0000315449-19-000005.txt : 20190423 0000315449-19-000005.hdr.sgml : 20190423 20190423164836 ACCESSION NUMBER: 0000315449-19-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190420 FILED AS OF DATE: 20190423 DATE AS OF CHANGE: 20190423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENTHAL DAVID CENTRAL INDEX KEY: 0001107567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 19761976 MAIL ADDRESS: STREET 1: C/O SAN HOLDINGS, INC., STREET 2: 9800 PYRAMID COURT, SUITE 130 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER NAME: FORMER CONFORMED NAME: ROSENTHAL DAVID DATE OF NAME CHANGE: 20000223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-04-20 0 0000315449 UQM TECHNOLOGIES INC UQM 0001107567 ROSENTHAL DAVID C/O SAN HOLDINGS, INC., 9800 PYRAMID COURT, SUITE 130 ENGLEWOOD CO 80112 0 1 0 0 Treasurer and Secretary common stock 2019-04-20 4 F 0 3887 1.25 D 82367 D call options common stock 441147 441147 D Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with rule 16b-3. Various DAVID ROSENTHAL 2019-04-23