0000315189-22-000015.txt : 20220531 0000315189-22-000015.hdr.sgml : 20220531 20220531165924 ACCESSION NUMBER: 0000315189-22-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220526 FILED AS OF DATE: 20220531 DATE AS OF CHANGE: 20220531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone John H CENTRAL INDEX KEY: 0001817149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 22984294 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-05-26 0 0000315189 DEERE & CO DE 0001817149 Stone John H ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 President, WW C&F & Pwr Syst $1 Par Common Stock 2022-05-26 4 M 0 2827 169.7 A 23914 D $1 Par Common Stock 2022-05-26 4 S 0 128 340.97 D 23786 D $1 Par Common Stock 2022-05-26 4 S 0 100 343.1 D 23686 D $1 Par Common Stock 2022-05-26 4 S 0 710 345.004 D 22976 D $1 Par Common Stock 2022-05-26 4 S 0 200 345.615 D 22776 D $1 Par Common Stock 2022-05-26 4 S 0 970 347.186 D 21806 D $1 Par Common Stock 2022-05-26 4 S 0 719 348.237 D 21087 D $1 Par Common Stock 2022-05-26 4 M 0 3670 254.83 A 24757 D $1 Par Common Stock 2022-05-26 4 S 0 109 341.65 D 24648 D $1 Par Common Stock 2022-05-26 4 S 0 100 341.98 D 24548 D $1 Par Common Stock 2022-05-26 4 S 0 200 344.19 D 24348 D $1 Par Common Stock 2022-05-26 4 S 0 1000 345.278 D 23348 D $1 Par Common Stock 2022-05-26 4 S 0 500 346.55 D 22848 D $1 Par Common Stock 2022-05-26 4 S 0 1267 347.582 D 21581 D $1 Par Common Stock 2022-05-26 4 S 0 494 348.406 D 21087 D Market Priced Options 169.7 2022-05-26 4 M 0 2827 0 D 2029-12-11 Common Stock 2827 1393 D Market Priced Options 254.83 2022-05-26 4 M 0 3670 0 D 2030-12-09 Common Stock 3670 7388 D Exercise of Rule 16b-3 options and related sales of shares. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.90 to $341.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 12. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.55 to $345.45, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.56 to $345.67, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.75 to $347.65, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.80 to $348.75, inclusive. The sales price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.84 to $341.73, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.78 to $344.60, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.86 to $345.57, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.99 to $346.86, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.16 to $348.13, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.17 to $348.60, inclusive. Includes 4,266 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal tranches on December 11, 2020, 2021, and 2022. The options became exercisable in three approximately equal tranches on December 9, 2021, 2022, and 2023. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2022-05-31