0000315189-23-000020.txt : 20230626 0000315189-23-000020.hdr.sgml : 20230626 20230626111339 ACCESSION NUMBER: 0000315189-23-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: May John C II CENTRAL INDEX KEY: 0001556144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 231040417 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-06-22 0 0000315189 DEERE & CO DE 0001556144 May John C II DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 1 1 0 0 Chairman & CEO 1 $1 Par Common Stock 2023-06-22 4 M 0 4605 148.14 A 113731 D $1 Par Common Stock 2023-06-22 4 S 0 4605 414.83 D 109126 D $1 Par Common Stock 2023-06-22 4 M 0 48362 169.7 A 157488 D $1 Par Common Stock 2023-06-22 4 S 0 24490 415.603 D 132998 D $1 Par Common Stock 2023-06-22 4 S 0 18933 416.432 D 114065 D $1 Par Common Stock 2023-06-22 4 S 0 4439 417.599 D 109626 D $1 Par Common Stock 2023-06-22 4 S 0 500 418.212 D 109126 D Market Priced Options 148.14 2023-06-22 4 M 0 4605 0 D 2021-12-12 2028-12-12 Common Stock 4605 0 D Market Priced Options 169.7 2023-06-22 4 M 0 48362 0 D 2029-12-11 Common Stock 48362 0 D Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.00 to $415.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 5. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.00 to 416.995, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.09 to $418.06, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.105 to $418.315, inclusive. Includes 26,871 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in two approximately equal tranches on December 11, 2020 and 2021. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2023-06-26