0001206774-19-001829.txt : 20190605
0001206774-19-001829.hdr.sgml : 20190605
20190605152203
ACCESSION NUMBER: 0001206774-19-001829
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170825
FILED AS OF DATE: 20190605
DATE AS OF CHANGE: 20190605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sinotruk (BVI) Ltd
CENTRAL INDEX KEY: 0001718983
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10869
FILM NUMBER: 19879595
BUSINESS ADDRESS:
STREET 1: UNITS 2102-03 SHUN TAK CENTRE CHINA
STREET 2: MERCHANTS TOWER 168-200 CONNAUGHT RD
CITY: CENTRAL
STATE: K3
ZIP: 00000
BUSINESS PHONE: 85239529001
MAIL ADDRESS:
STREET 1: UNITS 2102-03 SHUN TAK CENTRE CHINA
STREET 2: MERCHANTS TOWER 168-200 CONNAUGHT RD
CITY: CENTRAL
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000315449
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840579156
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
BUSINESS PHONE: 3036824900
MAIL ADDRESS:
STREET 1: 4120 SPECIALTY PLACE
CITY: LONGMONT
STATE: CO
ZIP: 80504
3
1
ownership.xml
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
X0206
3
2017-08-25
0
0000315449
UQM TECHNOLOGIES INC
UQM
0001718983
Sinotruk (BVI) Ltd
UNITS 2102-03 SHUN TAK CENTRE CHINA
MERCHANTS TOWER 168-200 CONNAUGHT RD
CENTRAL
K3
00000
HONG KONG
0
0
1
0
Common Stock
5347300
D
As previously disclosed, the shares of common stock being reported by the Reporting Person were obtained in connection with a Stock Purchase Agreement with the Issuer that initially closed on September 25, 2017. Under the terms of the Stock Purchase Agreement, the Reporting Person's common stock share ownership constituted 9.90% of the Issuer's outstanding common stock as of September 25, 2017. Also under the terms of such Stock Purchase Agreement, the Reporting Person may, in connection with a separate closing, directly or beneficially, obtain additional shares of the Issuer's common stock such that the Reporting Person would own, directly and/or beneficially, up to 34% of the Issuer's common stock. The transactions originally contemplated in the Stock Purchase Agreement relating to such separate closing did not occur and were terminated.
The Reporting Person is a company organized under the laws of the British Virgin Islands and a wholly owned subsidiary of China National Heavy Duty Truck Group Co. Ltd., a company organized under the laws of the People's Republic of China ("CNHTC"). The shares being reported under this Form 3 are directly held by the Reporting Person, but any additional shares of the Issuer could have been also held by CNHTC or its affiliates.
/s/ Xiaomin Chen
2019-06-04