 Estee Lauder Cl A COM 518439104 9967 33231 SH SOLE 0 0 33231 Etsy COM 29786A106 262 1260 SH SOLE 0 0 1260 Everest Re Group Ltd COM G3223R108 301 1200 SH SOLE 0 0 1200 Evergy COM 30034W106 1694 27228 SH SOLE 0 0 27228 Eversource Energy COM 30040W108 477 5832 SH SOLE 0 0 5832 Evofem Biosciences COM 30048L104 7 10000 SH SOLE 0 0 10000 Exact Sciences COM 30063P105 640 6700 SH SOLE 0 0 6700 Exelon COM 30161N101 631 13058 SH SOLE 0 0 13058 Exxon Mobil COM 30231G102 21101 358735 SH SOLE 3300 0 355435 Facebook COM 30303M102 53930 158904 SH SOLE 4070 0 154834 Fedex COM 31428X106 234 1065 SH SOLE 100 0 965 Fifth Third Bancorp COM 316773100 3233 76167 SH SOLE 0 0 76167 First Horizon COM 320517105 268 16441 SH SOLE 0 0 16441 First Republic Bank COM 33616C100 543 2815 SH SOLE 0 0 2815 Fiserv COM 337738108 25210 232349 SH SOLE 3850 0 228499 Ford Motor COM 345370860 214 15148 SH SOLE 0 0 15148 Fortive COM 34959J108 997 14129 SH SOLE 0 0 14129 Fortune Brands Home & Security COM 34964C106 405 4532 SH SOLE 0 0 4532 Gallagher Arthur J & Co COM 363576109 232 1562 SH SOLE 0 0 1562 General Dynamics COM 369550108 763 3890 SH SOLE 0 0 3890 General Electric COM 369604301 3219 31248 SH SOLE 0 0 31248 General Mills COM 370334104 701 11721 SH SOLE 0 0 11721 Genuine Parts COM 372460105 419 3457 SH SOLE 0 0 3457 Gilead Sciences COM 375558103 16573 237260 SH SOLE 4000 0 233260 Globe Life COM 37959E102 213 2391 SH SOLE 0 0 2391 Globus Medical COM 379577208 4800 62648 SH SOLE 0 0 62648 Goldman Sachs Group COM 38141G104 1398 3697 SH SOLE 0 0 3697 Grainger W W COM 384802104 7292 18551 SH SOLE 0 0 18551 Greenlane Holdings COM 395330103 36 15080 SH SOLE 0 0 15080 Guardant Health COM 40131M109 386 3091 SH SOLE 0 0 3091 Hanesbrands COM 410345102 490 28568 SH SOLE 0 0 28568 Hershey Company COM 427866108 1516 8959 SH SOLE 0 0 8959 Home Depot COM 437076102 26589 81000 SH SOLE 1920 0 79080 Honeywell International COM 438516106 46518 219135 SH SOLE 5205 0 213930 IDEX COM 45167R104 6998 33815 SH SOLE 0 0 33815 Illinois Tool Works COM 452308109 5064 24507 SH SOLE 0 0 24507 Illumina COM 452327109 339 837 SH SOLE 0 0 837 Insulet COM 45784P101 227 800 SH SOLE 0 0 800 Intel COM 458140100 7740 145273 SH SOLE 0 0 145273 IntercontinentalExchange Grp COM 45866F104 9709 84555 SH SOLE 3500 0 81055 International Business Machine COM 459200101 11520 82916 SH SOLE 0 0 82916 International Flavors & Fragra COM 459506101 18705 139881 SH SOLE 1803 0 138078 International Paper COM 460146103 235 4205 SH SOLE 0 0 4205 Intuit COM 461202103 1954 3622 SH SOLE 0 0 3622 Intuitive Surgical COM 46120E602 3563 3584 SH SOLE 0 0 3584 Johnson & Johnson COM 478160104 90708 561659 SH SOLE 7160 0 554499 JPMorgan Chase & Co COM 46625H100 124420 760093 SH SOLE 8744 0 751349 Kansas City Southern COM 485170302 30784 113745 SH SOLE 900 0 112845 Keysight Technologies COM 49338L103 13981 85102 SH SOLE 6450 0 78652 Kimberly Clark COM 494368103 5811 43873 SH SOLE 100 0 43773 Korn/Ferry International COM 500643200 253 3495 SH SOLE 0 0 3495 Kraft Heinz Co. COM 500754106 723 19630 SH SOLE 0 0 19630 Kroger COM 501044101 396 9798 SH SOLE 0 0 9798 L3Harris Technologies COM 502431109 8623 39153 SH SOLE 1600 0 37553 Lam Research Corp COM 512807108 743 1305 SH SOLE 0 0 1305 Leggett & Platt COM 524660107 245 5473 SH SOLE 0 0 5473 Lennar Cl A COM 526057104 454 4851 SH SOLE 0 0 4851 Lennox International COM 526107107 248 843 SH SOLE 0 0 843 Liberty Broadband A COM 530307107 239 1422 SH SOLE 0 0 1422 Liberty Broadband C COM 530307305 796 4608 SH SOLE 0 0 4608 Liberty Global-C COM G5480U120 465 15789 SH SOLE 0 0 15789 Liberty SiriusXM Cl A COM 531229409 256 5424 SH SOLE 0 0 5424 Liberty SiriusXM Cl C COM 531229607 537 11305 SH SOLE 0 0 11305 LifeMD COM 53216B104 76 12250 SH SOLE 0 0 12250 Lilly Eli COM 532457108 5086 22012 SH SOLE 0 0 22012 Littelfuse COM 537008104 633 2316 SH SOLE 0 0 2316 Lockheed Martin COM 539830109 21414 62051 SH SOLE 660 0 61391 Lowe's Companies COM 548661107 3959 19515 SH SOLE 0 0 19515 Lululemon Athletica COM 550021109 651 1608 SH SOLE 0 0 1608 Marathon Petroleum Corp. COM 56585A102 240 3888 SH SOLE 0 0 3888 Markel COM 570535104 1297 1085 SH SOLE 0 0 1085 Marriott International Cl A COM 571903202 353 2386 SH SOLE 0 0 2386 Marsh & McLennan COM 571748102 549 3628 SH SOLE 0 0 3628 Mastercard Cl A COM 57636Q104 53186 152973 SH SOLE 1075 0 151898 McCormick Non-Voting COM 579780206 21895 270214 SH SOLE 1200 0 269014 McDonalds COM 580135101 56893 235962 SH SOLE 1150 0 234812 McKesson HBOC COM 58155Q103 467 2342 SH SOLE 0 0 2342 Medical Cannabis Pymt Solution COM 584502108 1 101000 SH SOLE 0 0 101000 Merck COM 58933Y105 31692 421944 SH SOLE 8070 0 413874 MetLife COM 59156R108 6927 112218 SH SOLE 500 0 111718 Microchip Technology COM 595017104 513 3344 SH SOLE 0 0 3344 Micron Technology COM 595112103 468 6600 SH SOLE 0 0 6600 Microsoft COM 594918104 234752 832690 SH SOLE 9624 0 823066 Middleby Corporation COM 596278101 811 4756 SH SOLE 0 0 4756 Moderna COM 60770K107 222 576 SH SOLE 0 0 576 Mondelez Intl COM 609207105 35786 615090 SH SOLE 10180 0 604910 Moody's COM 615369105 555 1563 SH SOLE 0 0 1563 Morgan Stanley & Co COM 617446448 744 7641 SH SOLE 0 0 7641 Motorola Solutions COM 620076307 305 1311 SH SOLE 0 0 1311 MSCI COM 55354G100 3438 5652 SH SOLE 0 0 5652 NeoVolta COM 640655106 133 19000 SH SOLE 0 0 19000 NetFlix COM 64110L106 2706 4433 SH SOLE 0 0 4433 NextEra Energy COM 65339F101 5209 66336 SH SOLE 1200 0 65136 Nike Cl B COM 654106103 46355 319186 SH SOLE 4065 0 315121 Norfolk Southern COM 655844108 629 2630 SH SOLE 0 0 2630 Northern Trust COM 665859104 15849 147007 SH SOLE 1700 0 145307 Northrop Grumman COM 666807102 3114 8646 SH SOLE 125 0 8521 Northwest Biotherapeutics COM 66737P600 16 12740 SH SOLE 0 0 12740 Nutra Pharma COM 67060U208 1 500000 SH SOLE 0 0 500000 Nvidia COM 67066G104 12474 60213 SH SOLE 0 0 60213 Nymox Pharmaceutical COM P73398102 52 25000 SH SOLE 0 0 25000 O'Reilly Automotive COM 67103H107 229 375 SH SOLE 0 0 375 Occidental Petroleum COM 674599105 2601 87943 SH SOLE 8000 0 79943 ONEOK COM 682680103 349 6024 SH SOLE 0 0 6024 Oracle COM 68389X105 4488 51514 SH SOLE 0 0 51514 Organon & Co COM 68622V106 534 16282 SH SOLE 225 0 16057 Otis Worldwide COM 68902V107 5714 69448 SH SOLE 1325 0 68123 PACCAR COM 693718108 558 7075 SH SOLE 0 0 7075 Palo Alto Networks COM 697435105 279 583 SH SOLE 0 0 583 Paychex COM 704326107 3943 35068 SH SOLE 0 0 35068 PayPal Hldgs COM 70450Y103 22065 84798 SH SOLE 2175 0 82623 PepsiCo COM 713448108 62520 415662 SH SOLE 5012 0 410650 Pfizer COM 717081103 17027 395894 SH SOLE 6000 0 389894 Philip Morris International COM 718172109 8802 92854 SH SOLE 250 0 92604 Phillips 66 COM 718546104 342 4879 SH SOLE 0 0 4879 Pinterest COM 72352L106 233 4566 SH SOLE 0 0 4566 Plug Power COM 72919P202 370 14472 SH SOLE 0 0 14472 PNC Financial Services Group COM 693475105 3178 16243 SH SOLE 0 0 16243 Potbelly COM 73754Y100 136 20000 SH SOLE 0 0 20000 PPG Industries COM 693506107 867 6064 SH SOLE 0 0 6064 PPL COM 69351T106 601 21564 SH SOLE 0 0 21564 Procter & Gamble COM 742718109 93556 669216 SH SOLE 5825 0 663391 Public Service Enterprise Grou COM 744573106 354 5808 SH SOLE 0 0 5808 QUALCOMM COM 747525103 20125 156030 SH SOLE 2245 0 153785 Qurate Retail Group COM 74915M100 193 18915 SH SOLE 0 0 18915 Raymond James Financial COM 754730109 857 9285 SH SOLE 0 0 9285 Raytheon Technologies COM 75513E101 36857 428767 SH SOLE 8350 0 420417 RBC Bearings COM 75524B104 747 3520 SH SOLE 0 0 3520 ResMed COM 761152107 242 918 SH SOLE 0 0 918 Revive Therapeutics COM 761516103 53 150000 SH SOLE 0 0 150000 Rockwell Automation COM 773903109 316 1074 SH SOLE 0 0 1074 Roku COM 77543R102 298 950 SH SOLE 0 0 950 Roper Technologies COM 776696106 1885 4225 SH SOLE 0 0 4225 Ross Stores COM 778296103 864 7940 SH SOLE 0 0 7940 Rush Street Interactive COM 782011100 217 11300 SH SOLE 0 0 11300 Ryan Specialty Group Hldgs COM 78351F107 205 6063 SH SOLE 0 0 6063 S&P Global COM 78409V104 4016 9452 SH SOLE 100 0 9352 Salesforce.com COM 79466L302 56414 208001 SH SOLE 3450 0 204551 SBA Communications COM 78410G104 1997 6040 SH SOLE 0 0 6040 Sempra Energy COM 816851109 389 3077 SH SOLE 0 0 3077 ServiceNow COM 81762P102 17587 28263 SH SOLE 150 0 28113 Sherwin Williams COM 824348106 17216 61546 SH SOLE 0 0 61546 Shopify Cl A COM 82509L107 339 250 SH SOLE 0 0 250 Snap COM 83304A106 911 12335 SH SOLE 0 0 12335 Sofi Technologies COM 83406F102 208 13075 SH SOLE 0 0 13075 South State COM 840441109 206 2758 SH SOLE 0 0 2758 Southern Company COM 842587107 546 8817 SH SOLE 0 0 8817 Southwest Airlines COM 844741108 340 6610 SH SOLE 0 0 6610 Spero Therapeutics COM 84833T103 322 17500 SH SOLE 0 0 17500 Splunk COM 848637104 11779 81394 SH SOLE 1400 0 79994 Square A COM 852234103 1125 4690 SH SOLE 0 0 4690 Starbucks COM 855244109 45113 408962 SH SOLE 5540 0 403422 Stericycle COM 858912108 306 4500 SH SOLE 0 0 4500 Stryker COM 863667101 2642 10020 SH SOLE 0 0 10020 SVB Financial Group COM 78486Q101 23376 36136 SH SOLE 0 0 36136 Sysco COM 871829107 336 4279 SH SOLE 0 0 4279 T Rowe Price Group COM 74144T108 334 1696 SH SOLE 0 0 1696 Take-Two Interactive Software COM 874054109 1016 6596 SH SOLE 0 0 6596 Target COM 87612E106 3997 17474 SH SOLE 0 0 17474 Tenax Therapeutics COM 88032L209 6760 3819170 SH SOLE 0 0 3819170 Tesla COM 88160R101 3304 4261 SH SOLE 0 0 4261 Texas Instruments COM 882508104 2170 11289 SH SOLE 0 0 11289 The Trade Desk COM 88339J105 292 4150 SH SOLE 0 0 4150 Thermo Fisher Scientific COM 883556102 155941 272943 SH SOLE 4871 0 268072 TJX Companies COM 872540109 12203 184943 SH SOLE 4405 0 180538 Tonix Pharmaceuticals Hldg COM 890260706 15 25000 SH SOLE 0 0 25000 Transportation & Logistics Sys COM 89388L108 14 540000 SH SOLE 0 0 540000 Travelers Companies COM 89417E109 8588 56494 SH SOLE 1605 0 54889 Truist Financial COM 89832Q109 13286 226523 SH SOLE 6500 0 220023 U S Bancorp COM 902973304 6697 112673 SH SOLE 450 0 112223 Union Pacific COM 907818108 13524 68995 SH SOLE 225 0 68770 United Parcel Service Cl B COM 911312106 2043 11220 SH SOLE 0 0 11220 United Rentals COM 911363109 497 1415 SH SOLE 0 0 1415 UnitedHealth Group COM 91324P102 2164 5539 SH SOLE 0 0 5539 Universal Display COM 91347P105 598 3500 SH SOLE 0 0 3500 Valmont Industries COM 920253101 306 1300 SH SOLE 0 0 1300 Veeva Systems Cl A COM 922475108 435 1508 SH SOLE 0 0 1508 Verizon Communications COM 92343V104 21181 392169 SH SOLE 3500 0 388669 Vertex Pharmaceuticals COM 92532F100 567 3125 SH SOLE 0 0 3125 Viaspace COM 92554W106 0 100000 SH SOLE 70000 0 30000 Viatris COM 92556V106 159 11770 SH SOLE 0 0 11770 Visa Class A COM 92826C839 3486 15648 SH SOLE 0 0 15648 VITRO TECH COM 92851M108 0 15000 SH SOLE 0 0 15000 Vulcan Materials COM 929160109 521 3077 SH SOLE 0 0 3077 Walgreens Boots Alliance COM 931427108 3317 70508 SH SOLE 0 0 70508 Walmart COM 931142103 6792 48730 SH SOLE 0 0 48730 Waste Management COM 94106L109 7163 47960 SH SOLE 0 0 47960 WEC Energy Group COM 92939U106 4952 56146 SH SOLE 3000 0 53146 Wells Fargo COM 949746101 7490 161379 SH SOLE 3704 0 157675 Williams-Sonoma COM 969904101 2962 16705 SH SOLE 0 0 16705 Workday Cl-A COM 98138H101 905 3622 SH SOLE 0 0 3622 Xcel Energy COM 98389B100 437 6991 SH SOLE 0 0 6991 Xylem COM 98419M100 1104 8924 SH SOLE 0 0 8924 Yum China Hldgs COM 98850P109 2102 36181 SH SOLE 0 0 36181 Yum! Brands COM 988498101 8761 71630 SH SOLE 1860 0 69770 Zebra Technologies Cl A COM 989207105 509 988 SH SOLE 0 0 988 Zimmer Biomet Holdings COM 98956P102 762 5209 SH SOLE 0 0 5209 Zoetis COM 98978V103 46419 239102 SH SOLE 2625 0 236477 Enterprise Products Partners L LTD 293792107 1545 71380 SH SOLE 0 0 71380 Magellan Midstream Partners LP LTD 559080106 504 11066 SH SOLE 0 0 11066 Alibaba Group Hldgs LTD. ADR COM 01609W102 3295 22254 SH SOLE 0 0 22254 America Movil SAB ADR Ser L COM 02364W105 693 39246 SH SOLE 0 0 39246 ASML Hldgs NV ADR COM N07059210 92697 124407 SH SOLE 2075 0 122332 AstraZeneca PLC Spon ADR COM 046353108 2264 37699 SH SOLE 0 0 37699 BHP Group Ltd Spon ADR COM 088606108 524 9795 SH SOLE 0 0 9795 BP PLC Spon ADR COM 055622104 430 15749 SH SOLE 0 0 15749 Diageo PLC Spon ADR COM 25243Q205 421 2179 SH SOLE 0 0 2179 GlaxoSmithKline PLC ADS COM 37733W105 403 10540 SH SOLE 0 0 10540 Infineon Technologies ADR COM 45662N103 838 20377 SH SOLE 900 0 19477 LVMH Moet Hennessy Louis Vuitt COM 502441306 262 1832 SH SOLE 0 0 1832 National Grid PLC ADR COM 636274409 5234 87774 SH SOLE 858 0 86916 Nestle SA Sponsored ADR COM 641069406 42544 353917 SH SOLE 3605 0 350312 Novartis AG ADR COM 66987V109 21675 265041 SH SOLE 6985 0 258056 Prudential ADR COM 74435K204 214 5456 SH SOLE 0 0 5456 Renalytix PLC ADR COM 75973T101 3323 165724 SH SOLE 0 0 165724 Royal Dutch Shell PLC ADR-A COM 780259206 1261 28285 SH SOLE 0 0 28285 Siemens AG Sp ADR COM 826197501 1205 14669 SH SOLE 0 0 14669 Unilever PLC Spon ADR COM 904767704 19065 351616 SH SOLE 6150 0 345466 4Front Ventures COM 35086B207 73 70000 SH SOLE 0 0 70000 Accenture Plc Cl A COM G1151C101 15757 49254 SH SOLE 970 0 48284 Alcon COM H01301128 10308 128098 SH SOLE 4450 0 123648 Aon PLC COM G0403H108 2623 9180 SH SOLE 0 0 9180 Aptiv PLC COM G6095L109 276 1853 SH SOLE 0 0 1853 Athene Holding Ltd Cl A COM G0684D107 9960 144618 SH SOLE 0 0 144618 Atlassian Plc Cl A COM G06242104 235 600 SH SOLE 0 0 600 Aurinia Pharmaceuticals COM 05156V102 210 9500 SH SOLE 0 0 9500 BCE COM 05534B760 210 4188 SH SOLE 0 0 4188 BellRock Brands COM 07987E101 15 185000 SH SOLE 0 0 185000 Braxia Scientific Corp. COM 105736102 7 40000 SH SOLE 0 0 40000 BriaCell Therapeutics COM 10778Y302 81 10000 SH SOLE 0 0 10000 C21 Investments COM 12675Q101 53 75000 SH SOLE 0 0 75000 Canadian Pacific Railway Ltd COM 13645T100 899 13815 SH SOLE 0 0 13815 Chubb Ltd COM H1467J104 10133 58412 SH SOLE 355 0 58057 Columbia Care COM 197309107 78 20000 SH SOLE 0 0 20000 Cresco Labs COM 22587M106 918 98900 SH SOLE 0 0 98900 Curaleaf Holdings COM 23126M102 1213 100644 SH SOLE 0 0 100644 Cybin COM 23256X100 55 25000 SH SOLE 0 0 25000 Denison Mines COM 248356107 29 20000 SH SOLE 0 0 20000 Dragontail Systems COM Q32679104 0 52500 SH SOLE 0 0 52500 Eaton Corp PLC COM G29183103 351 2351 SH SOLE 0 0 2351 Enbridge COM 29250N105 531 13339 SH SOLE 0 0 13339 Field Trip Health Ltd. COM 31656R102 46 10000 SH SOLE 0 0 10000 Gage Growth COM 362656407 46 25000 SH SOLE 0 0 25000 Glass House Brands COM 377130406 100 20000 SH SOLE 0 0 20000 Goodness Growth Holdings Inc COM 38238W103 104 65000 SH SOLE 0 0 65000 Green Thumb Industries COM 39342L108 3461 124648 SH SOLE 0 0 124648 Harborside COM 411620107 44 53396 SH SOLE 0 0 53396 Harvest Health & Recreation COM 41755M102 200 64000 SH SOLE 0 0 64000 Hollister Biosciences COM 435631106 18 100000 SH SOLE 0 0 100000 IHS Markit Ltd COM G47567105 442 3790 SH SOLE 0 0 3790 IM Cannabis COM 44969Q208 35 10000 SH SOLE 0 0 10000 Jushi Holdings COM 48213Y107 42 10000 SH SOLE 0 0 10000 Koninklijke Philips Electronic COM 500472303 1443 32472 SH SOLE 0 0 32472 Linde PLC COM G5494J103 4364 14879 SH SOLE 0 0 14879 Medtronic Plc COM G5960L103 2585 20622 SH SOLE 500 0 20122 MindMed COM 60255C109 169 72500 SH SOLE 0 0 72500 Nansonics Limited COM Q6499K102 446 90051 SH SOLE 0 0 90051 North Energy ASA COM R62649109 48 17350 SH SOLE 0 0 17350 Numinus Wellness COM 67054W103 31 50000 SH SOLE 0 0 50000 NXP Semiconductors NV COM N6596X109 1334 6813 SH SOLE 0 0 6813 Options Media Group Hldgs COM 684008105 0 234993 SH SOLE 0 0 234993 Pentair PLC COM G7S00T104 283 3900 SH SOLE 0 0 3900 Quotient COM G73268107 59 25000 SH SOLE 0 0 25000 RIV Capital COM 768014102 117 100000 SH SOLE 0 0 100000 Schlumberger Ltd COM 806857108 11779 397398 SH SOLE 11067 0 386331 Slang Worldwide COM 831006200 31 200000 SH SOLE 0 0 200000 Terrascend COM 88105E108 120 17000 SH SOLE 0 0 17000 TPCO Holding Corp COM 87270T106 64 20000 SH SOLE 0 0 20000 Trane Technologies PLC COM G8994E103 570 3300 SH SOLE 0 0 3300 Trulieve Cannabis COM 89788C104 334 12400 SH SOLE 0 0 12400 Tudor Gold COM 89901P107 101 56000 SH SOLE 0 0 56000 Verano Holdings COM 92338D101 249 21800 SH SOLE 0 0 21800 Vext Science COM 925540106 63 100000 SH SOLE 0 0 100000 Merida Merger Wts Ex 11/26 WT 58953M114 30 25000 SH SOLE 0 0 25000 Alexandria Real Estate Equitie COM 015271109 1666 8719 SH SOLE 0 0 8719 American Campus Communities COM 024835100 1381 28503 SH SOLE 0 0 28503 American Tower REIT COM 03027X100 9689 36506 SH SOLE 0 0 36506 Boston Properties COM 101121101 217 2000 SH SOLE 0 0 2000 Broadstone Net Lease-A COM 11135E203 293 11516 SH SOLE 0 0 11516 Camden Property Trust COM 133131102 1067 7236 SH SOLE 0 0 7236 Corporate Office Properties COM 22002T108 870 32260 SH SOLE 0 0 32260 Empire State Realty COM 292102100 230 22903 SH SOLE 0 0 22903 Equinix COM 29444U700 237 300 SH SOLE 0 0 300 Equity Lifestyle Properties COM 29472R108 327 4192 SH SOLE 0 0 4192 Equity Residential COM 29476L107 2120 26204 SH SOLE 0 0 26204 ProLogis COM 74340W103 609 4856 SH SOLE 0 0 4856 Public Storage COM 74460D109 9162 30837 SH SOLE 500 0 30337 Realty Income COM 756109104 226 3483 SH SOLE 0 0 3483 Simon Property Group COM 828806109 1182 9091 SH SOLE 0 0 9091 Texas Pacific Land Corp. COM 88262P102 307 254 SH SOLE 0 0 254 Ventas COM 92276F100 738 13376 SH SOLE 0 0 13376 Weyerhaeuser COM 962166104 1248 35088 SH SOLE 0 0 35088 AB Wealth Appreciation Strateg COM 01877F666 256 12042 SH SOLE 0 0 12042 Akre Focus Fd COM 742935125 263 4097 SH SOLE 0 0 4097 AllianceBernstein Sm/Mdcap Gr COM 018636100 154 10183 SH SOLE 0 0 10183 Amer Fds-Invest Co of Amer A COM 461308108 276 5513 SH SOLE 0 0 5513 Amer Fds - Fundamental Inv COM 360802821 455 6048 SH SOLE 0 0 6048 American Century Select Fd - I COM 025083502 256 2207 SH SOLE 0 0 2207 American Fds-Fundamental Inv COM 360802102 219 2905 SH SOLE 0 0 2905 American Fds-Growth Fd of Amer COM 399874106 417 5513 SH SOLE 0 0 5513 American Fds-New Perspective-A COM 648018109 820 12286 SH SOLE 0 0 12286 American Fds-Washington Mutual COM 939330106 207 3748 SH SOLE 0 0 3748 American Grw Fd of Amer 2 COM 399874825 627 8290 SH SOLE 0 0 8290 American SMALLCAP World Fd-A COM 831681101 446 5055 SH SOLE 0 0 5055 BlackRock H/Y Bd Port COM 09260B630 276 34969 SH SOLE 0 0 34969 BlackRock Strat Inc Opp Port F COM 09260B382 188 18211 SH SOLE 0 0 18211 Catalyst Enhanced Inc Strat Fd COM 62827P436 188 16841 SH SOLE 0 0 16841 Columbia Acorn Fund-Z COM 197199409 7476 442371 SH SOLE 0 0 442371 Columbia Acorn Intl Fd-Z COM 197199813 1308 35981 SH SOLE 0 0 35981 Columbia L/C Grwth Fd Z COM 19765P661 752 11674 SH SOLE 0 0 11674 CREF Stock Acct R3 COM 194408126 241 325 SH SOLE 0 0 325 DFA Emerg Mkt Core Eq Fd COM 233203421 359 14331 SH SOLE 0 0 14331 DFA Intl Core Eq Fd COM 233203371 240 15096 SH SOLE 0 0 15096 DFA US L/C Growth Port COM 23320G281 231 7552 SH SOLE 0 0 7552 DFA US Lg Cap Value Port COM 233203827 268 6074 SH SOLE 0 0 6074 Dodge & Cox Balanced Fund COM 256201104 938 8179 SH SOLE 0 0 8179 Dodge & Cox Income Fund COM 256210105 363 25415 SH SOLE 0 0 25415 Dodge & Cox Intl Stock Fd COM 256206103 218 4608 SH SOLE 0 0 4608 Dodge & Cox Stock Fund COM 256219106 468 1984 SH SOLE 0 0 1984 Dreyfus Mid Cap Index I Fd COM 05588M100 209 5500 SH SOLE 0 0 5500 Eaton Vance Emrging Mkts Fd COM 27827V402 113 12768 SH SOLE 0 0 12768 Federated Inst H/Y Bond Fd COM 31420B300 149 14938 SH SOLE 0 0 14938 Fidelity 4-in-1 Index Fd COM 31634R109 441 7249 SH SOLE 0 0 7249 Fidelity 500 Index Fund COM 315911750 8127 54193 SH SOLE 0 0 54193 Fidelity Advisor New Insights COM 316071208 238 5771 SH SOLE 0 0 5771 Fidelity Contrafund COM 316071109 1680 89216 SH SOLE 0 0 89216 Fidelity Equity Income Fd COM 316138106 254 3611 SH SOLE 0 0 3611 Fidelity Fund COM 316153105 526 7417 SH SOLE 0 0 7417 Fidelity Intl Index Fd COM 315911727 500 10175 SH SOLE 0 0 10175 Fidelity Magellan Fund COM 316184100 262 18467 SH SOLE 0 0 18467 Fidelity Puritan Fund COM 316345107 749 26038 SH SOLE 0 0 26038 Fidelity Spartan Inter Muni In COM 31638R204 1691 156581 SH SOLE 0 0 156581 Fidelity Tax Free Bond Fund COM 316128503 412 33948 SH SOLE 0 0 33948 Fidelity Value Fund COM 316464106 244 16299 SH SOLE 0 0 16299 Franklin H/Y Tax Free Inc COM 354723272 578 55101 SH SOLE 0 0 55101 Franklin Income Fd COM 353496847 260 105823 SH SOLE 0 0 105823 Harding Loevner Intl Equity Po COM 412295107 294 9963 SH SOLE 0 0 9963 Harris Assoc Oakmark Fund COM 413838103 1541 13341 SH SOLE 0 0 13341 Harris Assoc Oakmark Select Fu COM 413838608 234 3749 SH SOLE 0 0 3749 Invesco Oppenheimer Dev Mkts-A COM 00143W701 473 9029 SH SOLE 0 0 9029 IShares S&P 500 Index-K COM 066922204 25101 49266 SH SOLE 0 0 49266 Janus Balanced Fd COM 471023879 362 8175 SH SOLE 0 0 8175 Janus Henderson Research D COM 47103E759 223 3123 SH SOLE 0 0 3123 Janus Mercury Fund COM 471023853 393 5509 SH SOLE 0 0 5509 John Hancock Income Fd COM 410227839 143 21554 SH SOLE 0 0 21554 John Hancock Lg Cap Eq Fd COM 41013P103 250 3457 SH SOLE 0 0 3457 John Hancock Life Bal Fd COM 47803V481 278 16796 SH SOLE 0 0 16796 JP Morgan Global Allocation fd COM 48121L692 208 9071 SH SOLE 0 0 9071 JPMorgan Equity Index Sel COM 4812C1553 304 4639 SH SOLE 0 0 4639 JPMorgan Income Builder Fd COM 4812A3254 131 11428 SH SOLE 0 0 11428 JPMorgan Interm Tax Free Bd Fd COM 4812A0458 339 30380 SH SOLE 0 0 30380 JPMorgan Tax Free Bd-Sel COM 4812C0456 313 24969 SH SOLE 0 0 24969 JPMorgan Tax R/R Fd COM 4812A2538 246 24874 SH SOLE 0 0 24874 Litman Gregory Master Alter St COM 53700T801 156 12791 SH SOLE 0 0 12791 Lord Abbett Shrt Dur Inc Fd COM 543916704 55 12990 SH SOLE 0 0 12990 MFS Mass Investors Tr-A COM 575736103 286 6875 SH SOLE 0 0 6875 Northern High Yield Fixed Inc COM 665162699 204 29823 SH SOLE 0 0 29823 Northern Stock Index Fd COM 665162772 334 6925 SH SOLE 0 0 6925 Nuveen Inter Dur Muni Bd-R COM 67065Q400 570 59182 SH SOLE 0 0 59182 Oakmark Equity & Income Fd COM 413838772 321 8912 SH SOLE 0 0 8912 Oakmark Fund COM 413838798 212 1834 SH SOLE 0 0 1834 Parnassus Core Equity Fd COM 701769408 762 12344 SH SOLE 0 0 12344 Parnassus Equity Income Fd COM 701769101 551 8946 SH SOLE 0 0 8946 PIMCO Foreign Bd US Dollar Hed COM 693390882 114 10517 SH SOLE 0 0 10517 PIMCO Income Fund COM 72201F490 225 18662 SH SOLE 0 0 18662 Price T Rowe Capital Appreciat COM 77954M105 1294 33929 SH SOLE 0 0 33929 Price T Rowe Dividend Growth F COM 779546100 438 6489 SH SOLE 0 0 6489 Price T Rowe Mid Cap Grwth Fd COM 779556109 833 6698 SH SOLE 0 0 6698 Price T Rowe New Horizons Fund COM 779562107 305 3247 SH SOLE 0 0 3247 Price T Rowe Science & Technol COM 77957M102 234 3914 SH SOLE 0 0 3914 Price T Rowe Tax Free Inc Bond COM 779576107 218 20945 SH SOLE 0 0 20945 Schwab 1000 Fund Investor Sh COM 808517106 288 3003 SH SOLE 0 0 3003 Schwab Intl Index Fund COM 808509830 261 11022 SH SOLE 0 0 11022 Schwab S&P 500 Index Fd COM 808509855 4772 71706 SH SOLE 0 0 71706 Schwab Total Stock Mrkt Ind-Se COM 808509756 1706 22305 SH SOLE 0 0 22305 Segall Bryant & Hamill Shrt Tr COM 81580H670 185 18261 SH SOLE 0 0 18261 Stone Ridge H/Y Reinsur Risk P COM 861728509 3777 417388 SH SOLE 0 0 417388 T Rowe Price Gr Stock Fund COM 741479109 1253 11276 SH SOLE 0 0 11276 T Rowe Price Health Sciences F COM 741480107 438 3995 SH SOLE 0 0 3995 T Rowe Price High Yield Fd COM 741481105 119 17807 SH SOLE 0 0 17807 T Rowe Price Intl Eqty Indx Fd COM 77958A107 181 11034 SH SOLE 0 0 11034 T Rowe Price S/T Bond COM 77957P105 570 118231 SH SOLE 0 0 118231 T Rowe Price Ultra ST Bd-Inv COM 77957P303 166 32696 SH SOLE 0 0 32696 Tweedy Browne Global Value Fd COM 901165100 625 20720 SH SOLE 0 0 20720 Vanguard 500 Index Fd-Admiral COM 922908710 7508 18882 SH SOLE 0 0 18882 Vanguard Bal Index Adm Fed COM 921931200 265 5605 SH SOLE 0 0 5605 Vanguard Dev Mkt Indx Adm COM 921943809 331 20431 SH SOLE 0 0 20431 Vanguard Developed Mkts Indx COM 921943882 5779 356062 SH SOLE 0 0 356062 Vanguard Div Apprec Index Fd COM 921908828 683 16398 SH SOLE 0 0 16398 Vanguard Dividend Grwth Fd COM 921908604 416 11320 SH SOLE 0 0 11320 Vanguard FTSE Social Index Fun COM 921910717 488 11597 SH SOLE 0 0 11597 Vanguard GNMA Fd-Inv COM 922031307 466 43860 SH SOLE 0 0 43860 Vanguard GNMA Fd - Adm COM 922031794 6074 571915 SH SOLE 0 0 571915 Vanguard H/Y Corp COM 922031760 70 11719 SH SOLE 0 0 11719 Vanguard Healthcare Fd COM 921908885 1128 11549 SH SOLE 0 0 11549 Vanguard High Div Yld Indx COM 921946786 649 20815 SH SOLE 0 0 20815 Vanguard Inflat Protected Sec COM 922031869 260 18003 SH SOLE 0 0 18003 Vanguard Intl Growth Fd-I COM 921910204 894 17400 SH SOLE 0 0 17400 Vanguard Intm Trm T/E Fd COM 922907878 239 16267 SH SOLE 0 0 16267 Vanguard Long-Term T/E Fd COM 922907308 162 13374 SH SOLE 0 0 13374 Vanguard Ltd Term T/E Fd COM 922907886 397 35492 SH SOLE 0 0 35492 Vanguard Mid Cap Index-Adm COM 922908645 489 1668 SH SOLE 0 0 1668 Vanguard S/T Invest Gr Adm Fd COM 922031836 295 27003 SH SOLE 0 0 27003 Vanguard S/T Tax Exempt Fd COM 922907803 235 14775 SH SOLE 0 0 14775 Vanguard Small Cap Index Fd-Ad COM 922908686 520 4958 SH SOLE 0 0 4958 Vanguard ST Inv Gr Fd COM 922031406 290 26553 SH SOLE 0 0 26553 Vanguard Tot Stk Mkt Index Fd COM 922908728 6565 60739 SH SOLE 0 0 60739 Vanguard Total Intl Stk Index COM 921909818 551 16205 SH SOLE 0 0 16205 Vanguard Value Index Fd COM 922908678 470 8899 SH SOLE 0 0 8899 Vanguard Wellesley Inc Fund COM 921938205 211 2978 SH SOLE 0 0 2978 Vanguard Wellesley Income Fund COM 921938106 548 18705 SH SOLE 0 0 18705 Vanguard Wellington Fd COM 921935201 992 11815 SH SOLE 0 0 11815 Vanguard Windsor Fd ADM COM 922018403 268 3197 SH SOLE 0 0 3197 WCM Focused International Grow COM 461418444 265 9672 SH SOLE 0 0 9672 AdvisorShares Pure US Cannabis COM 00768Y453 246 7780 SH SOLE 0 0 7780 AMEX Technology Sel Sector SP COM 81369Y803 282 1886 SH SOLE 0 0 1886 AMEX Financial Select Sector COM 81369Y605 556 14821 SH SOLE 0 0 14821 AMEX Health Care Select Sector COM 81369Y209 569 4466 SH SOLE 0 0 4466 Cambria Tail Risk ETF COM 132061862 7979 425319 SH SOLE 0 0 425319 Consumer Discr Selt Sec SPDR COM 81369Y407 287 1600 SH SOLE 0 0 1600 DNP Select Income Fd COM 23325P104 160 15049 SH SOLE 0 0 15049 Global X NASDAQ 100 Cov Call COM 37954Y483 3944 179007 SH SOLE 0 0 179007 Global X Russell 2000 Cvrd Cal COM 37954Y459 1597 64147 SH SOLE 0 0 64147 Global X S&P 500 Covered Call COM 37954Y475 3181 65543 SH SOLE 0 0 65543 Goldman Sachs Treas Acc Fd COM 381430529 258 2574 SH SOLE 0 0 2574 Invesco QQQ COM 46090E103 6781 18944 SH SOLE 0 0 18944 Invesco Wilderhill Clean En COM 46137V134 334 4329 SH SOLE 0 0 4329 iShares 20 Plus Yrs Treas Bd E COM 464287432 807 5590 SH SOLE 0 0 5590 iShares Barclays 1-3 Yr Trsy B COM 464287457 1132 13143 SH SOLE 9500 0 3643 iShares Barclays 3-7 Yr Trea COM 464288661 215 1648 SH SOLE 1200 0 448 iShares Barclays Shrt Trea COM 464288679 2156 19521 SH SOLE 0 0 19521 iShares Core MSCI EAFE ETF COM 46432F842 10834 145919 SH SOLE 1100 0 144819 iShares Core MSCI Emer Mkts ET COM 46434G103 6737 109086 SH SOLE 0 0 109086 ishares Core S&P 500 ETF COM 464287200 11153 25887 SH SOLE 0 0 25887 iShares Core S&P MidCap ETF COM 464287507 15403 58550 SH SOLE 0 0 58550 iShares Core S&P SmallCap ETF COM 464287804 17958 164468 SH SOLE 1000 0 163468 iShares Core S&P Total U S Sto COM 464287150 2809 28551 SH SOLE 0 0 28551 iShares Cur Hdg MSCI EAFE Sm COM 46435G839 332 9000 SH SOLE 2000 0 7000 iShares DJ Select Div Index Fd COM 464287168 2812 24515 SH SOLE 0 0 24515 iShares DJ US Tech Sec Ind Fd COM 464287721 527 5200 SH SOLE 0 0 5200 ishares Glbl Clean Energy ETF COM 464288224 310 14300 SH SOLE 0 0 14300 iShares Gold Trust COM 464285204 219 6561 SH SOLE 0 0 6561 iShares iBond Dec 2022 Trm COM 46435G755 514 19625 SH SOLE 0 0 19625 IShares IBonds Dec 2021 Term COM 46435G789 737 28800 SH SOLE 0 0 28800 IShares IBonds Dec 2023 Term COM 46435G318 215 8250 SH SOLE 0 0 8250 iShares IBoxx H/Y Corp Bd COM 464288513 570 6516 SH SOLE 0 0 6516 iShares Lehman Treas Inf Prot COM 464287176 739 5788 SH SOLE 0 0 5788 iShares MSCI ACWI Index Fd COM 464288257 699 7000 SH SOLE 0 0 7000 iShares MSCI Asia Ex-Japan COM 464288182 730 8592 SH SOLE 0 0 8592 iShares MSCI Canada Index Fd COM 464286509 363 10012 SH SOLE 0 0 10012 iShares MSCI EAFE Growth Fd COM 464288885 211 1982 SH SOLE 0 0 1982 iShares MSCI EAFE Index Fd COM 464287465 12980 166387 SH SOLE 3870 0 162517 iShares MSCI EAFE S/C COM 464288273 715 9606 SH SOLE 1100 0 8506 iShares MSCI EAFE Value Ind Fd COM 464288877 243 4772 SH SOLE 0 0 4772 iShares MSCI Emerging Mkts Ind COM 464287234 11120 220726 SH SOLE 18609 0 202117 iShares MSCI Japan Index Fd COM 46434G822 384 5471 SH SOLE 0 0 5471 iShares Russell 1000 Grow Indx COM 464287614 2522 9204 SH SOLE 0 0 9204 iShares Russell 1000 Index Fd COM 464287622 494 2043 SH SOLE 0 0 2043 iShares Russell 1000 Val Index COM 464287598 896 5727 SH SOLE 0 0 5727 iShares Russell 2000 Index Fun COM 464287655 11122 50842 SH SOLE 2000 0 48842 iShares Russell Midcap Index F COM 464287499 16313 208556 SH SOLE 10050 0 198506 ishares S&P 100 Index Fd COM 464287101 474 2400 SH SOLE 0 0 2400 iShares S&P 500 Growth Index F COM 464287309 270 3654 SH SOLE 0 0 3654 iShares S&P 500 Value Index Fd COM 464287408 886 6095 SH SOLE 0 0 6095 iShares S&P Global 100 Index F COM 464287572 462 6494 SH SOLE 800 0 5694 iShares S&P MidCap 400/Value I COM 464287705 2760 26788 SH SOLE 0 0 26788 iShares S&P MidCap400 Grwth In COM 464287606 428 5399 SH SOLE 0 0 5399 iShares S&P Natl AMT Free Bd COM 464288414 517 4453 SH SOLE 0 0 4453 iShares S&P S/C 600/Barra Grw COM 464287887 384 2954 SH SOLE 0 0 2954 iShares S&P SmallCap 600 Val I COM 464287879 587 5826 SH SOLE 0 0 5826 iShares Ultra Short-Term Bd COM 46434V878 11901 235640 SH SOLE 0 0 235640 JPMorgan Ultra Short Income COM 46641Q837 1090 21500 SH SOLE 0 0 21500 Proshares Short 20 Plus Trsy COM 74347X849 225 13500 SH SOLE 0 0 13500 ProShares Short S&P 500 COM 74347B425 799 52500 SH SOLE 0 0 52500 ProShares VIX Mid Term COM 74347W338 4551 140840 SH SOLE 0 0 140840 Quadratic int rte vol and infl COM 500767736 8279 297047 SH SOLE 0 0 297047 Robo Global Healthcare Tech Fd COM 301505723 8322 182575 SH SOLE 7200 0 175375 Robo Global Robotics & Automat COM 301505707 12824 199105 SH SOLE 8600 0 190505 S&P Mid-Cap 400 ETF Trust COM 78467Y107 29263 60854 SH SOLE 975 0 59879 Schwab Emerging Mkts Equity Fd COM 808524706 388 12718 SH SOLE 0 0 12718 Schwab Intl Equity ETF COM 808524805 683 17638 SH SOLE 0 0 17638 Schwab U S Broad Mkt ETF COM 808524102 725 6977 SH SOLE 0 0 6977 Schwab US Dvd Equity ETF COM 808524797 275 3705 SH SOLE 0 0 3705 Schwab US Lg Cap Fd COM 808524201 367 3524 SH SOLE 0 0 3524 Schwab US Lg Cap Value Fd COM 808524409 367 5440 SH SOLE 0 0 5440 Schwab US Sm Cap Fd COM 808524607 210 2096 SH SOLE 0 0 2096 SPDR 500 ETF Trust Ser 1 COM 78462F103 80449 187465 SH SOLE 0 0 187465 SPDR Barclays 1-3 Month COM 78468R663 566 6190 SH SOLE 0 0 6190 SPDR DJIA ETF Trust COM 78467X109 363 1073 SH SOLE 0 0 1073 SPDR Gold Trust COM 78463V107 1198 7298 SH SOLE 0 0 7298 SPDR S&P 600 S/C ETF COM 78464A813 460 4856 SH SOLE 0 0 4856 SPDR S&P Aerspace & Defense COM 78464A631 239 2004 SH SOLE 0 0 2004 SPDR S&P Dividend COM 78464A763 524 4457 SH SOLE 0 0 4457 Sprott Physical Gold Trust COM 85207H104 299 21643 SH SOLE 0 0 21643 Tri Continental COM 895436103 289 8662 SH SOLE 0 0 8662 Utilities Sel Sector SPDR Fd COM 81369Y886 209 3265 SH SOLE 0 0 3265 Vanguard 500 ETF COM 922908363 7085 17964 SH SOLE 0 0 17964 Vanguard Dividend Apprec COM 921908844 949 6176 SH SOLE 0 0 6176 Vanguard Extended Mkt COM 922908652 1041 5708 SH SOLE 0 0 5708 Vanguard FTSE All Wo X-US COM 922042775 2935 48142 SH SOLE 200 0 47942 Vanguard FTSE All Wo X-US SC COM 922042718 550 4113 SH SOLE 100 0 4013 Vanguard FTSE Dev Mrkts ETF COM 921943858 1186 23483 SH SOLE 0 0 23483 Vanguard FTSE Emerging Mkts COM 922042858 16185 323634 SH SOLE 3800 0 319834 Vanguard FTSE Europe ETF COM 922042874 252 3844 SH SOLE 0 0 3844 Vanguard Growth ETF COM 922908736 1856 6395 SH SOLE 0 0 6395 Vanguard Health Care ETF COM 92204A504 314 1270 SH SOLE 0 0 1270 Vanguard High Div Yield ETF COM 921946406 1192 11530 SH SOLE 0 0 11530 Vanguard Info Tech ETF COM 92204A702 249 620 SH SOLE 0 0 620 Vanguard Int-Term Corp Bond Fd COM 92206C870 612 6484 SH SOLE 0 0 6484 Vanguard MidCap ETF COM 922908629 832 3514 SH SOLE 0 0 3514 Vanguard REIT ETF COM 922908553 842 8276 SH SOLE 0 0 8276 Vanguard S/T Corp Bond COM 92206C409 402 4875 SH SOLE 0 0 4875 Vanguard Short-Term Treasury COM 92206C102 343 5577 SH SOLE 0 0 5577 Vanguard Short Term Bd ETF COM 921937827 303 3692 SH SOLE 0 0 3692 Vanguard Sm Cap Growth COM 922908595 365 1301 SH SOLE 0 0 1301 Vanguard Small Cap ETF COM 922908751 719 3287 SH SOLE 0 0 3287 Vanguard Tot Intl Stk Index ET COM 921909768 208 3292 SH SOLE 0 0 3292 Vanguard Total Stock Market ET COM 922908769 3274 14745 SH SOLE 0 0 14745 Vanguard Ultra Short Bond COM 92203C303 1473 29373 SH SOLE 0 0 29373 Vanguard Value ETF Fund COM 922908744 383 2827 SH SOLE 0 0 2827 Wisdom Tree Intl Quality Divid COM 97717X131 306 8025 SH SOLE 0 0 8025 Wisdomtree Emrg. Mkts. Ex-Stat COM 97717X578 225 6033 SH SOLE 0 0 6033 WisdomTree Euro Hedged Eq Fd COM 97717X701 203 2664 SH SOLE 0 0 2664 WisdomTree Japan Hedged Eq Fd COM 97717W851 259 4100 SH SOLE 0 0 4100