0001104659-17-050147.txt : 20170808 0001104659-17-050147.hdr.sgml : 20170808 20170808112213 ACCESSION NUMBER: 0001104659-17-050147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170807 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gilles Jean H CENTRAL INDEX KEY: 0001465591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 171013726 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 a4.xml 4 X0306 4 2017-08-07 0 0000315189 DEERE & CO DE 0001465591 Gilles Jean H ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Senior Vice President $1 Par Common Stock 2017-08-07 4 M 0 8015 80.61 A 70635 D $1 Par Common Stock 2017-08-07 4 S 0 8015 129.9940 D 62620 D $1 Par Common Stock 12 I By Son Market Priced Options 80.61 2017-08-07 4 M 0 8015 0.00 D 2020-12-08 Common Stock 8015 0 D Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted December 6, 2017. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.90 to $130.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 29,686 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 8, 2011, 2012 and 2013. See attached "FOOTNOTES" page. /s/ Todd E. Davies, Secretary, Deere & Company, Under Power of Attorney 2017-08-08