0000315498-18-000003.txt : 20180711 0000315498-18-000003.hdr.sgml : 20180711 20180711142736 ACCESSION NUMBER: 0000315498-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180711 DATE AS OF CHANGE: 20180711 EFFECTIVENESS DATE: 20180711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 18948566 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000315498 XXXXXXXX 06-30-2018 06-30-2018 GOFEN & GLOSSBERG LLC /IL/

455 CITYFRONT STE 3000 CHICAGO IL 60611

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Rowe Price Tax Free Short-I COM 779902105 100 18167 SH SOLE 0 0 18167 Templeton Global Bond Fd-A COM 880208103 226 19630 SH SOLE 0 0 19630 Thornburg Intl Value Fd-I COM 885215566 418 17727 SH SOLE 0 0 17727 Tweedy Browne Global Value Fd COM 901165100 673 23576 SH SOLE 0 0 23576 Vanguard 500 Index Fd-Admiral COM 922908710 2519 10036 SH SOLE 0 0 10036 Vanguard FTSE AW EX-US-ADM COM 921937736 327 10138 SH SOLE 0 0 10138 Vanguard GNMA Fd-Inv COM 922031307 900 87950 SH SOLE 0 0 87950 Vanguard GNMA Fd - Adm COM 922031794 3808 372250 SH SOLE 0 0 372250 Vanguard Healthcare Fd COM 921908885 495 5815 SH SOLE 0 0 5815 Vanguard Index 500 Fund COM 922908108 391 1556 SH SOLE 0 0 1556 Vanguard Inflat Protect Sec AD COM 922031737 216 8538 SH SOLE 0 0 8538 Vanguard Inflat Protected Sec COM 922031869 232 18003 SH SOLE 0 0 18003 Vanguard Inter Term Bond Ind-I COM 921937306 141 12869 SH SOLE 0 0 12869 Vanguard Intl Growth Fd-I COM 921910204 499 15951 SH SOLE 0 0 15951 Vanguard Ltd Term T/E Fd COM 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3722 AMEX Energy Select SPDR COM 81369Y506 418 5500 SH SOLE 0 0 5500 AMEX Financial Select Sector COM 81369Y605 244 9164 SH SOLE 0 0 9164 AMEX Health Care Select Sector COM 81369Y209 326 3902 SH SOLE 0 0 3902 DNP Select Income Fd COM 23325P104 114 10573 SH SOLE 0 0 10573 Goldman Sachs Treas Acc Fd COM 381430529 200 2000 SH SOLE 0 0 2000 Invesco QQQ COM 46090E103 1701 9907 SH SOLE 0 0 9907 iShares Barclays 1-3 Yr Trsy B COM 464287457 597 7158 SH SOLE 6300 0 858 iShares Core MSCI EAFE ETF COM 46432F842 8341 131625 SH SOLE 1100 0 130525 iShares Core MSCI Emer Mkts ET COM 46434G103 2902 55266 SH SOLE 0 0 55266 ishares Core S&P 500 ETF COM 464287200 5792 21211 SH SOLE 0 0 21211 iShares Core S&P MidCap ETF COM 464287507 9119 46814 SH SOLE 500 0 46314 iShares Core S&P SmallCap ETF COM 464287804 14572 174598 SH SOLE 2950 0 171648 iShares Cur Hdg MSCI EAFE Sm COM 46435G839 1120 35900 SH SOLE 2000 0 33900 iShares DJ Select Div Index Fd COM 464287168 4006 40989 SH SOLE 0 0 40989 iShares IBoxx H/Y Corp Bd COM 464288513 2722 31993 SH SOLE 250 0 31743 iShares Lehman Treas Inf Prot COM 464287176 622 5512 SH SOLE 0 0 5512 iShares MSCI ACWI Index Fd COM 464288257 501 7040 SH SOLE 0 0 7040 iShares MSCI Asia Ex-Japan COM 464288182 1791 24988 SH SOLE 2500 0 22488 iShares MSCI Canada Index Fd COM 464286509 616 21593 SH SOLE 200 0 21393 iShares MSCI EAFE Index Fd COM 464287465 15287 228270 SH SOLE 8320 0 219950 iShares MSCI EAFE S/C COM 464288273 1868 29770 SH SOLE 1100 0 28670 iShares MSCI Emerging Mkts Ind COM 464287234 10512 242599 SH SOLE 18659 0 223940 iShares Russell 1000 Grow Indx COM 464287614 1214 8444 SH SOLE 0 0 8444 iShares Russell 1000 Index Fd COM 464287622 455 2991 SH SOLE 0 0 2991 iShares Russell 1000 Val Index COM 464287598 498 4100 SH SOLE 0 0 4100 iShares Russell 2000 Index Fun COM 464287655 8026 49006 SH SOLE 4075 0 44931 iShares Russell Midcap Index F COM 464287499 12610 59443 SH SOLE 5400 0 54043 ishares S&P 100 Index Fd COM 464287101 320 2675 SH SOLE 0 0 2675 iShares S&P 500 Value Index Fd COM 464287408 677 6149 SH SOLE 0 0 6149 iShares S&P Global 100 Index F COM 464287572 426 9286 SH SOLE 800 0 8486 iShares S&P Latin Amerca 40 In COM 464287390 1010 34140 SH SOLE 4800 0 29340 iShares S&P MidCap 400/Value I COM 464287705 2542 15690 SH SOLE 0 0 15690 iShares S&P MidCap400 Grwth In COM 464287606 379 1687 SH SOLE 0 0 1687 iShares S&P S/C 600/Barra Grw COM 464287887 348 1841 SH SOLE 0 0 1841 iShares S&P SmallCap 600 Val I COM 464287879 526 3224 SH SOLE 0 0 3224 S&P Mid-Cap 400 ETF Trust COM 78467Y107 19261 54254 SH SOLE 1275 0 52979 Schwab Emerging Mkts Equity Fd COM 808524706 393 15185 SH SOLE 0 0 15185 Schwab Intl Equity ETF COM 808524805 541 16372 SH SOLE 0 0 16372 Schwab U S Broad Mkt ETF COM 808524102 462 6995 SH SOLE 0 0 6995 Schwab US Lg Cap Value Fd COM 808524409 261 4912 SH SOLE 0 0 4912 SPDR 500 ETF Trust Ser 1 COM 78462F103 45273 166886 SH SOLE 4100 0 162786 SPDR DJIA ETF Trust COM 78467X109 287 1182 SH SOLE 0 0 1182 SPDR Gold Trust COM 78463V107 653 5507 SH SOLE 100 0 5407 SPDR S&P 600 S/C ETF COM 78464A813 517 7156 SH SOLE 0 0 7156 Sprott Physical Gold Trust COM 85207H104 224 21893 SH SOLE 0 0 21893 Vanguard 500 ETF COM 922908363 3459 13864 SH SOLE 0 0 13864 Vanguard Dividend Apprec COM 921908844 571 5619 SH SOLE 0 0 5619 Vanguard Extended Mkt COM 922908652 848 7201 SH SOLE 0 0 7201 Vanguard FTSE All Wo X-US COM 922042775 1996 38510 SH SOLE 1200 0 37310 Vanguard FTSE All Wo X-US SC COM 922042718 987 8553 SH SOLE 1700 0 6853 Vanguard FTSE Dev Mrkts ETF COM 921943858 538 12552 SH SOLE 200 0 12352 Vanguard FTSE Emerging Mkts COM 922042858 14411 341492 SH SOLE 10800 0 330692 Vanguard FTSE Europe ETF COM 922042874 259 4614 SH SOLE 800 0 3814 Vanguard Growth ETF COM 922908736 760 5070 SH SOLE 0 0 5070 Vanguard High Div Yield ETF COM 921946406 689 8300 SH SOLE 0 0 8300 Vanguard Int-Term Corp Bond Fd COM 92206C870 419 5013 SH SOLE 0 0 5013 Vanguard MidCap ETF COM 922908629 559 3543 SH SOLE 0 0 3543 Vanguard REIT ETF COM 922908553 501 6149 SH SOLE 0 0 6149 Vanguard S/T Corp Bond COM 92206C409 1011 12939 SH SOLE 0 0 12939 Vanguard Short Term Bd ETF COM 921937827 486 6211 SH SOLE 0 0 6211 Vanguard Small Cap ETF COM 922908751 498 3202 SH SOLE 0 0 3202 Vanguard Total Stock Market ET COM 922908769 882 6279 SH SOLE 0 0 6279 Western Asset H/I Defined Opp COM 95768B107 950 65135 SH SOLE 0 0 65135 Western Asset High Inc Oppty COM 95766K109 1625 337213 SH SOLE 0 0 337213 WisdomTree Japan Hedged Eq Fd COM 97717W851 2556 47350 SH SOLE 4200 0 43150