0000315189-23-000019.txt : 20230608
0000315189-23-000019.hdr.sgml : 20230608
20230608110622
ACCESSION NUMBER: 0000315189-23-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230607
FILED AS OF DATE: 20230608
DATE AS OF CHANGE: 20230608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Pentz Markwart
CENTRAL INDEX KEY: 0001411741
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 231001110
BUSINESS ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
BUSINESS PHONE: (309) 765-5218
MAIL ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
FORMER NAME:
FORMER CONFORMED NAME: Markwart von Pentz
DATE OF NAME CHANGE: 20070906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1029
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-06-07
0
0000315189
DEERE & CO
DE
0001411741
von Pentz Markwart
DEERE & COMPANY
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Pres Ag & Turf, Sml Ag & Turf
1
$1 Par Common Stock
2023-06-07
4
M
0
13981
151.95
A
71096
D
$1 Par Common Stock
2023-06-07
4
S
0
1100
379.138
D
69996
D
$1 Par Common Stock
2023-06-07
4
S
0
2870
380.614
D
67126
D
$1 Par Common Stock
2023-06-07
4
S
0
4848
381.626
D
62278
D
$1 Par Common Stock
2023-06-07
4
S
0
4263
382.517
D
58015
D
$1 Par Common Stock
2023-06-07
4
S
0
900
383.387
D
57115
D
$1 Par Common Stock
2023-06-07
4
M
0
13952
148.14
A
71067
D
$1 Par Common Stock
2023-06-07
4
S
0
1207
379.086
D
69860
D
$1 Par Common Stock
2023-06-07
4
S
0
2634
380.579
D
67226
D
$1 Par Common Stock
2023-06-07
4
S
0
4980
381.603
D
62246
D
$1 Par Common Stock
2023-06-07
4
S
0
4406
382.527
D
57840
D
$1 Par Common Stock
2023-06-07
4
S
0
725
383.428
D
57115
D
Market Priced Options
151.95
2023-06-07
4
M
0
13981
0
D
2027-12-13
Common Stock
13981
0
D
Market Priced Options
148.14
2023-06-07
4
M
0
13952
0
D
2028-12-12
Common Stock
13952
0
D
Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.
Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2023-06-08