0000315189-21-000002.txt : 20210106
0000315189-21-000002.hdr.sgml : 20210106
20210106144743
ACCESSION NUMBER: 0000315189-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210104
FILED AS OF DATE: 20210106
DATE AS OF CHANGE: 20210106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Mary K.W.
CENTRAL INDEX KEY: 0001566435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04121
FILM NUMBER: 21510108
MAIL ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEERE & CO
CENTRAL INDEX KEY: 0000315189
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 362382580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1101
BUSINESS ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
BUSINESS PHONE: (309) 765-8000
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265-8098
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-01-04
0
0000315189
DEERE & CO
DE
0001566435
Jones Mary K.W.
DEERE & COMPANY
ONE JOHN DEERE PLACE
MOLINE
IL
61265
0
1
0
0
Sr VP, General Counsel & PA
$1 Par Common Stock
2021-01-04
4
M
0
9835
151.95
A
74425
D
$1 Par Common Stock
2021-01-04
4
S
0
300
264.61
D
74125
D
$1 Par Common Stock
2021-01-04
4
S
0
1000
266.074
D
73125
D
$1 Par Common Stock
2021-01-04
4
S
0
1600
266.848
D
71525
D
$1 Par Common Stock
2021-01-04
4
S
0
1635
267.715
D
69890
D
$1 Par Common Stock
2021-01-04
4
S
0
1600
268.849
D
68290
D
$1 Par Common Stock
2021-01-04
4
S
0
500
269.7
D
67790
D
$1 Par Common Stock
2021-01-04
4
S
0
2300
271.865
D
65490
D
$1 Par Common Stock
2021-01-04
4
S
0
900
272.724
D
64590
D
$1 Par Common Stock
2021-01-04
4
M
0
4220
148.14
A
68810
D
$1 Par Common Stock
2021-01-04
4
S
0
300
265.447
D
68510
D
$1 Par Common Stock
2021-01-04
4
S
0
800
266.604
D
67710
D
$1 Par Common Stock
2021-01-04
4
S
0
920
267.535
D
66790
D
$1 Par Common Stock
2021-01-04
4
S
0
700
268.964
D
66090
D
$1 Par Common Stock
2021-01-04
4
S
0
200
270.02
D
65890
D
$1 Par Common Stock
2021-01-04
4
S
0
1000
271.932
D
64890
D
$1 Par Common Stock
2021-01-04
4
S
0
300
272.752
D
64590
D
$1 Par Common Stock
2021-01-04
4
M
0
4348
148.14
A
68938
D
$1 Par Common Stock
2021-01-04
4
S
0
100
264.335
D
68838
D
$1 Par Common Stock
2021-01-04
4
S
0
400
265.934
D
68438
D
$1 Par Common Stock
2021-01-04
4
S
0
1100
267.022
D
67338
D
$1 Par Common Stock
2021-01-04
4
S
0
748
268.145
D
66590
D
$1 Par Common Stock
2021-01-04
4
S
0
500
269.254
D
66090
D
$1 Par Common Stock
2021-01-04
4
S
0
100
270.075
D
65990
D
$1 Par Common Stock
2021-01-04
4
S
0
1100
272.04
D
64890
D
$1 Par Common Stock
2021-01-04
4
S
0
300
273.077
D
64590
D
Market Priced Options
151.95
2021-01-04
4
M
0
9835
0
D
2027-12-13
Common Stock
9835
0
D
Market Priced Options
148.14
2021-01-04
4
M
0
8568
0
D
2028-12-12
Common Stock
8568
4221
D
Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.18 to $265.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 22.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.36 to $266.35, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.38 to $267.34, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $267.39 to $268.32, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.49 to $269.44, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.52 to $269.97, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.47 to $272.45, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.50 to $273.04, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.99 to $265.92, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.12 to $266.94, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.15 to $267.94, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.66 to $269.47, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.68 to $270.36, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.48 to $272.27, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.62 to $272.92, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.38 to $266.22, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.60 to $267.54, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.78 to $268.71, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.80 to $269.78, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.68 to $272.54, inclusive.
The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.71 to $273.57, inclusive.
Includes 21,702 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.
/s/Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
2021-01-06