0000315498-19-000004.txt : 20191010
0000315498-19-000004.hdr.sgml : 20191010
20191010105454
ACCESSION NUMBER: 0000315498-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191010
DATE AS OF CHANGE: 20191010
EFFECTIVENESS DATE: 20191010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 191145590
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
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0000315498
XXXXXXXX
09-30-2019
09-30-2019
GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-01240
N
Alex Wang
Chief Information Officer
312-832-1521
Alex Wang
Chicago
IL
10-10-2019
0
463
2966312
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11657
21200
SH
SOLE
0
0
21200
Sidney Resources
COM
826151102
0
15500
SH
SOLE
15500
0
0
Skyworks Solutions
COM
83088M102
280
3528
SH
SOLE
0
0
3528
Southern Company
COM
842587107
777
12572
SH
SOLE
0
0
12572
Southwest Airlines
COM
844741108
539
9988
SH
SOLE
1442
0
8546
Splunk
COM
848637104
3037
25766
SH
SOLE
395
0
25371
Square A
COM
852234103
240
3873
SH
SOLE
1120
0
2753
Starbucks
COM
855244109
36300
410540
SH
SOLE
8118
0
402422
Stericycle
COM
858912108
247
4850
SH
SOLE
0
0
4850
Stryker
COM
863667101
2559
11829
SH
SOLE
0
0
11829
SVB Financial Group
COM
78486Q101
7042
33703
SH
SOLE
300
0
33403
Sysco
COM
871829107
362
4555
SH
SOLE
0
0
4555
Target
COM
87612E106
1654
15474
SH
SOLE
600
0
14874
Texas Instruments
COM
882508104
725
5613
SH
SOLE
0
0
5613
Texas Pacific Land Trust
COM
882610108
533
821
SH
SOLE
0
0
821
Thermo Fisher Scientific
COM
883556102
88210
302847
SH
SOLE
6715
0
296132
Tiffany
COM
886547108
4808
51904
SH
SOLE
0
0
51904
TJX Companies
COM
872540109
6119
109780
SH
SOLE
8310
0
101470
Travelers Companies
COM
89417E109
9640
64831
SH
SOLE
2631
0
62200
Trustmark
COM
898402102
205
6000
SH
SOLE
0
0
6000
U S Bancorp
COM
902973304
9399
169845
SH
SOLE
2450
0
167395
Union Pacific
COM
907818108
14713
90832
SH
SOLE
625
0
90207
United Parcel Service Cl B
COM
911312106
2098
17512
SH
SOLE
0
0
17512
United Technologies
COM
913017109
47288
346385
SH
SOLE
7298
0
339087
UnitedHealth Group
COM
91324P102
1019
4689
SH
SOLE
52
0
4637
Verizon Communications
COM
92343V104
23986
397380
SH
SOLE
4250
0
393130
Vertex Pharmaceuticals
COM
92532F100
568
3352
SH
SOLE
0
0
3352
Viaspace
COM
92554W106
0
100000
SH
SOLE
70000
0
30000
Visa Class A
COM
92826C839
1828
10629
SH
SOLE
760
0
9869
VITRO TECH
COM
92851M108
0
15000
SH
SOLE
0
0
15000
Vulcan Materials
COM
929160109
409
2705
SH
SOLE
0
0
2705
Walgreens Boots Alliance
COM
931427108
5099
92187
SH
SOLE
75
0
92112
Walmart
COM
931142103
3329
28053
SH
SOLE
920
0
27133
Waste Management
COM
94106L109
4893
42551
SH
SOLE
0
0
42551
WEC Energy Group
COM
92939U106
3733
39257
SH
SOLE
0
0
39257
Wells Fargo
COM
949746101
11171
221471
SH
SOLE
6843
0
214628
Williams-Sonoma
COM
969904101
1742
25632
SH
SOLE
0
0
25632
Xcel Energy
COM
98389B100
476
7341
SH
SOLE
0
0
7341
Xylem
COM
98419M100
210
2634
SH
SOLE
0
0
2634
Yum China Hldgs
COM
98850P109
2310
50858
SH
SOLE
2650
0
48208
Yum! Brands
COM
988498101
8306
73230
SH
SOLE
2900
0
70330
Zimmer Biomet Holdings
COM
98956P102
819
5965
SH
SOLE
0
0
5965
Zoetis
COM
98978V103
32748
262843
SH
SOLE
3825
0
259018
AP Alternative Assets LP
LTD
00186K101
23
188250
SH
SOLE
0
0
188250
AP Alternative Assets LP
LTD
G04036102
4
32500
SH
SOLE
0
0
32500
Enterprise Products Partners L
LTD
293792107
2375
83109
SH
SOLE
0
0
83109
Magellan Midstream Partners LP
LTD
559080106
670
10113
SH
SOLE
0
0
10113
Alibaba Group Hldgs LTD. ADR
COM
01609W102
1860
11120
SH
SOLE
400
0
10720
America Movil SAB ADR Ser L
COM
02364W105
1362
91646
SH
SOLE
0
0
91646
ASML Hldgs NV ADR
COM
N07059210
37807
152191
SH
SOLE
2913
0
149278
AstraZeneca PLC Spon ADR
COM
046353108
1760
39485
SH
SOLE
0
0
39485
BHP Group Ltd Spon ADR
COM
088606108
507
10260
SH
SOLE
0
0
10260
BP PLC Spon ADR
COM
055622104
1062
27967
SH
SOLE
2030
0
25937
Diageo PLC Spon ADR
COM
25243Q205
300
1835
SH
SOLE
0
0
1835
ENI SpA ADR
COM
26874R108
298
9762
SH
SOLE
1250
0
8512
GlaxoSmithKline PLC ADS
COM
37733W105
1191
27908
SH
SOLE
850
0
27058
GW Pharmaceuticals PLC - ADR
COM
36197T103
331
2875
SH
SOLE
510
0
2365
National Grid PLC ADR
COM
636274409
6127
113193
SH
SOLE
858
0
112335
Nestle SA Sponsored ADR
COM
641069406
38862
358510
SH
SOLE
3700
0
354810
Novartis AG ADR
COM
66987V109
21622
248810
SH
SOLE
8140
0
240670
Royal Dutch Shell PLC ADR-A
COM
780259206
2483
42195
SH
SOLE
1750
0
40445
Siemens AG Sp ADR
COM
826197501
879
16403
SH
SOLE
0
0
16403
Vodafone Group PLC Sp ADR
COM
92857W308
492
24725
SH
SOLE
0
0
24725
Accenture Plc Cl A
COM
G1151C101
7595
39487
SH
SOLE
0
0
39487
Alcon
COM
H01301128
933
16014
SH
SOLE
229
0
15785
Allergan plc
COM
G0177J108
2213
13150
SH
SOLE
563
0
12587
Aon PLC
COM
G0408V102
1494
7717
SH
SOLE
0
0
7717
Athene Holding Ltd Cl A
COM
G0684D107
7297
173482
SH
SOLE
0
0
173482
Canadian Pacific Railway Ltd
COM
13645T100
640
2875
SH
SOLE
0
0
2875
CannaRoyalty
COM
137644100
75
18000
SH
SOLE
0
0
18000
Chubb Ltd
COM
H1467J104
10809
66954
SH
SOLE
355
0
66599
Core Laboratories NV
COM
N22717107
1209
25923
SH
SOLE
450
0
25473
Cresco Labs
COM
22587M106
83
14000
SH
SOLE
0
0
14000
Curaleaf Holdings
COM
23126M102
60
11000
SH
SOLE
0
0
11000
Denison Mines
COM
248356107
9
20000
SH
SOLE
0
0
20000
Enbridge
COM
29250N105
610
17378
SH
SOLE
0
0
17378
Green Thumb Industries
COM
39342L108
742
90748
SH
SOLE
0
0
90748
Harvest Health & Recreation
COM
41755M102
37
11500
SH
SOLE
0
0
11500
Ingersoll-Rand PLC
COM
G47791101
384
3120
SH
SOLE
0
0
3120
Johnson Controls Intl
COM
G51502105
1091
24861
SH
SOLE
0
0
24861
Koninklijke Philips Electronic
COM
500472303
2090
45302
SH
SOLE
0
0
45302
Lazard Ltd
COM
G54050102
726
20751
SH
SOLE
1500
0
19251
Linde PLC
COM
G5494J103
3271
16893
SH
SOLE
0
0
16893
Medtronic Plc
COM
G5960L103
942
8669
SH
SOLE
0
0
8669
Micromedic Technologies
COM
M7S04Q299
1
11000
SH
SOLE
0
0
11000
Mylan N.V.
COM
N59465109
210
10610
SH
SOLE
0
0
10610
Nansonics Limited
COM
Q6499K102
388
90051
SH
SOLE
0
0
90051
NXP Semiconductors NV
COM
N6596X109
1266
11603
SH
SOLE
0
0
11603
Options Media Group Hldgs
COM
684008105
0
234993
SH
SOLE
0
0
234993
Renalytix AI PLC
COM
G7489R108
445
152000
SH
SOLE
0
0
152000
Schlumberger Ltd
COM
806857108
16290
476740
SH
SOLE
11447
0
465293
Unilever NV NY Shs
COM
904784709
19933
332056
SH
SOLE
6282
0
325774
Vireo Health International
COM
92767A107
26
20750
SH
SOLE
0
0
20750
American Campus Communities
COM
024835100
2831
58879
SH
SOLE
3225
0
55654
American Tower REIT
COM
03027X100
7898
35715
SH
SOLE
0
0
35715
Boston Properties
COM
101121101
700
5400
SH
SOLE
0
0
5400
Corporate Office Properties
COM
22002T108
1134
38085
SH
SOLE
0
0
38085
Empire State Realty
COM
292102100
326
22903
SH
SOLE
0
0
22903
Equity Lifestyle Properties
COM
29472R108
453
3388
SH
SOLE
0
0
3388
Equity Residential
COM
29476L107
2794
32394
SH
SOLE
0
0
32394
Kite Realty Group Trust
COM
49803T300
175
10844
SH
SOLE
0
0
10844
ProLogis
COM
74340W103
200
2347
SH
SOLE
0
0
2347
Public Storage
COM
74460D109
8130
33149
SH
SOLE
500
0
32649
Simon Property Group
COM
828806109
1960
12591
SH
SOLE
0
0
12591
Ventas
COM
92276F100
1835
25125
SH
SOLE
0
0
25125
Vornado Realty Trust
COM
929042109
426
6696
SH
SOLE
0
0
6696
Weyerhaeuser
COM
962166104
1011
36488
SH
SOLE
0
0
36488
Amer Fds-Invest Co of Amer A
COM
461308108
210
5539
SH
SOLE
0
0
5539
Amer Fds - Fundamental Inv
COM
360802821
357
6048
SH
SOLE
0
0
6048
American Fds-Growth Fd of Amer
COM
399874106
267
5414
SH
SOLE
0
0
5414
American Fds-New Perspective-A
COM
648018109
584
13120
SH
SOLE
0
0
13120
American Grw Fd of Amer 2
COM
399874825
402
8183
SH
SOLE
0
0
8183
American SMALLCAP World Fd-A
COM
831681101
271
4901
SH
SOLE
0
0
4901
BlackRock H/Y Bd Port
COM
091929638
267
34714
SH
SOLE
0
0
34714
BNY Mellon Municipal Bond Fund
COM
05588B104
288
23916
SH
SOLE
0
0
23916
Columbia Acorn Fund-Z
COM
197199409
5609
387128
SH
SOLE
0
0
387128
Columbia Acorn Intl Fd-Z
COM
197199813
1176
36946
SH
SOLE
0
0
36946
Columbia L/C Grwth Fd Z
COM
19765P661
520
11674
SH
SOLE
0
0
11674
DFA Emerg Mkt Core Eq Fd
COM
233203421
406
20484
SH
SOLE
0
0
20484
DFA Tax-Managed US Mkt Wide Va
COM
233203561
342
11342
SH
SOLE
0
0
11342
DFA US Lg Cap Value Port
COM
233203827
220
6048
SH
SOLE
0
0
6048
DFA US Lrg Cap Val III Inst
COM
25434D807
264
10701
SH
SOLE
0
0
10701
DFA US Sm Cap Port
COM
233203843
232
7008
SH
SOLE
0
0
7008
Dodge & Cox Balanced Fund
COM
256201104
817
8179
SH
SOLE
0
0
8179
Dodge & Cox Stock Fund
COM
256219106
523
2803
SH
SOLE
0
0
2803
Fidelity 500 Index Fund
COM
315911750
19836
190873
SH
SOLE
0
0
190873
Fidelity Contrafund
COM
316071109
1262
98166
SH
SOLE
0
0
98166
Fidelity Diversified Intl Fd
COM
315910802
1046
28046
SH
SOLE
0
0
28046
Fidelity Equity Income Fd
COM
316138106
231
3885
SH
SOLE
0
0
3885
Fidelity Fund
COM
316153105
316
6681
SH
SOLE
0
0
6681
Fidelity Independence Fd
COM
316145309
202
5332
SH
SOLE
0
0
5332
Fidelity Intl Index Fd
COM
315911727
406
9911
SH
SOLE
0
0
9911
Fidelity OTC Portfolio
COM
316389105
149
13028
SH
SOLE
0
0
13028
Fidelity Puritan Fund
COM
316345107
612
27691
SH
SOLE
0
0
27691
Fidelity Tax Free Bond Fund
COM
316128503
384
32153
SH
SOLE
0
0
32153
Fidelity Tot Mkt Index Fd
COM
315911693
235
2791
SH
SOLE
0
0
2791
Fidelity Value Fund
COM
316464106
194
18582
SH
SOLE
0
0
18582
First Eagle Global Fd
COM
32008F606
454
7711
SH
SOLE
0
0
7711
Franklin H/Y Tax Free Inc
COM
354723272
525
50978
SH
SOLE
0
0
50978
Franklin Income Fd
COM
353496847
330
144732
SH
SOLE
0
0
144732
Harris Assoc Oakmark Fund
COM
413838103
1056
13563
SH
SOLE
0
0
13563
Invesco Oppenheimer Dev Mkts-A
COM
00143W701
371
8755
SH
SOLE
0
0
8755
Janus Balanced Fd
COM
471023879
261
7346
SH
SOLE
0
0
7346
Janus Mercury Fund
COM
471023853
270
5400
SH
SOLE
0
0
5400
John Hancock Life Bal Fd
COM
47803V481
213
14580
SH
SOLE
0
0
14580
JPMorgan Equity Index Sel
COM
4812C1553
211
4639
SH
SOLE
0
0
4639
JPMorgan Interm Tax Free Bd Fd
COM
4812A0458
335
30380
SH
SOLE
0
0
30380
JPMorgan Tax Free Bd-Sel
COM
4812C0456
305
24969
SH
SOLE
0
0
24969
JPMorgan Tax R/R Fd
COM
4812A2538
231
24874
SH
SOLE
0
0
24874
Keeley Small Cap Div Val - A
COM
487300881
691
43591
SH
SOLE
0
0
43591
Lord Abbett Shrt Dur Inc Fd
COM
543916704
53
12454
SH
SOLE
0
0
12454
MFS Mass Investors Tr-A
COM
575736103
202
6214
SH
SOLE
0
0
6214
Northern Intl Equity Ind Fd
COM
665130209
356
29274
SH
SOLE
0
0
29274
Nuveen Inter Dur Muni Bd-R
COM
67065Q400
591
62182
SH
SOLE
0
0
62182
Parnassus Core Equity Fd
COM
701769408
368
7713
SH
SOLE
0
0
7713
Parnassus Equity Income Fd
COM
701769101
370
7759
SH
SOLE
0
0
7759
PIMCO Income Fund
COM
72201F490
131
10933
SH
SOLE
0
0
10933
Price T Rowe Capital Appreciat
COM
77954M105
1023
32663
SH
SOLE
0
0
32663
Price T Rowe Dividend Growth F
COM
779546100
316
6257
SH
SOLE
0
0
6257
Price T Rowe Media & Telecom F
COM
741454102
277
2410
SH
SOLE
0
0
2410
Price T Rowe Mid Cap Grwth Fd
COM
779556109
623
6616
SH
SOLE
0
0
6616
Price T Rowe Tax Free Inc Bond
COM
779576107
215
20945
SH
SOLE
0
0
20945
Schwab S&P 500 Index Fd
COM
808509855
3743
81067
SH
SOLE
0
0
81067
Schwab Total Stock Mrkt Ind-Se
COM
808509756
1016
19417
SH
SOLE
0
0
19417
Shelton Funds - S&P MidCap Ind
COM
82301Q767
382
15555
SH
SOLE
0
0
15555
Stone Ridge H/Y Reinsur Risk P
COM
861728509
4575
493490
SH
SOLE
42950
0
450540
T Rowe Price Gr Stock Fund
COM
741479109
766
11276
SH
SOLE
0
0
11276
T Rowe Price High Yield Fd
COM
741481105
118
17807
SH
SOLE
0
0
17807
T Rowe Price S/T Bond
COM
77957P105
764
161546
SH
SOLE
0
0
161546
Tweedy Browne Global Value Fd
COM
901165100
657
23742
SH
SOLE
0
0
23742
Vanguard 500 Index Fd-Admiral
COM
922908710
5331
19408
SH
SOLE
0
0
19408
Vanguard FTSE AW EX-US-ADM
COM
921937736
326
10515
SH
SOLE
0
0
10515
Vanguard GNMA Fd-Inv
COM
922031307
714
67536
SH
SOLE
0
0
67536
Vanguard GNMA Fd - Adm
COM
922031794
3328
314861
SH
SOLE
0
0
314861
Vanguard Healthcare Fd
COM
921908885
485
5998
SH
SOLE
0
0
5998
Vanguard Inflat Protected Sec
COM
922031869
239
18003
SH
SOLE
0
0
18003
Vanguard Intl Growth Fd-I
COM
921910204
481
16795
SH
SOLE
0
0
16795
Vanguard Intm Trm Inv Grade Fd
COM
922031810
288
28609
SH
SOLE
0
0
28609
Vanguard Long-Term T/E Fd
COM
922907308
160
13374
SH
SOLE
0
0
13374
Vanguard Mid Cap Index-Adm
COM
922908645
265
1276
SH
SOLE
0
0
1276
Vanguard REIT Index Fd
COM
921908877
947
7168
SH
SOLE
0
0
7168
Vanguard S/T Invest Gr Adm Fd
COM
922031836
305
28392
SH
SOLE
0
0
28392
Vanguard Short Term Bond Ind-A
COM
921937702
124
11699
SH
SOLE
0
0
11699
Vanguard Small Cap Index Fd-Ad
COM
922908686
291
3945
SH
SOLE
0
0
3945
Vanguard ST Inv Gr Fd
COM
922031406
285
26493
SH
SOLE
0
0
26493
Vanguard Tot Stk Mkt Index Fd
COM
922908728
4749
64618
SH
SOLE
0
0
64618
Vanguard Total Intl Stk Index
COM
921909818
642
23159
SH
SOLE
0
0
23159
Vanguard Value Index Fd
COM
922908678
613
14073
SH
SOLE
0
0
14073
Vanguard Wellesley Income Fund
COM
921938106
957
35221
SH
SOLE
0
0
35221
Vanguard Wellington Fd
COM
921935201
661
9028
SH
SOLE
0
0
9028
Vanguard Windsor Fd ADM
COM
922018403
229
3197
SH
SOLE
0
0
3197
Vanguard Windsor Fund II
COM
922018205
509
14011
SH
SOLE
0
0
14011
Vanguard Windsor II Fd Adm
COM
922018304
240
3722
SH
SOLE
0
0
3722
AMEX Energy Select SPDR
COM
81369Y506
368
6212
SH
SOLE
0
0
6212
AMEX Financial Select Sector
COM
81369Y605
332
11847
SH
SOLE
0
0
11847
AMEX Health Care Select Sector
COM
81369Y209
373
4140
SH
SOLE
0
0
4140
DNP Select Income Fd
COM
23325P104
130
10073
SH
SOLE
0
0
10073
Goldman Sachs Treas Acc Fd
COM
381430529
1282
12775
SH
SOLE
0
0
12775
Invesco QQQ
COM
46090E103
2495
13214
SH
SOLE
1800
0
11414
Invesco S&P 500 Eq Wgt
COM
46137V357
402
3720
SH
SOLE
810
0
2910
iShares 20Yrs Treasury Bd ETF
COM
464287432
264
1848
SH
SOLE
0
0
1848
iShares Barclays 1-3 Yr Trsy B
COM
464287457
926
10918
SH
SOLE
7050
0
3868
iShares Barclays 3-7 Yr Trea
COM
464288661
250
1970
SH
SOLE
1200
0
770
iShares Core MSCI EAFE ETF
COM
46432F842
8739
143098
SH
SOLE
1390
0
141708
iShares Core MSCI Emer Mkts ET
COM
46434G103
3715
75792
SH
SOLE
220
0
75572
ishares Core S&P 500 ETF
COM
464287200
6054
20279
SH
SOLE
0
0
20279
iShares Core S&P MidCap ETF
COM
464287507
9067
46924
SH
SOLE
290
0
46634
iShares Core S&P SmallCap ETF
COM
464287804
14013
180021
SH
SOLE
2345
0
177676
iShares Core S&P Total U S Sto
COM
464287150
2062
30751
SH
SOLE
0
0
30751
iShares Cur Hdg MSCI EAFE Sm
COM
46435G839
1025
35200
SH
SOLE
2000
0
33200
iShares DJ Select Div Index Fd
COM
464287168
4214
41338
SH
SOLE
0
0
41338
iShares DJ US Finl Sector Inde
COM
464287788
213
1655
SH
SOLE
450
0
1205
iShares DJ US Tech Sec Ind Fd
COM
464287721
306
1500
SH
SOLE
0
0
1500
iShares IBoxx H/Y Corp Bd
COM
464288513
1519
17430
SH
SOLE
0
0
17430
iShares Lehman Treas Inf Prot
COM
464287176
646
5556
SH
SOLE
0
0
5556
iShares MSCI ACWI Index Fd
COM
464288257
530
7190
SH
SOLE
0
0
7190
iShares MSCI Asia Ex-Japan
COM
464288182
1698
25608
SH
SOLE
2500
0
23108
iShares MSCI Canada Index Fd
COM
464286509
531
18363
SH
SOLE
200
0
18163
iShares MSCI EAFE Index Fd
COM
464287465
14532
222853
SH
SOLE
8320
0
214533
iShares MSCI EAFE S/C
COM
464288273
1124
19646
SH
SOLE
1100
0
18546
iShares MSCI Emerging Mkts Ind
COM
464287234
10365
253611
SH
SOLE
17859
0
235752
iShares MSCI Japan Index Fd
COM
46434G822
399
7025
SH
SOLE
0
0
7025
iShares Russell 1000 Grow Indx
COM
464287614
1433
8977
SH
SOLE
0
0
8977
iShares Russell 1000 Val Index
COM
464287598
732
5707
SH
SOLE
0
0
5707
iShares Russell 2000 Index Fun
COM
464287655
7290
48168
SH
SOLE
3450
0
44718
iShares Russell Midcap Index F
COM
464287499
13643
243847
SH
SOLE
17800
0
226047
ishares S&P 100 Index Fd
COM
464287101
342
2600
SH
SOLE
0
0
2600
iShares S&P 500 Value Index Fd
COM
464287408
752
6309
SH
SOLE
0
0
6309
iShares S&P Global 100 Index F
COM
464287572
370
7486
SH
SOLE
800
0
6686
iShares S&P Latin America 40 I
COM
464287390
1075
34040
SH
SOLE
4800
0
29240
iShares S&P MidCap 400/Value I
COM
464287705
2425
15164
SH
SOLE
0
0
15164
iShares S&P MidCap400 Grwth In
COM
464287606
382
1707
SH
SOLE
0
0
1707
iShares S&P S/C 600/Barra Grw
COM
464287887
337
1889
SH
SOLE
0
0
1889
iShares S&P SmallCap 600 Val I
COM
464287879
508
3381
SH
SOLE
0
0
3381
Robo Global Robotics & Automat
COM
301505707
5433
141680
SH
SOLE
8100
0
133580
S&P Mid-Cap 400 ETF Trust
COM
78467Y107
21342
60549
SH
SOLE
1275
0
59274
Schwab Emerging Mkts Equity Fd
COM
808524706
424
16887
SH
SOLE
0
0
16887
Schwab Intl Equity ETF
COM
808524805
601
18851
SH
SOLE
0
0
18851
Schwab U S Broad Mkt ETF
COM
808524102
596
8393
SH
SOLE
0
0
8393
Schwab US Lg Cap Fd
COM
808524201
230
3236
SH
SOLE
0
0
3236
Schwab US Lg Cap Value Fd
COM
808524409
279
4912
SH
SOLE
0
0
4912
SPDR 500 ETF Trust Ser 1
COM
78462F103
53261
179469
SH
SOLE
2310
0
177159
SPDR Barclays 1-3 Month
COM
78468R663
2187
23885
SH
SOLE
0
0
23885
SPDR DJIA ETF Trust
COM
78467X109
445
1652
SH
SOLE
0
0
1652
SPDR Gold Trust
COM
78463V107
718
5167
SH
SOLE
0
0
5167
SPDR S&P 600 S/C ETF
COM
78464A813
326
4856
SH
SOLE
0
0
4856
SPDR S&P Aerspace & Defense
COM
78464A631
214
2004
SH
SOLE
0
0
2004
SPDR S&P Dividend
COM
78464A763
211
2055
SH
SOLE
0
0
2055
Sprott Physical Gold Trust
COM
85207H104
257
21893
SH
SOLE
0
0
21893
Tri Continental
COM
895436103
236
8662
SH
SOLE
0
0
8662
Utilities Sel Sector SPDR Fd
COM
81369Y886
245
3783
SH
SOLE
0
0
3783
Vanguard 500 ETF
COM
922908363
5295
19425
SH
SOLE
0
0
19425
Vanguard Dividend Apprec
COM
921908844
591
4938
SH
SOLE
0
0
4938
Vanguard Extended Mkt
COM
922908652
889
7645
SH
SOLE
0
0
7645
Vanguard FTSE All Wo X-US
COM
922042775
1657
33205
SH
SOLE
1200
0
32005
Vanguard FTSE All Wo X-US SC
COM
922042718
711
6975
SH
SOLE
1100
0
5875
Vanguard FTSE Dev Mrkts ETF
COM
921943858
615
14981
SH
SOLE
200
0
14781
Vanguard FTSE Emerging Mkts
COM
922042858
14079
349694
SH
SOLE
7300
0
342394
Vanguard FTSE Europe ETF
COM
922042874
249
4639
SH
SOLE
400
0
4239
Vanguard Growth ETF
COM
922908736
961
5781
SH
SOLE
0
0
5781
Vanguard High Div Yield ETF
COM
921946406
869
9796
SH
SOLE
0
0
9796
Vanguard Int-Term Corp Bond Fd
COM
92206C870
394
4313
SH
SOLE
0
0
4313
Vanguard MidCap ETF
COM
922908629
436
2599
SH
SOLE
0
0
2599
Vanguard REIT ETF
COM
922908553
578
6196
SH
SOLE
0
0
6196
Vanguard S/T Corp Bond
COM
92206C409
278
3432
SH
SOLE
0
0
3432
Vanguard Short-Term Treasury
COM
92206C102
398
6532
SH
SOLE
0
0
6532
Vanguard Short Term Bd ETF
COM
921937827
228
2819
SH
SOLE
0
0
2819
Vanguard Small Cap ETF
COM
922908751
502
3259
SH
SOLE
0
0
3259
Vanguard Total Stock Market ET
COM
922908769
1857
12297
SH
SOLE
0
0
12297
WisdomTree Japan Hedged Eq Fd
COM
97717W851
2634
52200
SH
SOLE
4200
0
48000