0001209191-18-018875.txt : 20180312
0001209191-18-018875.hdr.sgml : 20180312
20180312163919
ACCESSION NUMBER: 0001209191-18-018875
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180309
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEINHARDT MICHAEL H
CENTRAL INDEX KEY: 0000315246
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 18683867
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-371-7300
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree Investments, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
FORMER COMPANY:
FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC
DATE OF NAME CHANGE: 19951120
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-09
0
0000880631
WisdomTree Investments, Inc.
WETF
0000315246
STEINHARDT MICHAEL H
712 FIFTH AVENUE
34TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Stock
2018-03-09
4
S
0
86210
9.9225
D
0
I
By The Judy and Michael Steinhardt Foundation
Common Stock
10845915
D
The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.8739 to $9.97, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Includes restricted stock awards which vest as to 10,214 shares on June 20, 2018.
/s/ Marci Frankenthaler, Attorney-in-Fact
2018-03-12