0000315449-18-000045.txt : 20180814 0000315449-18-000045.hdr.sgml : 20180814 20180814174134 ACCESSION NUMBER: 0000315449-18-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROY STEPHEN J CENTRAL INDEX KEY: 0001113755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 181019124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-08-13 0 0000315449 UQM TECHNOLOGIES INC UQM 0001113755 ROY STEPHEN J 1 0 0 0 common stock 2018-08-13 4 J 0 0 A 92877 D common stock 2018-08-13 4 J 0 0 A 5000 I Retirement account for the benefit of Stephen J. Roy call options 2.63 2018-08-13 4 J 0 14789 D 2018-08-13 common stock 14789 140382 D Various Expiration of stock options. Stephen Roy 2018-08-14