0001206774-19-001829.txt : 20190605 0001206774-19-001829.hdr.sgml : 20190605 20190605152203 ACCESSION NUMBER: 0001206774-19-001829 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170825 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sinotruk (BVI) Ltd CENTRAL INDEX KEY: 0001718983 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 19879595 BUSINESS ADDRESS: STREET 1: UNITS 2102-03 SHUN TAK CENTRE CHINA STREET 2: MERCHANTS TOWER 168-200 CONNAUGHT RD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 85239529001 MAIL ADDRESS: STREET 1: UNITS 2102-03 SHUN TAK CENTRE CHINA STREET 2: MERCHANTS TOWER 168-200 CONNAUGHT RD CITY: CENTRAL STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 3 1 ownership.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2017-08-25 0 0000315449 UQM TECHNOLOGIES INC UQM 0001718983 Sinotruk (BVI) Ltd UNITS 2102-03 SHUN TAK CENTRE CHINA MERCHANTS TOWER 168-200 CONNAUGHT RD CENTRAL K3 00000 HONG KONG 0 0 1 0 Common Stock 5347300 D As previously disclosed, the shares of common stock being reported by the Reporting Person were obtained in connection with a Stock Purchase Agreement with the Issuer that initially closed on September 25, 2017. Under the terms of the Stock Purchase Agreement, the Reporting Person's common stock share ownership constituted 9.90% of the Issuer's outstanding common stock as of September 25, 2017. Also under the terms of such Stock Purchase Agreement, the Reporting Person may, in connection with a separate closing, directly or beneficially, obtain additional shares of the Issuer's common stock such that the Reporting Person would own, directly and/or beneficially, up to 34% of the Issuer's common stock. The transactions originally contemplated in the Stock Purchase Agreement relating to such separate closing did not occur and were terminated. The Reporting Person is a company organized under the laws of the British Virgin Islands and a wholly owned subsidiary of China National Heavy Duty Truck Group Co. Ltd., a company organized under the laws of the People's Republic of China ("CNHTC"). The shares being reported under this Form 3 are directly held by the Reporting Person, but any additional shares of the Issuer could have been also held by CNHTC or its affiliates. /s/ Xiaomin Chen 2019-06-04