0000315449-18-000033.txt : 20180716 0000315449-18-000033.hdr.sgml : 20180716 20180716193856 ACCESSION NUMBER: 0000315449-18-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180712 FILED AS OF DATE: 20180716 DATE AS OF CHANGE: 20180716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Joseph R CENTRAL INDEX KEY: 0001551824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10869 FILM NUMBER: 18955324 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UQM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000315449 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840579156 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 BUSINESS PHONE: 3036824900 MAIL ADDRESS: STREET 1: 4120 SPECIALTY PLACE CITY: LONGMONT STATE: CO ZIP: 80504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-07-12 0 0000315449 UQM TECHNOLOGIES INC UQM 0001551824 Mitchell Joseph R 4120 SPECIALTY PLACE LONGMONT CO 80504 0 1 0 0 President and CEO common stock 2018-07-12 4 F 0 5806 0.97 D 181847 D call options 2018-07-12 4 P 0 0 0 A common stock 766872 766872 D Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with rule 16b-3. Various Joseph Mitchell 2018-07-16