0000315189-22-000014.txt : 20220531 0000315189-22-000014.hdr.sgml : 20220531 20220531144318 ACCESSION NUMBER: 0000315189-22-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220526 FILED AS OF DATE: 20220531 DATE AS OF CHANGE: 20220531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone John H CENTRAL INDEX KEY: 0001817149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 22982649 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-05-26 0 0000315189 DEERE & CO DE 0001817149 Stone John H ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 President, WW C&F & Pwr Syst $1 Par Common Stock 2022-05-26 4 M 0 5981 79.24 A 27068 D $1 Par Common Stock 2022-05-26 4 S 0 1022 340.991 D 26046 D $1 Par Common Stock 2022-05-26 4 S 0 2055 342.31 D 23991 D $1 Par Common Stock 2022-05-26 4 S 0 2804 343.514 D 21187 D $1 Par Common Stock 2022-05-26 4 S 0 100 344.02 D 21087 D $1 Par Common Stock 2022-05-26 4 M 0 4235 100.55 A 25322 D $1 Par Common Stock 2022-05-26 4 S 0 387 341.569 D 24935 D $1 Par Common Stock 2022-05-26 4 S 0 199 342905 D 24736 D $1 Par Common Stock 2022-05-26 4 S 0 401 344.251 D 24335 D $1 Par Common Stock 2022-05-26 4 S 0 1082 345.399 D 23253 D $1 Par Common Stock 2022-05-26 4 S 0 1039 347.185 D 22214 D $1 Par Common Stock 2022-05-26 4 S 0 927 348.021 D 21287 D $1 Par Common Stock 2022-05-26 4 S 0 200 348.79 D 21087 D $1 Par Common Stock 2022-05-26 4 M 0 3710 151.95 A 24797 D $1 Par Common Stock 2022-05-26 4 S 0 237 341.528 D 24560 D $1 Par Common Stock 2022-05-26 4 S 0 657 344.825 D 23903 D $1 Par Common Stock 2022-05-26 4 S 0 644 345.539 D 23259 D $1 Par Common Stock 2022-05-26 4 S 0 600 346.922 D 22659 D $1 Par Common Stock 2022-05-26 4 S 0 1272 347.737 D 21387 D $1 Par Common Stock 2022-05-26 4 S 0 300 348.633 D 21087 D $1 Par Common Stock 2022-05-26 4 M 0 3219 148.14 A 24306 D $1 Par Common Stock 2022-05-26 4 S 0 132 340.993 D 24174 D $1 Par Common Stock 2022-05-26 4 S 0 100 342 D 24074 D $1 Par Common Stock 2022-05-26 4 S 0 900 345.077 D 23174 D $1 Par Common Stock 2022-05-26 4 S 0 300 345.987 D 22874 D $1 Par Common Stock 2022-05-26 4 S 0 1008 347.24 D 21866 D $1 Par Common Stock 2022-05-26 4 S 0 779 348.278 D 21087 D Market Priced Options 79.2 2022-05-26 4 M 0 5981 0 A 2025-12-09 Common Stock 5981 0 D Market Priced Options 100.55 2022-05-26 4 M 0 4235 0 A 2026-12-14 Common Stock 4235 0 D Market Priced Options 151.95 2022-05-26 4 M 0 3710 0 A 2027-12-13 Common Stock 3710 0 D Market Priced Options 148.14 2022-05-26 4 M 0 3219 0 A 2028-12-12 Common Stock 3219 0 D All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.74 to $341.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 21. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.92 to $342.61, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.01 to $343.94, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.22 to $341.75, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.56 to $343.50, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.69 to $344.62, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.09 to $345.91, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.69 to $347.68, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.70 to $348.62, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.22 to $341.70, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.19 to $345.14, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.31 to $345.84, inclusive. The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.41 to $347.17, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.45 to $348.10, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.45 to $348.79, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.92 to $341.22, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.50 to $345.43, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.56 to $346.41, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.71 to $347.70, inclusive. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.82 to $348.80, inclusive. Includes 4,266 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018. The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019. The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020. The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2022-05-31