-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A7pIgq1zoRWZWs5v3lJNjgwOFMYO3T1+PXZbeph1kAHORnjIoB9tBpqpXFPdOKPk DF9AqNxrZtQGiiCrFTeZnw== 0000003153-02-000045.txt : 20021126 0000003153-02-000045.hdr.sgml : 20021126 20021126131619 ACCESSION NUMBER: 0000003153-02-000045 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021126 EFFECTIVENESS DATE: 20021126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALABAMA POWER CO CENTRAL INDEX KEY: 0000003153 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 630004250 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: 1935 Act SEC FILE NUMBER: 040-00425-01 FILM NUMBER: 02840591 BUSINESS ADDRESS: STREET 1: 600 N 18TH ST STREET 2: P O BOX 2641 CITY: BIRMINGHAM STATE: AL ZIP: 35291 BUSINESS PHONE: 2052571000 U-6B-2 1 seriesq_ru6b2.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-6B-2 Certificate of Notification Filed by ALABAMA POWER COMPANY (the "Company") This certificate is notice that the above named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48. Item 1. Type of security or securities. Series Q 5.50% Senior Notes due October 15, 2017 (the "Series Q Notes") Series R 4.70% Senior Notes due December 1, 2010 (the "Series R Notes" and, together with the Series Q Notes, the "Notes") Item 2. Issue, renewal or guaranty. Issue Item 3. Principal amount of each security. Series Q Notes: $100,000,000 Series R Notes: $100,000,000 Item 4. Rate of interest per annum of each security. Series Q Notes: 5.50% Series R Notes: 4.70% Item 5. Date of issue, renewal or guaranty of each security. November 26, 2002 Item 6. If renewal of security, give date of original issue. Not Applicable - 2 - Item 7. Date of maturity of each security. Series Q Notes: October 15, 2017 Series R Notes: December 1, 2010 Item 8. Name of person to whom each security was issued, renewed or guaranteed. Series Q Notes: The Company issued and sold the Series Q Notes to Goldman Sachs & Co., ABI Capital Management LLC and Credit Lyonnais Securities (USA) Inc., as the Underwriters, pursuant to an Underwriting Agreement dated November 20, 2002. Series R Notes: The Company issued and sold the Series R Notes to Goldman Sachs & Co., Morgan Stanley & Co. Incorporated and Credit Lyonnais Securities (USA) Inc., as the Underwriters, pursuant to an Underwriting Agreement dated November 20, 2002. Item 9. Collateral given with each security, if any. None Item 10. Consideration received for each security. Series Q Notes: $101,820,000 (101.82% of the principal amount) Series R Notes: $99,715,000 (99.715% of the principal amount) Item 11. Application of proceeds of each security. Series Q Notes: The proceeds from the sale of the Series Q Notes will be applied by the Company to redeem all of its Series E 6.25% Senior Notes due September 30, 2010 currently outstanding in the aggregate principal amount of $99,562,000 at a redemption price of 100% of the principal amount thereof plus accrued interest and for other general corporate purposes. Series R Notes: The proceeds from the sale of the Series R Notes will be applied by the Company to redeem all of its Series F 6.375% Senior Insured Quarterly Notes due September 30, 2018 currently outstanding in the aggregate principal amount of $96,791,000 at a redemption price of 100% of the principal amount thereof plus accrued interest and for other general corporate purposes. - 3 - Item 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of: a. the provisions contained in the first sentence of Section 6(b)___ b. the provisions contained in the fourth sentence of Section 6(b)___ c. the provisions contained in any rule of the Commission other than Rule U-48_X_ Item 13. Not Applicable. Item 14. Not Applicable. Item 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed. Rule 52 Date: November 26, 2002 ALABAMA POWER COMPANY By: /s/Wayne Boston Wayne Boston Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----