0000315189-23-000019.txt : 20230608 0000315189-23-000019.hdr.sgml : 20230608 20230608110622 ACCESSION NUMBER: 0000315189-23-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230608 DATE AS OF CHANGE: 20230608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: von Pentz Markwart CENTRAL INDEX KEY: 0001411741 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 231001110 BUSINESS ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: (309) 765-5218 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 FORMER NAME: FORMER CONFORMED NAME: Markwart von Pentz DATE OF NAME CHANGE: 20070906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-06-07 0 0000315189 DEERE & CO DE 0001411741 von Pentz Markwart DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Pres Ag & Turf, Sml Ag & Turf 1 $1 Par Common Stock 2023-06-07 4 M 0 13981 151.95 A 71096 D $1 Par Common Stock 2023-06-07 4 S 0 1100 379.138 D 69996 D $1 Par Common Stock 2023-06-07 4 S 0 2870 380.614 D 67126 D $1 Par Common Stock 2023-06-07 4 S 0 4848 381.626 D 62278 D $1 Par Common Stock 2023-06-07 4 S 0 4263 382.517 D 58015 D $1 Par Common Stock 2023-06-07 4 S 0 900 383.387 D 57115 D $1 Par Common Stock 2023-06-07 4 M 0 13952 148.14 A 71067 D $1 Par Common Stock 2023-06-07 4 S 0 1207 379.086 D 69860 D $1 Par Common Stock 2023-06-07 4 S 0 2634 380.579 D 67226 D $1 Par Common Stock 2023-06-07 4 S 0 4980 381.603 D 62246 D $1 Par Common Stock 2023-06-07 4 S 0 4406 382.527 D 57840 D $1 Par Common Stock 2023-06-07 4 S 0 725 383.428 D 57115 D Market Priced Options 151.95 2023-06-07 4 M 0 13981 0 D 2027-12-13 Common Stock 13981 0 D Market Priced Options 148.14 2023-06-07 4 M 0 13952 0 D 2028-12-12 Common Stock 13952 0 D Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive. Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020. The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2023-06-08